Rivernorth Opportunities Fund, Inc.
RIV- Exchange
- NYSE
- SEC CIK
- 0001501072
No open-market purchases or sales by Rivernorth Opportunities Fund, Inc. insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $111.9M in total; no superinvestor holds it.
Other share classesRIV.PA
13F holders, Q2 2026
Institutional positions in Rivernorth Opportunities Fund, Inc. as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 60
- +4 vs. Q1 2026
- Shares held
- 9.59M
- −76.1K (−0.8%) vs. Q1 2026
- Total value
- $111.9M
- +$4.51M (+4.2%) vs. Q1 2026
- New holders
- 10
- 21 more added
- Sold out
- 6
- 16 more reduced
1 institution that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RIV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $111.9M |
| Q1 2026 | 57 | $107.5M |
| Q4 2025 | 58 | $118.7M |
| Q3 2025 | 52 | $70.8M |
| Q2 2025 | 48 | $62.7M |
| Q1 2025 | 47 | $60.8M |
| Q4 2024 | 49 | $57.7M |
| Q3 2024 | 45 | $63.1M |
| Q2 2024 | 49 | $60.8M |
| Q1 2024 | 52 | $59.2M |
| Q4 2023 | 54 | $55.0M |
| Q3 2023 | 43 | $48.5M |
| Q2 2023 | 46 | $53.7M |
| Q1 2023 | 47 | $51.4M |
| Q4 2022 | 39 | $50.0M |
| Q3 2022 | 33 | $33.1M |
| Q2 2022 | 32 | $36.3M |
| Q1 2022 | 35 | $43.3M |
| Q4 2021 | 41 | $54.0M |
| Q3 2021 | 33 | $35.0M |
| Q2 2021 | 28 | $35.8M |
| Q1 2021 | 29 | $29.7M |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Rivernorth Opportunities Fund, Inc.; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Farther Finance Advisors, LLC | 83 | $968 | 0.00% | 00.0% | Unchanged |
| Ameritas Advisory Services, LLC | 100 | $1.17K | 0.00% | +100 | New |
| Highline Wealth Partners LLC | 180 | $2.10K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 310 | $3.62K | 0.00% | 00.0% | Unchanged |
| Compass Financial Management LLC | 500 | $5.75K | 0.00% | +500 | New |
| Luminist Capital LLC | 537 | $6.26K | 0.01% | +537 | New |
| Harbour Investments, Inc. | 856 | $9.98K | 0.00% | +318+59.1% | Added |
| Larson Financial Group LLC | 930 | $10.8K | 0.00% | +930 | New |
| Pinnacle Wealth Planning Services, Inc. | 2,000 | $23.3K | 0.00% | 00.0% | Unchanged |
| CIBC Bancorp USA Inc. | 11,000 | $128.3K | 0.00% | 00.0% | Unchanged |
| Alterna Wealth Management, Inc | 11,007 | $128.3K | 0.07% | +11,007 | New |
| Channel Wealth LLC | 11,121 | $129.7K | 0.03% | −500−4.3% | Reduced |
| Cetera Investment Advisers | 12,445 | $145.1K | 0.00% | +163+1.3% | Added |
| Citadel Advisors LLC | 12,973 | $151.3K | 0.00% | +12,973 | New |
| Gateway Wealth Partners, LLC | 13,833 | $161.3K | 0.01% | −12,333−47.1% | Reduced |
| Sequoia Financial Advisors, LLC | 14,000 | $163.2K | 0.00% | 00.0% | Unchanged |
| WealthTrust Asset Management, LLC | 14,454 | $168.5K | 0.09% | −669−4.4% | Reduced |
| Westside Investment Management, Inc. | 15,000 | $174.9K | 0.02% | −5,000−25.0% | Reduced |
| BlackRock, Inc. | 15,373 | $179.2K | 0.00% | 00.0% | Unchanged |
| Clear Street Group Inc. | 17,516 | $204.2K | 0.00% | +17,516 | New |
| GWM Advisors LLC | 18,700 | $218.0K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 18,849 | $219.8K | 0.00% | +64+0.3% | Added |
| HighTower Advisors, LLC | 19,280 | $224.8K | 0.00% | 00.0% | Unchanged |
| SeaCrest Wealth Management, LLC | 21,593 | $251.8K | 0.03% | +840+4.0% | Added |
| UBS Group AG | 21,707 | $253.1K | 0.00% | 00.0% | Unchanged |
| RSM US Wealth Management LLC | 24,362 | $284.1K | 0.00% | +24,362 | New |
| Private Advisor Group, LLC | 25,978 | $302.9K | 0.00% | −290−1.1% | Reduced |
| Wedbush Securities Inc | 26,456 | $308.0K | 0.01% | −33−0.1% | Reduced |
| Total Wealth Planning & Management, Inc. | 31,437 | $366.6K | 0.27% | +928+3.0% | Added |
| Janney Montgomery Scott LLC | 32,288 | $376.0K | 0.00% | +294+0.9% | Added |
| CoreCap Advisors, LLC | 35,436 | $413.2K | 0.01% | +15,303+76.0% | Added |
| Kovack Advisors, Inc. | 40,468 | $471.0K | 0.02% | +3,083+8.2% | Added |
| CSS LLC | 43,915 | $512.0K | 0.02% | 00.0% | Unchanged |
| NWF Advisory Services Inc. | 44,527 | $519.2K | 0.05% | −6,400−12.6% | Reduced |
| Oppenheimer & Co Inc | 53,779 | $627.1K | 0.01% | +830+1.6% | Added |
| Stifel Financial Corp | 56,867 | $663.1K | 0.00% | −4,779−7.8% | Reduced |
| Allworth Financial LP | 66,047 | $770.1K | 0.00% | +1,419+2.2% | Added |
| Creative Planning | 68,138 | $794.5K | 0.00% | +68,138 | New |
| Opal Wealth Advisors, LLC | 68,882 | $803.2K | 0.17% | +305+0.4% | Added |
| Advisor OS, LLC | 71,289 | $831.2K | 0.06% | +12,318+20.9% | Added |
| Nomura Holdings Inc | 83,864 | $977.9K | 0.00% | 00.0% | Unchanged |
| Advisory Solutions Group, LLC | 84,470 | $984.9K | 0.34% | +84,470 | New |
| Nations Financial Group Inc, | 85,337 | $995.0K | 0.05% | −1,349−1.6% | Reduced |
| Advisor Group Holdings, Inc. | 99,572 | $1.16M | 0.00% | −3,129−3.0% | Reduced |
| Marks Group Wealth Management, Inc | 107,869 | $1.26M | 0.11% | 00.0% | Unchanged |
| Tennessee Valley Asset Management Partners | 114,169 | $1.33M | 0.15% | −16,955−12.9% | Reduced |
| Baird Financial Group, Inc. | 118,791 | $1.39M | 0.00% | −3,885−3.2% | Reduced |
| Principal Securities, Inc. | 168,674 | $1.97M | 0.02% | +4,571+2.8% | Added |
| Raymond James Financial Inc | 169,706 | $1.98M | 0.00% | +109,817+183.4% | Added |
| Envestnet Asset Management Inc | 177,189 | $2.07M | 0.00% | +4,571+2.6% | Added |
| Royal Bank of Canada | 199,892 | $2.33M | 0.00% | −5,249−2.6% | Reduced |
| Everstar Asset Management, LLC | 213,685 | $2.49M | 1.20% | +45,159+26.8% | Added |
| Yakira Capital Management, Inc. | 232,717 | $2.71M | 0.80% | −34,489−12.9% | Reduced |
| Wells Fargo & Company | 292,223 | $3.41M | 0.00% | +971+0.3% | Added |
| Bank of America Corp | 331,846 | $3.87M | 0.00% | +9,600+3.0% | Added |
| Arete Wealth Advisors, LLC | 440,153 | $5.13M | 0.34% | +2,888+0.7% | Added |
| LPL Financial LLC | 595,638 | $6.95M | 0.00% | +60,965+11.4% | Added |
| Penserra Capital Management LLC | 775,986 | $9.05M | 0.07% | +29,612+4.0% | Added |
| Morgan Stanley | 1,868,969 | $21.8M | 0.00% | −24,027−1.3% | Reduced |
| Sit Investment Associates Inc | 2,488,022 | $29.0M | 0.55% | −10,000−0.4% | Reduced |
| Absolute Investment Advisers LLC | 0 | $0 | 0.00% | −274,406−100.0% | Sold out |
| Quarry LP | 0 | $0 | 0.00% | −119,886−100.0% | Sold out |
| Shaker Financial Services, LLC | 0 | $0 | 0.00% | −61,335−100.0% | Sold out |
| TCP Asset Management, LLC | 0 | $0 | 0.00% | −11,875−100.0% | Sold out |
| National Bank of Canada | 0 | $0 | 0.00% | −2,639−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −1,396−100.0% | Sold out |
| CWM, LLC | – | – | – | – | Not filed |