Rivernorth Opportunities Fund, Inc.
RIV- Exchange
- NYSE
- SEC CIK
- 0001501072
No open-market purchases or sales by Rivernorth Opportunities Fund, Inc. insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $111.9M in total; no superinvestor holds it.
Other share classesRIV.PA
13F holders, Q1 2025
Institutional positions in Rivernorth Opportunities Fund, Inc. as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 47
- 0 vs. Q4 2024
- Shares held
- 5.17M
- +148.0K (+2.9%) vs. Q4 2024
- Total value
- $60.8M
- +$3.19M (+5.5%) vs. Q4 2024
- New holders
- 6
- 18 more added
- Sold out
- 6
- 12 more reduced
2 institutions that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RIV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $111.9M |
| Q1 2026 | 57 | $107.5M |
| Q4 2025 | 58 | $118.7M |
| Q3 2025 | 52 | $70.8M |
| Q2 2025 | 48 | $62.7M |
| Q1 2025 | 47 | $60.8M |
| Q4 2024 | 49 | $57.7M |
| Q3 2024 | 45 | $63.1M |
| Q2 2024 | 49 | $60.8M |
| Q1 2024 | 52 | $59.2M |
| Q4 2023 | 54 | $55.0M |
| Q3 2023 | 43 | $48.5M |
| Q2 2023 | 46 | $53.7M |
| Q1 2023 | 47 | $51.4M |
| Q4 2022 | 39 | $50.0M |
| Q3 2022 | 33 | $33.1M |
| Q2 2022 | 32 | $36.3M |
| Q1 2022 | 35 | $43.3M |
| Q4 2021 | 41 | $54.0M |
| Q3 2021 | 33 | $35.0M |
| Q2 2021 | 28 | $35.8M |
| Q1 2021 | 29 | $29.7M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Rivernorth Opportunities Fund, Inc.; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,768,520 | $20.9M | 0.00% | +90,284+5.4% | Added |
| Penserra Capital Management LLC | 571,025 | $6.73M | 0.12% | −63,102−10.0% | Reduced |
| LPL Financial LLC | 426,391 | $5.03M | 0.00% | +19,743+4.9% | Added |
| Wells Fargo & Company | 265,233 | $3.13M | 0.00% | +33,509+14.5% | Added |
| National Asset Management, Inc. | 224,088 | $2.64M | 0.08% | +40,350+22.0% | Added |
| Royal Bank of Canada | 199,111 | $2.35M | 0.00% | +40,031+25.2% | Added |
| Envestnet Asset Management Inc | 192,912 | $2.27M | 0.00% | +19,956+11.5% | Added |
| Principal Securities, Inc. | 165,714 | $1.90M | 0.04% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 115,428 | $1.36M | 0.00% | +15,700+15.7% | Added |
| Marks Group Wealth Management, Inc | 115,399 | $1.36M | 0.13% | 00.0% | Unchanged |
| Tennessee Valley Asset Management Partners | 113,205 | $1.33M | 0.22% | +18,083+19.0% | Added |
| Everstar Asset Management, LLC | 93,154 | $1.10M | 0.73% | +10,070+12.1% | Added |
| Nations Financial Group Inc, | 89,409 | $1.05M | 0.08% | +2,097+2.4% | Added |
| Advisor Group Holdings, Inc. | 82,004 | $966.9K | 0.00% | +4,465+5.8% | Added |
| Raymond James Financial Inc | 62,168 | $733.0K | 0.00% | +2,278+3.8% | Added |
| Shaker Financial Services, LLC | 56,974 | $671.7K | 0.26% | −44,097−43.6% | Reduced |
| NWF Advisory Services Inc. | 56,227 | $662.9K | 0.09% | +56,227 | New |
| Advisor OS, LLC | 53,165 | $626.8K | 0.07% | +1,369+2.6% | Added |
| Oppenheimer & Co Inc | 46,868 | $552.6K | 0.01% | +2,594+5.9% | Added |
| Sheaff Brock Investment Advisors, LLC | 44,680 | $526.8K | 0.05% | +1,900+4.4% | Added |
| Janney Montgomery Scott LLC | 36,569 | $431.0K | 0.00% | +177+0.5% | Added |
| Atria Wealth Solutions, Inc. | 28,850 | $340.1K | 0.00% | −84,540−74.6% | Reduced |
| CoreCap Advisors, LLC | 28,200 | $332.5K | 0.01% | −2,850−9.2% | Reduced |
| Readystate Asset Management LP | 27,201 | $320.7K | 0.02% | +27,201 | New |
| Wedbush Securities Inc | 26,410 | $311.0K | 0.01% | −680−2.5% | Reduced |
| Private Advisor Group, LLC | 26,299 | $310.1K | 0.00% | −327−1.2% | Reduced |
| Total Wealth Planning & Management, Inc. | 26,201 | $308.9K | 0.32% | +26,201 | New |
| Bank of America Corp | 25,011 | $294.9K | 0.00% | −12,643−33.6% | Reduced |
| Commonwealth Equity Services, LLC | 24,040 | $283.0K | 0.00% | +101+0.4% | Added |
| UBS Group AG | 20,282 | $239.1K | 0.00% | −17,664−46.6% | Reduced |
| Westside Investment Management, Inc. | 20,000 | $235.8K | 0.05% | 00.0% | Unchanged |
| GWM Advisors LLC | 19,300 | $227.5K | 0.00% | −700−3.5% | Reduced |
| HighTower Advisors, LLC | 19,280 | $227.3K | 0.00% | 00.0% | Unchanged |
| SeaCrest Wealth Management, LLC | 19,251 | $227.0K | 0.03% | −4,835−20.1% | Reduced |
| WealthTrust Asset Management, LLC | 14,398 | $169.8K | 0.13% | +14,398 | New |
| Sequoia Financial Advisors, LLC | 14,000 | $165.1K | 0.00% | 00.0% | Unchanged |
| Channel Wealth LLC | 12,371 | $145.9K | 0.05% | 00.0% | Unchanged |
| Strategic Financial Concepts, LLC | 10,800 | $127.3K | 0.02% | −5,800−34.9% | Reduced |
| CIBC Private Wealth Group, LLC | 11,300 | $117.7K | 0.00% | 00.0% | Unchanged |
| Truvestments Capital LLC | 9,133 | $107.7K | 0.02% | +9,133 | New |
| National Bank of Canada | 2,639 | $31.1K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 981 | $12.0K | 0.00% | +623+174.0% | Added |
| Elequin Capital LP | 851 | $10.0K | 0.00% | −5,594−86.8% | Reduced |
| Luminist Capital LLC | 537 | $6.39K | 0.01% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 310 | $3.65K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 255 | $3.01K | 0.00% | +255 | New |
| Farther Finance Advisors, LLC | 83 | $988 | 0.00% | 00.0% | Unchanged |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −23,458−100.0% | Sold out |
| Cary Street Partners Financial LLC | 0 | $0 | 0.00% | −10,500−100.0% | Sold out |
| Independent Advisor Alliance | 0 | $0 | 0.00% | −10,023−100.0% | Sold out |
| Synergy Financial Management, LLC | 0 | $0 | 0.00% | −1,200−100.0% | Sold out |
| Sunbelt Securities, Inc. | 0 | $0 | 0.00% | −10−100.0% | Sold out |
| Strategic Wealth Designers | 0 | $0 | 0.00% | −705−100.0% | Sold out |
| Oliver Lagore Vanvalin Investment Group | – | – | – | – | Not filed |
| AlphaMark Advisors, LLC | – | – | – | – | Not filed |