Rivernorth Opportunities Fund, Inc.
RIV- Exchange
- NYSE
- SEC CIK
- 0001501072
No open-market purchases or sales by Rivernorth Opportunities Fund, Inc. insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $111.9M in total; no superinvestor holds it.
Other share classesRIV.PA
13F holders, Q1 2022
Institutional positions in Rivernorth Opportunities Fund, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 35
- −6 vs. Q4 2021
- Shares held
- 2.71M
- −672.8K (−19.9%) vs. Q4 2021
- Total value
- $43.3M
- −$10.7M (−19.8%) vs. Q4 2021
- New holders
- 5
- 15 more added
- Sold out
- 11
- 11 more reduced
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RIV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $111.9M |
| Q1 2026 | 57 | $107.5M |
| Q4 2025 | 58 | $118.7M |
| Q3 2025 | 52 | $70.8M |
| Q2 2025 | 48 | $62.7M |
| Q1 2025 | 47 | $60.8M |
| Q4 2024 | 49 | $57.7M |
| Q3 2024 | 45 | $63.1M |
| Q2 2024 | 49 | $60.8M |
| Q1 2024 | 52 | $59.2M |
| Q4 2023 | 54 | $55.0M |
| Q3 2023 | 43 | $48.5M |
| Q2 2023 | 46 | $53.7M |
| Q1 2023 | 47 | $51.4M |
| Q4 2022 | 39 | $50.0M |
| Q3 2022 | 33 | $33.1M |
| Q2 2022 | 32 | $36.3M |
| Q1 2022 | 35 | $43.3M |
| Q4 2021 | 41 | $54.0M |
| Q3 2021 | 33 | $35.0M |
| Q2 2021 | 28 | $35.8M |
| Q1 2021 | 29 | $29.7M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Rivernorth Opportunities Fund, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,296,936 | $20.7M | 0.00% | +327,619+33.8% | Added |
| Janney Montgomery Scott LLC | 258,588 | $4.13M | 0.02% | +14,492+5.9% | Added |
| Sit Investment Associates Inc | 234,026 | $3.74M | 0.10% | −462,294−66.4% | Reduced |
| Royal Bank of Canada | 107,071 | $1.71M | 0.00% | −130,347−54.9% | Reduced |
| Advisor Group Holdings, Inc. | 98,591 | $1.57M | 0.00% | +15,561+18.7% | Added |
| Baird Financial Group, Inc. | 89,936 | $1.44M | 0.00% | +34,254+61.5% | Added |
| Nations Financial Group Inc, | 62,697 | $1.00M | 0.12% | +1,555+2.5% | Added |
| GWM Advisors LLC | 54,400 | $869.0K | 0.02% | +1,200+2.3% | Added |
| Commonwealth Equity Services, LLC | 37,360 | $596.0K | 0.00% | −7,077−15.9% | Reduced |
| CSS LLC | 37,321 | $596.0K | 0.03% | −3,000−7.4% | Reduced |
| LPL Financial LLC | 37,135 | $593.0K | 0.00% | −53,832−59.2% | Reduced |
| Bank of Montreal | 35,350 | $563.0K | 0.00% | +35,350 | New |
| SeaCrest Wealth Management, LLC | 35,114 | $561.0K | 0.06% | +1,852+5.6% | Added |
| Wells Fargo & Company | 33,058 | $528.0K | 0.00% | −1,111−3.3% | Reduced |
| Yakira Capital Management, Inc. | 26,686 | $426.0K | 0.06% | −43,583−62.0% | Reduced |
| Next Capital Management LLC | 26,179 | $418.0K | 0.29% | +1,179+4.7% | Added |
| BDO Wealth Advisors, LLC | 25,393 | $406.0K | 0.04% | −1,100−4.2% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 24,670 | $394.0K | 0.01% | 00.0% | Unchanged |
| Raymond James & Associates | 24,371 | $389.0K | 0.00% | +2,526+11.6% | Added |
| Sheaff Brock Investment Advisors, LLC | 20,500 | $327.0K | 0.03% | 00.0% | Unchanged |
| Bank of America Corp | 16,706 | $267.0K | 0.00% | −556−3.2% | Reduced |
| Wedbush Securities Inc | 15,809 | $252.0K | 0.01% | +600+3.9% | Added |
| Oppenheimer & Co Inc | 14,257 | $228.0K | 0.00% | −294−2.0% | Reduced |
| Ford Financial Group, LLC | 13,777 | $220.0K | 0.08% | +1,097+8.7% | Added |
| Private Advisor Group, LLC | 13,767 | $220.0K | 0.00% | +13,767 | New |
| Tennessee Valley Asset Management Partners | 13,332 | $213.0K | 0.07% | +13,332 | New |
| HighTower Advisors, LLC | 12,500 | $200.0K | 0.00% | 00.0% | Unchanged |
| Stifel Financial Corp | 12,499 | $200.0K | 0.00% | +500+4.2% | Added |
| WSFS Capital Management, LLC | 11,827 | $189.0K | 0.05% | +744+6.7% | Added |
| UBS Group AG | 11,676 | $186.0K | 0.00% | −1,337−10.3% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 8,293 | $132.0K | 0.01% | +468+6.0% | Added |
| Citigroup Inc | 1,238 | $20.0K | 0.00% | 00.0% | Unchanged |
| Ellis Investment Partners, LLC | 1,090 | $17.0K | 0.00% | +50+4.8% | Added |
| Geneos Wealth Management Inc. | 310 | $4.00K | 0.00% | +310 | New |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Bulldog Investors, LLP | 0 | $0 | 0.00% | −195,479−100.0% | Sold out |
| Shaker Financial Services, LLC | 0 | $0 | 0.00% | −53,473−100.0% | Sold out |
| B. Riley Wealth Management, Inc. | 0 | $0 | 0.00% | −50,985−100.0% | Sold out |
| AEGON USA Investment Management, LLC | 0 | $0 | 0.00% | −47,765−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −30,018−100.0% | Sold out |
| Cambridge Investment Research Advisors, Inc. | 0 | $0 | 0.00% | −24,201−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −14,012−100.0% | Sold out |
| Lokken Investment Group LLC | 0 | $0 | 0.00% | −10,790−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −7,100−100.0% | Sold out |
| Wagner Wealth Management, LLC | 0 | $0 | 0.00% | −844−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −17−100.0% | Sold out |