Rivernorth Opportunities Fund, Inc.
RIV- Exchange
- NYSE
- SEC CIK
- 0001501072
No open-market purchases or sales by Rivernorth Opportunities Fund, Inc. insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $111.9M in total; no superinvestor holds it.
Other share classesRIV.PA
13F holders, Q3 2023
Institutional positions in Rivernorth Opportunities Fund, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 43
- −2 vs. Q2 2023
- Shares held
- 4.61M
- −75.0K (−1.6%) vs. Q2 2023
- Total value
- $48.5M
- −$5.15M (−9.6%) vs. Q2 2023
- New holders
- 4
- 19 more added
- Sold out
- 6
- 10 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RIV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $111.9M |
| Q1 2026 | 57 | $107.5M |
| Q4 2025 | 58 | $118.7M |
| Q3 2025 | 52 | $70.8M |
| Q2 2025 | 48 | $62.7M |
| Q1 2025 | 47 | $60.8M |
| Q4 2024 | 49 | $57.7M |
| Q3 2024 | 45 | $63.1M |
| Q2 2024 | 49 | $60.8M |
| Q1 2024 | 52 | $59.2M |
| Q4 2023 | 54 | $55.0M |
| Q3 2023 | 43 | $48.5M |
| Q2 2023 | 46 | $53.7M |
| Q1 2023 | 47 | $51.4M |
| Q4 2022 | 39 | $50.0M |
| Q3 2022 | 33 | $33.1M |
| Q2 2022 | 32 | $36.3M |
| Q1 2022 | 35 | $43.3M |
| Q4 2021 | 41 | $54.0M |
| Q3 2021 | 33 | $35.0M |
| Q2 2021 | 28 | $35.8M |
| Q1 2021 | 29 | $29.7M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Rivernorth Opportunities Fund, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| AlphaMark Advisors, LLC | 42 | $0 | 0.00% | +42 | New |
| Geneos Wealth Management Inc. | 310 | $3.26K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 358 | $4.00K | 0.00% | −223−38.4% | Reduced |
| Elequin Capital LP | 1,035 | $10.9K | 0.00% | +1,035 | New |
| NBC Securities, Inc. | 2,000 | $21.0K | 0.00% | +2,000 | New |
| Oliver Lagore Vanvalin Investment Group | 2,400 | $25.2K | 0.01% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 6,819 | $72.0K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 10,825 | $113.8K | 0.01% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 11,790 | $123.9K | 0.00% | +11,790 | New |
| HighTower Advisors, LLC | 12,500 | $131.0K | 0.00% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 14,487 | $152.3K | 0.02% | −15,941−52.4% | Reduced |
| UBS Group AG | 15,518 | $163.1K | 0.00% | −1,661−9.7% | Reduced |
| Westside Investment Management, Inc. | 21,200 | $222.8K | 0.06% | 00.0% | Unchanged |
| Sheaff Brock Investment Advisors, LLC | 23,500 | $247.0K | 0.02% | 00.0% | Unchanged |
| Wedbush Securities Inc | 26,267 | $276.0K | 0.01% | +9,069+52.7% | Added |
| Channel Wealth LLC | 26,396 | $277.4K | 0.16% | +1,080+4.3% | Added |
| Private Advisor Group, LLC | 28,902 | $303.8K | 0.00% | +467+1.6% | Added |
| Raymond James & Associates | 31,820 | $334.4K | 0.00% | +539+1.7% | Added |
| SeaCrest Wealth Management, LLC | 32,159 | $338.0K | 0.04% | −906−2.7% | Reduced |
| CSS LLC | 33,003 | $346.9K | 0.03% | 00.0% | Unchanged |
| U.S. Capital Wealth Advisors, LLC | 33,604 | $353.2K | 0.02% | −3,100−8.4% | Reduced |
| Commonwealth Equity Services, LLC | 33,707 | $354.0K | 0.00% | +1,292+4.0% | Added |
| AEGON USA Investment Management, LLC | 34,936 | $367.2K | 0.26% | +4,371+14.3% | Added |
| Oppenheimer & Co Inc | 39,180 | $411.8K | 0.01% | +4,923+14.4% | Added |
| Sigma Planning Corp | 42,146 | $443.0K | 0.02% | +183+0.4% | Added |
| Shaker Financial Services, LLC | 48,474 | $509.5K | 0.24% | −112,241−69.8% | Reduced |
| GWM Advisors LLC | 51,875 | $545.2K | 0.01% | −5,625−9.8% | Reduced |
| NWF Advisory Services Inc. | 58,027 | $609.9K | 0.14% | 00.0% | Unchanged |
| Marks Group Wealth Management, Inc | 67,188 | $706.1K | 0.09% | 00.0% | Unchanged |
| Tennessee Valley Asset Management Partners | 69,501 | $730.5K | 0.24% | +749+1.1% | Added |
| Nations Financial Group Inc, | 69,518 | $730.6K | 0.07% | −8,068−10.4% | Reduced |
| LPL Financial LLC | 81,447 | $856.0K | 0.00% | +19,407+31.3% | Added |
| Baird Financial Group, Inc. | 98,000 | $1.03M | 0.00% | +16,227+19.8% | Added |
| Envestnet Asset Management Inc | 100,855 | $1.06M | 0.00% | +29,661+41.7% | Added |
| Royal Bank of Canada | 149,724 | $1.57M | 0.00% | +14,205+10.5% | Added |
| Wells Fargo & Company | 185,662 | $1.95M | 0.00% | +3,462+1.9% | Added |
| National Asset Management, Inc. | 193,450 | $2.03M | 0.05% | −43,490−18.4% | Reduced |
| Advisor Group Holdings, Inc. | 202,378 | $2.13M | 0.00% | +82,351+68.6% | Added |
| Bank of America Corp | 218,815 | $2.30M | 0.00% | +12,868+6.2% | Added |
| Sit Investment Associates Inc | 254,307 | $2.67M | 0.07% | −89,017−25.9% | Reduced |
| Janney Montgomery Scott LLC | 267,409 | $2.81M | 0.01% | +15,770+6.3% | Added |
| Mangrove Partners | 433,063 | $4.55M | 0.47% | +53,668+14.1% | Added |
| Morgan Stanley | 1,575,558 | $16.6M | 0.00% | +18,499+1.2% | Added |
| Cornerstone Advisors, LLC | 0 | $0 | 0.00% | −25,459−100.0% | Sold out |
| Clough Capital Partners L P | 0 | $0 | 0.00% | −16,503−100.0% | Sold out |
| Quarry LP | 0 | $0 | 0.00% | −16,503−100.0% | Sold out |
| Perennial Investment Advisors, LLC | 0 | $0 | 0.00% | −16,328−100.0% | Sold out |
| Stifel Financial Corp | 0 | $0 | 0.00% | −11,999−100.0% | Sold out |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −11,569−100.0% | Sold out |
| BDO Wealth Advisors, LLC | – | – | – | – | Not filed |