Rivernorth Opportunities Fund, Inc.
RIV- Exchange
- NYSE
- SEC CIK
- 0001501072
No open-market purchases or sales by Rivernorth Opportunities Fund, Inc. insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $111.9M in total; no superinvestor holds it.
Other share classesRIV.PA
13F holders, Q4 2022
Institutional positions in Rivernorth Opportunities Fund, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 39
- +6 vs. Q3 2022
- Shares held
- 4.10M
- +1.38M (+50.6%) vs. Q3 2022
- Total value
- $50.0M
- +$16.9M (+51.1%) vs. Q3 2022
- New holders
- 8
- 16 more added
- Sold out
- 2
- 9 more reduced
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RIV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $111.9M |
| Q1 2026 | 57 | $107.5M |
| Q4 2025 | 58 | $118.7M |
| Q3 2025 | 52 | $70.8M |
| Q2 2025 | 48 | $62.7M |
| Q1 2025 | 47 | $60.8M |
| Q4 2024 | 49 | $57.7M |
| Q3 2024 | 45 | $63.1M |
| Q2 2024 | 49 | $60.8M |
| Q1 2024 | 52 | $59.2M |
| Q4 2023 | 54 | $55.0M |
| Q3 2023 | 43 | $48.5M |
| Q2 2023 | 46 | $53.7M |
| Q1 2023 | 47 | $51.4M |
| Q4 2022 | 39 | $50.0M |
| Q3 2022 | 33 | $33.1M |
| Q2 2022 | 32 | $36.3M |
| Q1 2022 | 35 | $43.3M |
| Q4 2021 | 41 | $54.0M |
| Q3 2021 | 33 | $35.0M |
| Q2 2021 | 28 | $35.8M |
| Q1 2021 | 29 | $29.7M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Rivernorth Opportunities Fund, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,402,154 | $17.2M | 0.00% | +11,558+0.8% | Added |
| Sit Investment Associates Inc | 1,053,591 | $12.9M | 0.36% | +1,053,591 | New |
| Janney Montgomery Scott LLC | 241,074 | $2.96M | 0.01% | +7,930+3.4% | Added |
| National Asset Management, Inc. | 223,854 | $2.75M | 0.08% | +36,200+19.3% | Added |
| Wells Fargo & Company | 128,677 | $1.58M | 0.00% | +85,642+199.0% | Added |
| Bank of America Corp | 114,596 | $1.41M | 0.00% | +60,925+113.5% | Added |
| Royal Bank of Canada | 104,271 | $1.28M | 0.00% | −1,320−1.3% | Reduced |
| Advisor Group Holdings, Inc. | 103,123 | $1.27M | 0.00% | −18,270−15.1% | Reduced |
| Nations Financial Group Inc, | 69,280 | $850.8K | 0.10% | +140.0% | Added |
| Tennessee Valley Asset Management Partners | 60,837 | $747.1K | 0.26% | +5,210+9.4% | Added |
| GWM Advisors LLC | 57,100 | $688.9K | 0.02% | −900−1.6% | Reduced |
| Baird Financial Group, Inc. | 43,056 | $529.0K | 0.00% | +43,056 | New |
| Sigma Planning Corp | 41,245 | $506.5K | 0.02% | −2,170−5.0% | Reduced |
| LPL Financial LLC | 38,578 | $473.7K | 0.00% | +2,083+5.7% | Added |
| U.S. Capital Wealth Advisors, LLC | 35,870 | $440.5K | 0.02% | +6,150+20.7% | Added |
| Commonwealth Equity Services, LLC | 33,409 | $410.0K | 0.00% | +68+0.2% | Added |
| Raymond James & Associates | 32,555 | $399.8K | 0.00% | +7,987+32.5% | Added |
| CSS LLC | 31,678 | $389.0K | 0.03% | +19,178+153.4% | Added |
| SeaCrest Wealth Management, LLC | 30,258 | $371.6K | 0.05% | −2,699−8.2% | Reduced |
| Elequin Capital LP | 29,059 | $356.8K | 0.10% | +29,059 | New |
| Oppenheimer & Co Inc | 22,495 | $276.2K | 0.01% | +5,391+31.5% | Added |
| Westside Investment Management, Inc. | 21,200 | $260.0K | 0.00% | +21,200 | New |
| Sheaff Brock Investment Advisors, LLC | 20,500 | $251.7K | 0.03% | 00.0% | Unchanged |
| BDO Wealth Advisors, LLC | 17,122 | $210.3K | 0.03% | −2,271−11.7% | Reduced |
| Ford Financial Group, LLC | 16,328 | $200.5K | 0.08% | 00.0% | Unchanged |
| Wedbush Securities Inc | 15,291 | $188.0K | 0.01% | +345+2.3% | Added |
| Atria Wealth Solutions, Inc. | 13,967 | $171.5K | 0.00% | +13,967 | New |
| Benjamin F. Edwards & Company, Inc. | 12,884 | $158.0K | 0.01% | +6,119+90.5% | Added |
| HighTower Advisors, LLC | 12,500 | $154.0K | 0.00% | 00.0% | Unchanged |
| Stifel Financial Corp | 11,999 | $147.3K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 11,825 | $145.2K | 0.01% | −75−0.6% | Reduced |
| UBS Group AG | 11,176 | $137.2K | 0.00% | −3,256−22.6% | Reduced |
| Landscape Capital Management, L.L.C. | 10,263 | $126.0K | 0.02% | −368−3.5% | Reduced |
| Advisory Services Network, LLC | 3,069 | $37.7K | 0.00% | +3,069 | New |
| Oliver Lagore Vanvalin Investment Group | 1,000 | $12.3K | 0.01% | +1,000 | New |
| Geneos Wealth Management Inc. | 310 | $3.81K | 0.00% | 00.0% | Unchanged |
| MinichMacGregor Wealth Management, LLC | 300 | $3.68K | 0.00% | +300 | New |
| Private Advisor Group, LLC | 21,513 | $264 | 0.00% | +364+1.7% | Added |
| FMR LLC | 1 | $12 | 0.00% | 00.0% | Unchanged |
| WSFS Capital Management, LLC | 0 | $0 | 0.00% | −10,633−100.0% | Sold out |
| Wagner Wealth Management, LLC | 0 | $0 | 0.00% | −769−100.0% | Sold out |