Rivernorth Opportunities Fund, Inc.
RIV- Exchange
- NYSE
- SEC CIK
- 0001501072
No open-market purchases or sales by Rivernorth Opportunities Fund, Inc. insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $111.9M in total; no superinvestor holds it.
Other share classesRIV.PA
13F holders, Q2 2024
Institutional positions in Rivernorth Opportunities Fund, Inc. as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 49
- −3 vs. Q1 2024
- Shares held
- 5.14M
- +201.8K (+4.1%) vs. Q1 2024
- Total value
- $60.8M
- +$1.60M (+2.7%) vs. Q1 2024
- New holders
- 2
- 24 more added
- Sold out
- 5
- 12 more reduced
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RIV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $111.9M |
| Q1 2026 | 57 | $107.5M |
| Q4 2025 | 58 | $118.7M |
| Q3 2025 | 52 | $70.8M |
| Q2 2025 | 48 | $62.7M |
| Q1 2025 | 47 | $60.8M |
| Q4 2024 | 49 | $57.7M |
| Q3 2024 | 45 | $63.1M |
| Q2 2024 | 49 | $60.8M |
| Q1 2024 | 52 | $59.2M |
| Q4 2023 | 54 | $55.0M |
| Q3 2023 | 43 | $48.5M |
| Q2 2023 | 46 | $53.7M |
| Q1 2023 | 47 | $51.4M |
| Q4 2022 | 39 | $50.0M |
| Q3 2022 | 33 | $33.1M |
| Q2 2022 | 32 | $36.3M |
| Q1 2022 | 35 | $43.3M |
| Q4 2021 | 41 | $54.0M |
| Q3 2021 | 33 | $35.0M |
| Q2 2021 | 28 | $35.8M |
| Q1 2021 | 29 | $29.7M |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding Rivernorth Opportunities Fund, Inc.; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,649,820 | $20.2M | 0.00% | +53,819+3.4% | Added |
| Mangrove Partners | 515,627 | $6.32M | 0.57% | 00.0% | Unchanged |
| LPL Financial LLC | 298,802 | $3.66M | 0.00% | +172,521+136.6% | Added |
| National Asset Management, Inc. | 248,240 | $3.04M | 0.08% | +54,790+28.3% | Added |
| Wells Fargo & Company | 235,322 | $2.88M | 0.00% | +34,244+17.0% | Added |
| Bank of America Corp | 211,021 | $2.59M | 0.00% | −52,303−19.9% | Reduced |
| Royal Bank of Canada | 157,349 | $1.93M | 0.00% | −2,360−1.5% | Reduced |
| Envestnet Asset Management Inc | 134,681 | $1.65M | 0.00% | +9,760+7.8% | Added |
| Principal Securities, Inc. | 134,189 | $1.64M | 0.05% | +12,875+10.6% | Added |
| Absolute Investment Advisers LLC | 124,506 | $1.53M | 0.23% | −2,450−1.9% | Reduced |
| Marks Group Wealth Management, Inc | 114,796 | $1.41M | 0.15% | +47,608+70.9% | Added |
| Tennessee Valley Asset Management Partners | 97,202 | $1.19M | 0.22% | +1,402+1.5% | Added |
| Baird Financial Group, Inc. | 95,395 | $1.17M | 0.00% | −6,572−6.4% | Reduced |
| Nations Financial Group Inc, | 89,676 | $1.10M | 0.09% | +1,226+1.4% | Added |
| Advisor Group Holdings, Inc. | 85,859 | $1.05M | 0.00% | −28,301−24.8% | Reduced |
| Janney Montgomery Scott LLC | 69,538 | $852.0K | 0.00% | −162,286−70.0% | Reduced |
| NWF Advisory Services Inc. | 57,127 | $699.8K | 0.11% | 00.0% | Unchanged |
| Quarry LP | 53,170 | $651.3K | 0.27% | −1,047−1.9% | Reduced |
| AEGON USA Investment Management, LLC | 50,165 | $614.5K | 0.49% | 00.0% | Unchanged |
| GWM Advisors LLC | 46,800 | $573.3K | 0.00% | +1,725+3.8% | Added |
| Raymond James & Associates | 45,373 | $555.8K | 0.00% | +668+1.5% | Added |
| Oppenheimer & Co Inc | 42,881 | $525.3K | 0.01% | +906+2.2% | Added |
| Sheaff Brock Investment Advisors, LLC | 34,000 | $416.5K | 0.04% | +1,000+3.0% | Added |
| Private Advisor Group, LLC | 33,273 | $407.6K | 0.00% | +1,823+5.8% | Added |
| Commonwealth Equity Services, LLC | 30,288 | $371.0K | 0.00% | +623+2.1% | Added |
| Calamos Advisors LLC | 30,271 | $370.8K | 0.00% | +6,549+27.6% | Added |
| BlackDiamond Wealth Management Inc. | 28,273 | $348.3K | 0.23% | +266+0.9% | Added |
| Wedbush Securities Inc | 26,801 | $328.0K | 0.01% | −2,183−7.5% | Reduced |
| CoreCap Advisors, LLC | 24,475 | $299.8K | 0.03% | +3,900+19.0% | Added |
| Raymond James Financial Services Advisors, Inc. | 23,499 | $287.9K | 0.00% | +62+0.3% | Added |
| Westside Investment Management, Inc. | 21,200 | $259.7K | 0.06% | 00.0% | Unchanged |
| UBS Group AG | 20,934 | $256.4K | 0.00% | +1,256+6.4% | Added |
| SeaCrest Wealth Management, LLC | 20,753 | $254.2K | 0.03% | −1,222−5.6% | Reduced |
| CSS LLC | 17,008 | $208.3K | 0.02% | −17,587−50.8% | Reduced |
| Atria Wealth Solutions, Inc. | 15,906 | $194.8K | 0.00% | +1,339+9.2% | Added |
| Transcend Wealth Collective, LLC | 12,554 | $153.8K | 0.01% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 12,500 | $153.0K | 0.00% | 00.0% | Unchanged |
| Channel Wealth LLC | 12,371 | $151.5K | 0.05% | −2,250−15.4% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 12,000 | $147.0K | 0.01% | −7,060−37.0% | Reduced |
| CIBC Private Wealth Group, LLC | 11,790 | $144.9K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 7,120 | $86.9K | 0.00% | +265+3.9% | Added |
| National Bank of Canada | 2,639 | $32.2K | 0.00% | 00.0% | Unchanged |
| Oliver Lagore Vanvalin Investment Group | 2,400 | $29.4K | 0.01% | 00.0% | Unchanged |
| Ashton Thomas Private Wealth, LLC | 2,000 | $24.5K | 0.00% | +2,000 | New |
| CWM, LLC | 358 | $4.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 310 | $3.80K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 106 | $1.30K | 0.00% | +106 | New |
| AlphaMark Advisors, LLC | 43 | $1.00K | 0.00% | +1+2.4% | Added |
| Strategic Financial Concepts, LLC | 180,222 | – | – | +166,122+1,178.2% | Added |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −28,892−100.0% | Sold out |
| Shaker Financial Services, LLC | 0 | $0 | 0.00% | −23,504−100.0% | Sold out |
| Sigma Planning Corp | 0 | $0 | 0.00% | −20,725−100.0% | Sold out |
| Moloney Securities Asset Management, LLC | 0 | $0 | 0.00% | −12,549−100.0% | Sold out |
| Plante Moran Financial Advisors, LLC | 0 | $0 | 0.00% | −3,757−100.0% | Sold out |