Rivernorth Opportunities Fund, Inc.
RIV- Exchange
- NYSE
- SEC CIK
- 0001501072
No open-market purchases or sales by Rivernorth Opportunities Fund, Inc. insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $111.9M in total; no superinvestor holds it.
Other share classesRIV.PA
Q3 2023 vs. Q2 2023
How the institutions holding Rivernorth Opportunities Fund, Inc. changed between Q2 2023 and Q3 2023.
All holders in Q3 2023All holders in Q2 2023
| Measure | Q2 2023 | Of which not filed for Q3 2023 | Q3 2023 | Change |
|---|---|---|---|---|
| Holders | 46 | 1 | 43 | −2 |
| Shares | 4.70M | 10.6K | 4.61M | −75.0K (−1.6%) |
| Value | $53.7M | $120.9K | $48.5M | −$5.15M (−9.6%) |
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so the changes leave them out.
New holders (4)
Institutions that held Rivernorth Opportunities Fund, Inc. at the end of Q3 2023 but not at the end of Q2 2023.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| CIBC Private Wealth Group, LLC | 11,790 | $123.9K | 0.00% |
| NBC Securities, Inc. | 2,000 | $21.0K | 0.00% |
| Elequin Capital LP | 1,035 | $10.9K | 0.00% |
| AlphaMark Advisors, LLC | 42 | $0 | 0.00% |
Sold out (6)
Institutions that held Rivernorth Opportunities Fund, Inc. at the end of Q2 2023 and filed for Q3 2023 without it.
| Institution | Shares, Q2 2023 | Value, Q2 2023 |
|---|---|---|
| Cornerstone Advisors, LLC | 25,459 | $291.3K |
| Clough Capital Partners L P | 16,503 | $188.8K |
| Quarry LP | 16,503 | $188.8K |
| Perennial Investment Advisors, LLC | 16,328 | $186.8K |
| Stifel Financial Corp | 11,999 | $137.3K |
| Alpine Global Management, LLC | 11,569 | $132.3K |
Not filed for Q3 2023 yet (1)
Institutions that held Rivernorth Opportunities Fund, Inc. at the end of Q2 2023 and haven't filed a 13F for Q3 2023. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q2 2023 | Value, Q2 2023 |
|---|---|---|
| BDO Wealth Advisors, LLC | 10,570 | $120.9K |