Rivernorth Opportunities Fund, Inc.
RIV- Exchange
- NYSE
- SEC CIK
- 0001501072
No open-market purchases or sales by Rivernorth Opportunities Fund, Inc. insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $111.9M in total; no superinvestor holds it.
Other share classesRIV.PA
13F holders, Q3 2023
Institutional positions in Rivernorth Opportunities Fund, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 43
- −2 vs. Q2 2023
- Shares held
- 4.61M
- −75.0K (−1.6%) vs. Q2 2023
- Total value
- $48.5M
- −$5.15M (−9.6%) vs. Q2 2023
- New holders
- 4
- 19 more added
- Sold out
- 6
- 10 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RIV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $111.9M |
| Q1 2026 | 57 | $107.5M |
| Q4 2025 | 58 | $118.7M |
| Q3 2025 | 52 | $70.8M |
| Q2 2025 | 48 | $62.7M |
| Q1 2025 | 47 | $60.8M |
| Q4 2024 | 49 | $57.7M |
| Q3 2024 | 45 | $63.1M |
| Q2 2024 | 49 | $60.8M |
| Q1 2024 | 52 | $59.2M |
| Q4 2023 | 54 | $55.0M |
| Q3 2023 | 43 | $48.5M |
| Q2 2023 | 46 | $53.7M |
| Q1 2023 | 47 | $51.4M |
| Q4 2022 | 39 | $50.0M |
| Q3 2022 | 33 | $33.1M |
| Q2 2022 | 32 | $36.3M |
| Q1 2022 | 35 | $43.3M |
| Q4 2021 | 41 | $54.0M |
| Q3 2021 | 33 | $35.0M |
| Q2 2021 | 28 | $35.8M |
| Q1 2021 | 29 | $29.7M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Rivernorth Opportunities Fund, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,575,558 | $16.6M | 0.00% | +18,499+1.2% | Added |
| Mangrove Partners | 433,063 | $4.55M | 0.47% | +53,668+14.1% | Added |
| Janney Montgomery Scott LLC | 267,409 | $2.81M | 0.01% | +15,770+6.3% | Added |
| Sit Investment Associates Inc | 254,307 | $2.67M | 0.07% | −89,017−25.9% | Reduced |
| Bank of America Corp | 218,815 | $2.30M | 0.00% | +12,868+6.2% | Added |
| Advisor Group Holdings, Inc. | 202,378 | $2.13M | 0.00% | +82,351+68.6% | Added |
| National Asset Management, Inc. | 193,450 | $2.03M | 0.05% | −43,490−18.4% | Reduced |
| Wells Fargo & Company | 185,662 | $1.95M | 0.00% | +3,462+1.9% | Added |
| Royal Bank of Canada | 149,724 | $1.57M | 0.00% | +14,205+10.5% | Added |
| Envestnet Asset Management Inc | 100,855 | $1.06M | 0.00% | +29,661+41.7% | Added |
| Baird Financial Group, Inc. | 98,000 | $1.03M | 0.00% | +16,227+19.8% | Added |
| LPL Financial LLC | 81,447 | $856.0K | 0.00% | +19,407+31.3% | Added |
| Nations Financial Group Inc, | 69,518 | $730.6K | 0.07% | −8,068−10.4% | Reduced |
| Tennessee Valley Asset Management Partners | 69,501 | $730.5K | 0.24% | +749+1.1% | Added |
| Marks Group Wealth Management, Inc | 67,188 | $706.1K | 0.09% | 00.0% | Unchanged |
| NWF Advisory Services Inc. | 58,027 | $609.9K | 0.14% | 00.0% | Unchanged |
| GWM Advisors LLC | 51,875 | $545.2K | 0.01% | −5,625−9.8% | Reduced |
| Shaker Financial Services, LLC | 48,474 | $509.5K | 0.24% | −112,241−69.8% | Reduced |
| Sigma Planning Corp | 42,146 | $443.0K | 0.02% | +183+0.4% | Added |
| Oppenheimer & Co Inc | 39,180 | $411.8K | 0.01% | +4,923+14.4% | Added |
| AEGON USA Investment Management, LLC | 34,936 | $367.2K | 0.26% | +4,371+14.3% | Added |
| Commonwealth Equity Services, LLC | 33,707 | $354.0K | 0.00% | +1,292+4.0% | Added |
| U.S. Capital Wealth Advisors, LLC | 33,604 | $353.2K | 0.02% | −3,100−8.4% | Reduced |
| CSS LLC | 33,003 | $346.9K | 0.03% | 00.0% | Unchanged |
| SeaCrest Wealth Management, LLC | 32,159 | $338.0K | 0.04% | −906−2.7% | Reduced |
| Raymond James & Associates | 31,820 | $334.4K | 0.00% | +539+1.7% | Added |
| Private Advisor Group, LLC | 28,902 | $303.8K | 0.00% | +467+1.6% | Added |
| Channel Wealth LLC | 26,396 | $277.4K | 0.16% | +1,080+4.3% | Added |
| Wedbush Securities Inc | 26,267 | $276.0K | 0.01% | +9,069+52.7% | Added |
| Sheaff Brock Investment Advisors, LLC | 23,500 | $247.0K | 0.02% | 00.0% | Unchanged |
| Westside Investment Management, Inc. | 21,200 | $222.8K | 0.06% | 00.0% | Unchanged |
| UBS Group AG | 15,518 | $163.1K | 0.00% | −1,661−9.7% | Reduced |
| Landscape Capital Management, L.L.C. | 14,487 | $152.3K | 0.02% | −15,941−52.4% | Reduced |
| HighTower Advisors, LLC | 12,500 | $131.0K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 11,790 | $123.9K | 0.00% | +11,790 | New |
| CoreCap Advisors, LLC | 10,825 | $113.8K | 0.01% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 6,819 | $72.0K | 0.00% | 00.0% | Unchanged |
| Oliver Lagore Vanvalin Investment Group | 2,400 | $25.2K | 0.01% | 00.0% | Unchanged |
| NBC Securities, Inc. | 2,000 | $21.0K | 0.00% | +2,000 | New |
| Elequin Capital LP | 1,035 | $10.9K | 0.00% | +1,035 | New |
| CWM, LLC | 358 | $4.00K | 0.00% | −223−38.4% | Reduced |
| Geneos Wealth Management Inc. | 310 | $3.26K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 42 | $0 | 0.00% | +42 | New |
| Cornerstone Advisors, LLC | 0 | $0 | 0.00% | −25,459−100.0% | Sold out |
| Clough Capital Partners L P | 0 | $0 | 0.00% | −16,503−100.0% | Sold out |
| Quarry LP | 0 | $0 | 0.00% | −16,503−100.0% | Sold out |
| Perennial Investment Advisors, LLC | 0 | $0 | 0.00% | −16,328−100.0% | Sold out |
| Stifel Financial Corp | 0 | $0 | 0.00% | −11,999−100.0% | Sold out |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −11,569−100.0% | Sold out |
| BDO Wealth Advisors, LLC | – | – | – | – | Not filed |