Rivernorth Opportunities Fund, Inc.
RIV- Exchange
- NYSE
- SEC CIK
- 0001501072
No open-market purchases or sales by Rivernorth Opportunities Fund, Inc. insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $111.9M in total; no superinvestor holds it.
13F holders, Q2 2026
Institutional positions in Rivernorth Opportunities Fund, Inc. as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 60
- +4 vs. Q1 2026
- Shares held
- 9.59M
- −76.1K (−0.8%) vs. Q1 2026
- Total value
- $111.9M
- +$4.51M (+4.2%) vs. Q1 2026
- New holders
- 10
- 21 more added
- Sold out
- 6
- 16 more reduced
1 institution that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RIV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $111.9M |
| Q1 2026 | 57 | $107.5M |
| Q4 2025 | 58 | $118.7M |
| Q3 2025 | 52 | $70.8M |
| Q2 2025 | 48 | $65.2M |
| Q1 2025 | 47 | $60.9M |
| Q4 2024 | 49 | $58.4M |
| Q3 2024 | 45 | $63.1M |
| Q2 2024 | 49 | $77.3M |
| Q1 2024 | 52 | $97.6M |
| Q4 2023 | 54 | $72.7M |
| Q3 2023 | 43 | $48.5M |
| Q2 2023 | 46 | $53.9M |
| Q1 2023 | 47 | $51.4M |
| Q4 2022 | 39 | $50.0M |
| Q3 2022 | 33 | $33.1M |
| Q2 2022 | 32 | $758.2M |
| Q1 2022 | 35 | $43.3M |
| Q4 2021 | 41 | $54.2M |
| Q3 2021 | 33 | $35.0M |
| Q2 2021 | 28 | $35.8M |
| Q1 2021 | 29 | $29.7M |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Rivernorth Opportunities Fund, Inc.; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sit Investment Associates Inc | 2,488,022 | $29.0M | 0.55% | −10,000−0.4% | Reduced |
| Morgan Stanley | 1,868,969 | $21.8M | 0.00% | −24,027−1.3% | Reduced |
| Penserra Capital Management LLC | 775,986 | $9.05M | 0.07% | +29,612+4.0% | Added |
| LPL Financial LLC | 595,638 | $6.95M | 0.00% | +60,965+11.4% | Added |
| Arete Wealth Advisors, LLC | 440,153 | $5.13M | 0.34% | +2,888+0.7% | Added |
| Bank of America Corp | 331,846 | $3.87M | 0.00% | +9,600+3.0% | Added |
| Wells Fargo & Company | 292,223 | $3.41M | 0.00% | +971+0.3% | Added |
| Yakira Capital Management, Inc. | 232,717 | $2.71M | 0.80% | −34,489−12.9% | Reduced |
| Everstar Asset Management, LLC | 213,685 | $2.49M | 1.20% | +45,159+26.8% | Added |
| Royal Bank of Canada | 199,892 | $2.33M | 0.00% | −5,249−2.6% | Reduced |
| Envestnet Asset Management Inc | 177,189 | $2.07M | 0.00% | +4,571+2.6% | Added |
| Raymond James Financial Inc | 169,706 | $1.98M | 0.00% | +109,817+183.4% | Added |
| Principal Securities, Inc. | 168,674 | $1.97M | 0.02% | +4,571+2.8% | Added |
| Baird Financial Group, Inc. | 118,791 | $1.39M | 0.00% | −3,885−3.2% | Reduced |
| Tennessee Valley Asset Management Partners | 114,169 | $1.33M | 0.15% | −16,955−12.9% | Reduced |
| Marks Group Wealth Management, Inc | 107,869 | $1.26M | 0.11% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 99,572 | $1.16M | 0.00% | −3,129−3.0% | Reduced |
| Nations Financial Group Inc, | 85,337 | $995.0K | 0.05% | −1,349−1.6% | Reduced |
| Advisory Solutions Group, LLC | 84,470 | $984.9K | 0.34% | +84,470 | New |
| Nomura Holdings Inc | 83,864 | $977.9K | 0.00% | 00.0% | Unchanged |
| Advisor OS, LLC | 71,289 | $831.2K | 0.06% | +12,318+20.9% | Added |
| Opal Wealth Advisors, LLC | 68,882 | $803.2K | 0.17% | +305+0.4% | Added |
| Creative Planning | 68,138 | $794.5K | 0.00% | +68,138 | New |
| Allworth Financial LP | 66,047 | $770.1K | 0.00% | +1,419+2.2% | Added |
| Stifel Financial Corp | 56,867 | $663.1K | 0.00% | −4,779−7.8% | Reduced |
| Oppenheimer & Co Inc | 53,779 | $627.1K | 0.01% | +830+1.6% | Added |
| NWF Advisory Services Inc. | 44,527 | $519.2K | 0.05% | −6,400−12.6% | Reduced |
| CSS LLC | 43,915 | $512.0K | 0.02% | 00.0% | Unchanged |
| Kovack Advisors, Inc. | 40,468 | $471.0K | 0.02% | +3,083+8.2% | Added |
| CoreCap Advisors, LLC | 35,436 | $413.2K | 0.01% | +15,303+76.0% | Added |
| Janney Montgomery Scott LLC | 32,288 | $376.0K | 0.00% | +294+0.9% | Added |
| Total Wealth Planning & Management, Inc. | 31,437 | $366.6K | 0.27% | +928+3.0% | Added |
| Wedbush Securities Inc | 26,456 | $308.0K | 0.01% | −33−0.1% | Reduced |
| Private Advisor Group, LLC | 25,978 | $302.9K | 0.00% | −290−1.1% | Reduced |
| RSM US Wealth Management LLC | 24,362 | $284.1K | 0.00% | +24,362 | New |
| UBS Group AG | 21,707 | $253.1K | 0.00% | 00.0% | Unchanged |
| SeaCrest Wealth Management, LLC | 21,593 | $251.8K | 0.03% | +840+4.0% | Added |
| HighTower Advisors, LLC | 19,280 | $224.8K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 18,849 | $219.8K | 0.00% | +64+0.3% | Added |
| GWM Advisors LLC | 18,700 | $218.0K | 0.00% | 00.0% | Unchanged |
| Clear Street Group Inc. | 17,516 | $204.2K | 0.00% | +17,516 | New |
| BlackRock, Inc. | 15,373 | $179.2K | 0.00% | 00.0% | Unchanged |
| Westside Investment Management, Inc. | 15,000 | $174.9K | 0.02% | −5,000−25.0% | Reduced |
| WealthTrust Asset Management, LLC | 14,454 | $168.5K | 0.09% | −669−4.4% | Reduced |
| Sequoia Financial Advisors, LLC | 14,000 | $163.2K | 0.00% | 00.0% | Unchanged |
| Gateway Wealth Partners, LLC | 13,833 | $161.3K | 0.01% | −12,333−47.1% | Reduced |
| Citadel Advisors LLC | 12,973 | $151.3K | 0.00% | +12,973 | New |
| Cetera Investment Advisers | 12,445 | $145.1K | 0.00% | +163+1.3% | Added |
| Channel Wealth LLC | 11,121 | $129.7K | 0.03% | −500−4.3% | Reduced |
| Alterna Wealth Management, Inc | 11,007 | $128.3K | 0.07% | +11,007 | New |
| CIBC Bancorp USA Inc. | 11,000 | $128.3K | 0.00% | 00.0% | Unchanged |
| Pinnacle Wealth Planning Services, Inc. | 2,000 | $23.3K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 930 | $10.8K | 0.00% | +930 | New |
| Harbour Investments, Inc. | 856 | $9.98K | 0.00% | +318+59.1% | Added |
| Luminist Capital LLC | 537 | $6.26K | 0.01% | +537 | New |
| Compass Financial Management LLC | 500 | $5.75K | 0.00% | +500 | New |
| Geneos Wealth Management Inc. | 310 | $3.62K | 0.00% | 00.0% | Unchanged |
| Highline Wealth Partners LLC | 180 | $2.10K | 0.00% | 00.0% | Unchanged |
| Ameritas Advisory Services, LLC | 100 | $1.17K | 0.00% | +100 | New |
| Farther Finance Advisors, LLC | 83 | $968 | 0.00% | 00.0% | Unchanged |
| Absolute Investment Advisers LLC | 0 | $0 | 0.00% | −274,406−100.0% | Sold out |
| Quarry LP | 0 | $0 | 0.00% | −119,886−100.0% | Sold out |
| Shaker Financial Services, LLC | 0 | $0 | 0.00% | −61,335−100.0% | Sold out |
| TCP Asset Management, LLC | 0 | $0 | 0.00% | −11,875−100.0% | Sold out |
| National Bank of Canada | 0 | $0 | 0.00% | −2,639−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −1,396−100.0% | Sold out |
| CWM, LLC | – | – | – | – | Not filed |