Rivernorth Opportunities Fund, Inc.
RIV- Exchange
- NYSE
- SEC CIK
- 0001501072
No open-market purchases or sales by Rivernorth Opportunities Fund, Inc. insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $111.9M in total; no superinvestor holds it.
Other share classesRIV.PA
13F holders, Q1 2025
Institutional positions in Rivernorth Opportunities Fund, Inc. as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 47
- 0 vs. Q4 2024
- Shares held
- 5.17M
- +148.0K (+2.9%) vs. Q4 2024
- Total value
- $60.8M
- +$3.19M (+5.5%) vs. Q4 2024
- New holders
- 6
- 18 more added
- Sold out
- 6
- 12 more reduced
2 institutions that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RIV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $111.9M |
| Q1 2026 | 57 | $107.5M |
| Q4 2025 | 58 | $118.7M |
| Q3 2025 | 52 | $70.8M |
| Q2 2025 | 48 | $62.7M |
| Q1 2025 | 47 | $60.8M |
| Q4 2024 | 49 | $57.7M |
| Q3 2024 | 45 | $63.1M |
| Q2 2024 | 49 | $60.8M |
| Q1 2024 | 52 | $59.2M |
| Q4 2023 | 54 | $55.0M |
| Q3 2023 | 43 | $48.5M |
| Q2 2023 | 46 | $53.7M |
| Q1 2023 | 47 | $51.4M |
| Q4 2022 | 39 | $50.0M |
| Q3 2022 | 33 | $33.1M |
| Q2 2022 | 32 | $36.3M |
| Q1 2022 | 35 | $43.3M |
| Q4 2021 | 41 | $54.0M |
| Q3 2021 | 33 | $35.0M |
| Q2 2021 | 28 | $35.8M |
| Q1 2021 | 29 | $29.7M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Rivernorth Opportunities Fund, Inc.; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Farther Finance Advisors, LLC | 83 | $988 | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 255 | $3.01K | 0.00% | +255 | New |
| Geneos Wealth Management Inc. | 310 | $3.65K | 0.00% | 00.0% | Unchanged |
| Luminist Capital LLC | 537 | $6.39K | 0.01% | 00.0% | Unchanged |
| Elequin Capital LP | 851 | $10.0K | 0.00% | −5,594−86.8% | Reduced |
| CWM, LLC | 981 | $12.0K | 0.00% | +623+174.0% | Added |
| National Bank of Canada | 2,639 | $31.1K | 0.00% | 00.0% | Unchanged |
| Truvestments Capital LLC | 9,133 | $107.7K | 0.02% | +9,133 | New |
| CIBC Private Wealth Group, LLC | 11,300 | $117.7K | 0.00% | 00.0% | Unchanged |
| Strategic Financial Concepts, LLC | 10,800 | $127.3K | 0.02% | −5,800−34.9% | Reduced |
| Channel Wealth LLC | 12,371 | $145.9K | 0.05% | 00.0% | Unchanged |
| Sequoia Financial Advisors, LLC | 14,000 | $165.1K | 0.00% | 00.0% | Unchanged |
| WealthTrust Asset Management, LLC | 14,398 | $169.8K | 0.13% | +14,398 | New |
| SeaCrest Wealth Management, LLC | 19,251 | $227.0K | 0.03% | −4,835−20.1% | Reduced |
| HighTower Advisors, LLC | 19,280 | $227.3K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 19,300 | $227.5K | 0.00% | −700−3.5% | Reduced |
| Westside Investment Management, Inc. | 20,000 | $235.8K | 0.05% | 00.0% | Unchanged |
| UBS Group AG | 20,282 | $239.1K | 0.00% | −17,664−46.6% | Reduced |
| Commonwealth Equity Services, LLC | 24,040 | $283.0K | 0.00% | +101+0.4% | Added |
| Bank of America Corp | 25,011 | $294.9K | 0.00% | −12,643−33.6% | Reduced |
| Total Wealth Planning & Management, Inc. | 26,201 | $308.9K | 0.32% | +26,201 | New |
| Private Advisor Group, LLC | 26,299 | $310.1K | 0.00% | −327−1.2% | Reduced |
| Wedbush Securities Inc | 26,410 | $311.0K | 0.01% | −680−2.5% | Reduced |
| Readystate Asset Management LP | 27,201 | $320.7K | 0.02% | +27,201 | New |
| CoreCap Advisors, LLC | 28,200 | $332.5K | 0.01% | −2,850−9.2% | Reduced |
| Atria Wealth Solutions, Inc. | 28,850 | $340.1K | 0.00% | −84,540−74.6% | Reduced |
| Janney Montgomery Scott LLC | 36,569 | $431.0K | 0.00% | +177+0.5% | Added |
| Sheaff Brock Investment Advisors, LLC | 44,680 | $526.8K | 0.05% | +1,900+4.4% | Added |
| Oppenheimer & Co Inc | 46,868 | $552.6K | 0.01% | +2,594+5.9% | Added |
| Advisor OS, LLC | 53,165 | $626.8K | 0.07% | +1,369+2.6% | Added |
| NWF Advisory Services Inc. | 56,227 | $662.9K | 0.09% | +56,227 | New |
| Shaker Financial Services, LLC | 56,974 | $671.7K | 0.26% | −44,097−43.6% | Reduced |
| Raymond James Financial Inc | 62,168 | $733.0K | 0.00% | +2,278+3.8% | Added |
| Advisor Group Holdings, Inc. | 82,004 | $966.9K | 0.00% | +4,465+5.8% | Added |
| Nations Financial Group Inc, | 89,409 | $1.05M | 0.08% | +2,097+2.4% | Added |
| Everstar Asset Management, LLC | 93,154 | $1.10M | 0.73% | +10,070+12.1% | Added |
| Tennessee Valley Asset Management Partners | 113,205 | $1.33M | 0.22% | +18,083+19.0% | Added |
| Marks Group Wealth Management, Inc | 115,399 | $1.36M | 0.13% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 115,428 | $1.36M | 0.00% | +15,700+15.7% | Added |
| Principal Securities, Inc. | 165,714 | $1.90M | 0.04% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 192,912 | $2.27M | 0.00% | +19,956+11.5% | Added |
| Royal Bank of Canada | 199,111 | $2.35M | 0.00% | +40,031+25.2% | Added |
| National Asset Management, Inc. | 224,088 | $2.64M | 0.08% | +40,350+22.0% | Added |
| Wells Fargo & Company | 265,233 | $3.13M | 0.00% | +33,509+14.5% | Added |
| LPL Financial LLC | 426,391 | $5.03M | 0.00% | +19,743+4.9% | Added |
| Penserra Capital Management LLC | 571,025 | $6.73M | 0.12% | −63,102−10.0% | Reduced |
| Morgan Stanley | 1,768,520 | $20.9M | 0.00% | +90,284+5.4% | Added |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −23,458−100.0% | Sold out |
| Cary Street Partners Financial LLC | 0 | $0 | 0.00% | −10,500−100.0% | Sold out |
| Independent Advisor Alliance | 0 | $0 | 0.00% | −10,023−100.0% | Sold out |
| Synergy Financial Management, LLC | 0 | $0 | 0.00% | −1,200−100.0% | Sold out |
| Sunbelt Securities, Inc. | 0 | $0 | 0.00% | −10−100.0% | Sold out |
| Strategic Wealth Designers | 0 | $0 | 0.00% | −705−100.0% | Sold out |
| Oliver Lagore Vanvalin Investment Group | – | – | – | – | Not filed |
| AlphaMark Advisors, LLC | – | – | – | – | Not filed |