Rivernorth Opportunities Fund, Inc.
RIV- Exchange
- NYSE
- SEC CIK
- 0001501072
No open-market purchases or sales by Rivernorth Opportunities Fund, Inc. insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $111.9M in total; no superinvestor holds it.
Other share classesRIV.PA
13F holders, Q2 2025
Institutional positions in Rivernorth Opportunities Fund, Inc. as of Jun 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 48
- +2 vs. Q1 2025
- Shares held
- 5.11M
- −7.35K (−0.1%) vs. Q1 2025
- Total value
- $62.7M
- +$2.38M (+3.9%) vs. Q1 2025
- New holders
- 8
- 14 more added
- Sold out
- 6
- 12 more reduced
1 institution that held it in Q1 2025 haven't filed for Q2 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RIV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $111.9M |
| Q1 2026 | 57 | $107.5M |
| Q4 2025 | 58 | $118.7M |
| Q3 2025 | 52 | $70.8M |
| Q2 2025 | 48 | $62.7M |
| Q1 2025 | 47 | $60.8M |
| Q4 2024 | 49 | $57.7M |
| Q3 2024 | 45 | $63.1M |
| Q2 2024 | 49 | $60.8M |
| Q1 2024 | 52 | $59.2M |
| Q4 2023 | 54 | $55.0M |
| Q3 2023 | 43 | $48.5M |
| Q2 2023 | 46 | $53.7M |
| Q1 2023 | 47 | $51.4M |
| Q4 2022 | 39 | $50.0M |
| Q3 2022 | 33 | $33.1M |
| Q2 2022 | 32 | $36.3M |
| Q1 2022 | 35 | $43.3M |
| Q4 2021 | 41 | $54.0M |
| Q3 2021 | 33 | $35.0M |
| Q2 2021 | 28 | $35.8M |
| Q1 2021 | 29 | $29.7M |
Institutions, Q2 2025
Shares, value and share of portfolio for each institution holding Rivernorth Opportunities Fund, Inc.; share changes are against Q1 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,766,557 | $21.7M | 0.00% | −1,963−0.1% | Reduced |
| Penserra Capital Management LLC | 588,396 | $7.21M | 0.10% | +17,371+3.0% | Added |
| LPL Financial LLC | 446,832 | $5.48M | 0.00% | +20,441+4.8% | Added |
| Wells Fargo & Company | 257,869 | $3.16M | 0.00% | −7,364−2.8% | Reduced |
| Royal Bank of Canada | 201,206 | $2.47M | 0.00% | +2,095+1.1% | Added |
| Envestnet Asset Management Inc | 189,654 | $2.33M | 0.00% | −3,258−1.7% | Reduced |
| Principal Securities, Inc. | 182,592 | $2.24M | 0.04% | +16,878+10.2% | Added |
| Tennessee Valley Asset Management Partners | 137,601 | $1.69M | 0.43% | +24,396+21.6% | Added |
| Marks Group Wealth Management, Inc | 115,399 | $1.41M | 0.13% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 112,807 | $1.38M | 0.00% | −2,621−2.3% | Reduced |
| Everstar Asset Management, LLC | 103,746 | $1.27M | 0.78% | +10,592+11.4% | Added |
| Advisor Group Holdings, Inc. | 102,427 | $1.26M | 0.00% | +20,423+24.9% | Added |
| Stifel Financial Corp | 93,610 | $1.15M | 0.00% | +93,610 | New |
| Nations Financial Group Inc, | 88,088 | $1.08M | 0.07% | −1,321−1.5% | Reduced |
| Raymond James Financial Inc | 63,215 | $775.0K | 0.00% | +1,047+1.7% | Added |
| NWF Advisory Services Inc. | 56,227 | $689.3K | 0.08% | 00.0% | Unchanged |
| Advisor OS, LLC | 53,665 | $657.9K | 0.06% | +500+0.9% | Added |
| Bank of America Corp | 47,442 | $581.6K | 0.00% | +22,431+89.7% | Added |
| Allworth Financial LP | 47,096 | $577.4K | 0.00% | +47,096 | New |
| Oppenheimer & Co Inc | 43,387 | $531.9K | 0.01% | −3,481−7.4% | Reduced |
| Kovack Advisors, Inc. | 38,285 | $469.4K | 0.05% | +38,285 | New |
| Janney Montgomery Scott LLC | 37,105 | $455.0K | 0.00% | +536+1.5% | Added |
| Shaker Financial Services, LLC | 30,464 | $373.5K | 0.14% | −26,510−46.5% | Reduced |
| Total Wealth Planning & Management, Inc. | 27,108 | $332.3K | 0.29% | +907+3.5% | Added |
| Wedbush Securities Inc | 25,910 | $318.0K | 0.01% | −500−1.9% | Reduced |
| CoreCap Advisors, LLC | 24,100 | $295.5K | 0.01% | −4,100−14.5% | Reduced |
| Commonwealth Equity Services, LLC | 24,091 | $295.0K | 0.00% | +51+0.2% | Added |
| Opal Wealth Advisors, LLC | 21,641 | $265.3K | 0.07% | +21,641 | New |
| UBS Group AG | 20,282 | $248.7K | 0.00% | 00.0% | Unchanged |
| Westside Investment Management, Inc. | 20,000 | $245.2K | 0.05% | 00.0% | Unchanged |
| SeaCrest Wealth Management, LLC | 19,313 | $236.8K | 0.03% | +62+0.3% | Added |
| HighTower Advisors, LLC | 19,280 | $236.4K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 18,600 | $228.0K | 0.00% | −700−3.6% | Reduced |
| Private Advisor Group, LLC | 17,351 | $212.7K | 0.00% | −8,948−34.0% | Reduced |
| Sequoia Financial Advisors, LLC | 14,000 | $171.6K | 0.00% | 00.0% | Unchanged |
| Channel Wealth LLC | 12,371 | $151.7K | 0.04% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 11,300 | $138.5K | 0.00% | 00.0% | Unchanged |
| Strategic Financial Concepts, LLC | 10,800 | $132.4K | 0.02% | 00.0% | Unchanged |
| WealthTrust Asset Management, LLC | 10,790 | $132.3K | 0.10% | −3,608−25.1% | Reduced |
| BlackRock, Inc. | 5,528 | $67.8K | 0.00% | +5,528 | New |
| Oliver Lagore Vanvalin Investment Group | 3,400 | $40.1K | 0.02% | +3,400 | New |
| National Bank of Canada | 2,639 | $32.3K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 981 | $12.0K | 0.00% | 00.0% | Unchanged |
| Luminist Capital LLC | 537 | $6.62K | 0.01% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 310 | $3.80K | 0.00% | 00.0% | Unchanged |
| Ameritas Advisory Services, LLC | 100 | $1.23K | 0.00% | +100 | New |
| Farther Finance Advisors, LLC | 83 | $1.02K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 10 | $117 | 0.00% | +10 | New |
| National Asset Management, Inc. | 0 | $0 | 0.00% | −224,088−100.0% | Sold out |
| Atria Wealth Solutions, Inc. | 0 | $0 | 0.00% | −28,850−100.0% | Sold out |
| Readystate Asset Management LP | 0 | $0 | 0.00% | −27,201−100.0% | Sold out |
| Truvestments Capital LLC | 0 | $0 | 0.00% | −9,133−100.0% | Sold out |
| Elequin Capital LP | 0 | $0 | 0.00% | −851−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −255−100.0% | Sold out |
| Sheaff Brock Investment Advisors, LLC | – | – | – | – | Not filed |