Rivernorth Opportunities Fund, Inc.
RIV- Exchange
- NYSE
- SEC CIK
- 0001501072
No open-market purchases or sales by Rivernorth Opportunities Fund, Inc. insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $111.9M in total; no superinvestor holds it.
Other share classesRIV.PA
13F holders, Q3 2021
Institutional positions in Rivernorth Opportunities Fund, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 33
- +7 vs. Q2 2021
- Shares held
- 2.06M
- +146.4K (+7.7%) vs. Q2 2021
- Total value
- $35.0M
- −$112.0K (−0.3%) vs. Q2 2021
- New holders
- 7
- 11 more added
- Sold out
- 0
- 11 more reduced
2 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RIV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $111.9M |
| Q1 2026 | 57 | $107.5M |
| Q4 2025 | 58 | $118.7M |
| Q3 2025 | 52 | $70.8M |
| Q2 2025 | 48 | $62.7M |
| Q1 2025 | 47 | $60.8M |
| Q4 2024 | 49 | $57.7M |
| Q3 2024 | 45 | $63.1M |
| Q2 2024 | 49 | $60.8M |
| Q1 2024 | 52 | $59.2M |
| Q4 2023 | 54 | $55.0M |
| Q3 2023 | 43 | $48.5M |
| Q2 2023 | 46 | $53.7M |
| Q1 2023 | 47 | $51.4M |
| Q4 2022 | 39 | $50.0M |
| Q3 2022 | 33 | $33.1M |
| Q2 2022 | 32 | $36.3M |
| Q1 2022 | 35 | $43.3M |
| Q4 2021 | 41 | $54.0M |
| Q3 2021 | 33 | $35.0M |
| Q2 2021 | 28 | $35.8M |
| Q1 2021 | 29 | $29.7M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Rivernorth Opportunities Fund, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,121,130 | $19.1M | 0.00% | +69,134+6.6% | Added |
| Janney Montgomery Scott LLC | 116,852 | $1.99M | 0.01% | −111,321−48.8% | Reduced |
| Royal Bank of Canada | 106,041 | $1.80M | 0.00% | −11,748−10.0% | Reduced |
| Advisor Group Holdings, Inc. | 76,979 | $1.31M | 0.00% | −6,075−7.3% | Reduced |
| Baird Financial Group, Inc. | 62,835 | $1.07M | 0.00% | −9,872−13.6% | Reduced |
| Nations Financial Group Inc, | 54,967 | $934.0K | 0.14% | +11,945+27.8% | Added |
| Commonwealth Equity Services, LLC | 44,284 | $752.0K | 0.00% | +44,284 | New |
| SeaCrest Wealth Management, LLC | 40,683 | $692.0K | 0.08% | +8,882+27.9% | Added |
| Mid Atlantic Financial Management Inc | 36,920 | $628.0K | 0.04% | +19,320+109.8% | Added |
| Sit Investment Associates Inc | 32,360 | $550.0K | 0.01% | +32,360 | New |
| BDO Wealth Advisors, LLC | 30,310 | $515.0K | 0.06% | −80.0% | Reduced |
| Boothbay Fund Management, LLC | 30,000 | $510.0K | 0.02% | +30,000 | New |
| Bank of America Corp | 24,918 | $424.0K | 0.00% | −11,801−32.1% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 24,770 | $421.0K | 0.02% | +24,770 | New |
| Wells Fargo & Company | 23,450 | $398.0K | 0.00% | +5,471+30.4% | Added |
| LPL Financial LLC | 23,072 | $392.0K | 0.00% | +23,072 | New |
| Raymond James & Associates | 22,429 | $381.0K | 0.00% | −1,358−5.7% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 21,928 | $373.0K | 0.00% | −367−1.6% | Reduced |
| B. Riley Wealth Management, Inc. | 20,072 | $341.0K | 0.03% | +562+2.9% | Added |
| Bulldog Investors, LLP | 18,352 | $312.0K | 0.09% | +18,352 | New |
| Sheaff Brock Investment Advisors, LLC | 17,000 | $289.0K | 0.03% | +3,000+21.4% | Added |
| Wedbush Securities Inc | 15,401 | $262.0K | 0.01% | +3,211+26.3% | Added |
| Oppenheimer & Co Inc | 13,427 | $228.0K | 0.00% | +121+0.9% | Added |
| CIBC Private Wealth Group, LLC | 12,950 | $220.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 12,877 | $219.0K | 0.00% | +834+6.9% | Added |
| HighTower Advisors, LLC | 12,500 | $213.0K | 0.00% | +12,500 | New |
| WSFS Capital Management, LLC | 12,230 | $208.0K | 0.09% | 00.0% | Unchanged |
| Stifel Financial Corp | 12,099 | $206.0K | 0.00% | −8,453−41.1% | Reduced |
| Lokken Investment Group LLC | 10,790 | $183.0K | 0.15% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 2,185 | $37.0K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 1,712 | $29.0K | 0.00% | −364−17.5% | Reduced |
| Wagner Wealth Management, LLC | 844 | $14.0K | 0.01% | −56−6.2% | Reduced |
| FMR LLC | 2 | $0 | 0.00% | +1+100.0% | Added |
| Usca Ria LLC | – | – | – | – | Not filed |
| Bel Air Investment Advisors LLC | – | – | – | – | Not filed |