Rivernorth Opportunities Fund, Inc.
RIV- Exchange
- NYSE
- SEC CIK
- 0001501072
No open-market purchases or sales by Rivernorth Opportunities Fund, Inc. insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $111.9M in total; no superinvestor holds it.
Other share classesRIV.PA
13F holders, Q4 2022
Institutional positions in Rivernorth Opportunities Fund, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 39
- +6 vs. Q3 2022
- Shares held
- 4.10M
- +1.38M (+50.6%) vs. Q3 2022
- Total value
- $50.0M
- +$16.9M (+51.1%) vs. Q3 2022
- New holders
- 8
- 16 more added
- Sold out
- 2
- 9 more reduced
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RIV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $111.9M |
| Q1 2026 | 57 | $107.5M |
| Q4 2025 | 58 | $118.7M |
| Q3 2025 | 52 | $70.8M |
| Q2 2025 | 48 | $62.7M |
| Q1 2025 | 47 | $60.8M |
| Q4 2024 | 49 | $57.7M |
| Q3 2024 | 45 | $63.1M |
| Q2 2024 | 49 | $60.8M |
| Q1 2024 | 52 | $59.2M |
| Q4 2023 | 54 | $55.0M |
| Q3 2023 | 43 | $48.5M |
| Q2 2023 | 46 | $53.7M |
| Q1 2023 | 47 | $51.4M |
| Q4 2022 | 39 | $50.0M |
| Q3 2022 | 33 | $33.1M |
| Q2 2022 | 32 | $36.3M |
| Q1 2022 | 35 | $43.3M |
| Q4 2021 | 41 | $54.0M |
| Q3 2021 | 33 | $35.0M |
| Q2 2021 | 28 | $35.8M |
| Q1 2021 | 29 | $29.7M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Rivernorth Opportunities Fund, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $12 | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 21,513 | $264 | 0.00% | +364+1.7% | Added |
| MinichMacGregor Wealth Management, LLC | 300 | $3.68K | 0.00% | +300 | New |
| Geneos Wealth Management Inc. | 310 | $3.81K | 0.00% | 00.0% | Unchanged |
| Oliver Lagore Vanvalin Investment Group | 1,000 | $12.3K | 0.01% | +1,000 | New |
| Advisory Services Network, LLC | 3,069 | $37.7K | 0.00% | +3,069 | New |
| Landscape Capital Management, L.L.C. | 10,263 | $126.0K | 0.02% | −368−3.5% | Reduced |
| UBS Group AG | 11,176 | $137.2K | 0.00% | −3,256−22.6% | Reduced |
| CoreCap Advisors, LLC | 11,825 | $145.2K | 0.01% | −75−0.6% | Reduced |
| Stifel Financial Corp | 11,999 | $147.3K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 12,500 | $154.0K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 12,884 | $158.0K | 0.01% | +6,119+90.5% | Added |
| Atria Wealth Solutions, Inc. | 13,967 | $171.5K | 0.00% | +13,967 | New |
| Wedbush Securities Inc | 15,291 | $188.0K | 0.01% | +345+2.3% | Added |
| Ford Financial Group, LLC | 16,328 | $200.5K | 0.08% | 00.0% | Unchanged |
| BDO Wealth Advisors, LLC | 17,122 | $210.3K | 0.03% | −2,271−11.7% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 20,500 | $251.7K | 0.03% | 00.0% | Unchanged |
| Westside Investment Management, Inc. | 21,200 | $260.0K | 0.00% | +21,200 | New |
| Oppenheimer & Co Inc | 22,495 | $276.2K | 0.01% | +5,391+31.5% | Added |
| Elequin Capital LP | 29,059 | $356.8K | 0.10% | +29,059 | New |
| SeaCrest Wealth Management, LLC | 30,258 | $371.6K | 0.05% | −2,699−8.2% | Reduced |
| CSS LLC | 31,678 | $389.0K | 0.03% | +19,178+153.4% | Added |
| Raymond James & Associates | 32,555 | $399.8K | 0.00% | +7,987+32.5% | Added |
| Commonwealth Equity Services, LLC | 33,409 | $410.0K | 0.00% | +68+0.2% | Added |
| U.S. Capital Wealth Advisors, LLC | 35,870 | $440.5K | 0.02% | +6,150+20.7% | Added |
| LPL Financial LLC | 38,578 | $473.7K | 0.00% | +2,083+5.7% | Added |
| Sigma Planning Corp | 41,245 | $506.5K | 0.02% | −2,170−5.0% | Reduced |
| Baird Financial Group, Inc. | 43,056 | $529.0K | 0.00% | +43,056 | New |
| GWM Advisors LLC | 57,100 | $688.9K | 0.02% | −900−1.6% | Reduced |
| Tennessee Valley Asset Management Partners | 60,837 | $747.1K | 0.26% | +5,210+9.4% | Added |
| Nations Financial Group Inc, | 69,280 | $850.8K | 0.10% | +140.0% | Added |
| Advisor Group Holdings, Inc. | 103,123 | $1.27M | 0.00% | −18,270−15.1% | Reduced |
| Royal Bank of Canada | 104,271 | $1.28M | 0.00% | −1,320−1.3% | Reduced |
| Bank of America Corp | 114,596 | $1.41M | 0.00% | +60,925+113.5% | Added |
| Wells Fargo & Company | 128,677 | $1.58M | 0.00% | +85,642+199.0% | Added |
| National Asset Management, Inc. | 223,854 | $2.75M | 0.08% | +36,200+19.3% | Added |
| Janney Montgomery Scott LLC | 241,074 | $2.96M | 0.01% | +7,930+3.4% | Added |
| Sit Investment Associates Inc | 1,053,591 | $12.9M | 0.36% | +1,053,591 | New |
| Morgan Stanley | 1,402,154 | $17.2M | 0.00% | +11,558+0.8% | Added |
| WSFS Capital Management, LLC | 0 | $0 | 0.00% | −10,633−100.0% | Sold out |
| Wagner Wealth Management, LLC | 0 | $0 | 0.00% | −769−100.0% | Sold out |