Rivernorth Opportunities Fund, Inc.
RIV- Exchange
- NYSE
- SEC CIK
- 0001501072
No open-market purchases or sales by Rivernorth Opportunities Fund, Inc. insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $111.9M in total; no superinvestor holds it.
Other share classesRIV.PA
13F holders, Q4 2024
Institutional positions in Rivernorth Opportunities Fund, Inc. as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 49
- +6 vs. Q3 2024
- Shares held
- 5.02M
- +183.9K (+3.8%) vs. Q3 2024
- Total value
- $57.7M
- −$4.42M (−7.1%) vs. Q3 2024
- New holders
- 10
- 19 more added
- Sold out
- 4
- 13 more reduced
2 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RIV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $111.9M |
| Q1 2026 | 57 | $107.5M |
| Q4 2025 | 58 | $118.7M |
| Q3 2025 | 52 | $70.8M |
| Q2 2025 | 48 | $62.7M |
| Q1 2025 | 47 | $60.8M |
| Q4 2024 | 49 | $57.7M |
| Q3 2024 | 45 | $63.1M |
| Q2 2024 | 49 | $60.8M |
| Q1 2024 | 52 | $59.2M |
| Q4 2023 | 54 | $55.0M |
| Q3 2023 | 43 | $48.5M |
| Q2 2023 | 46 | $53.7M |
| Q1 2023 | 47 | $51.4M |
| Q4 2022 | 39 | $50.0M |
| Q3 2022 | 33 | $33.1M |
| Q2 2022 | 32 | $36.3M |
| Q1 2022 | 35 | $43.3M |
| Q4 2021 | 41 | $54.0M |
| Q3 2021 | 33 | $35.0M |
| Q2 2021 | 28 | $35.8M |
| Q1 2021 | 29 | $29.7M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Rivernorth Opportunities Fund, Inc.; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,678,236 | $19.3M | 0.00% | −32,879−1.9% | Reduced |
| Penserra Capital Management LLC | 634,127 | $7.29M | 0.13% | +25,452+4.2% | Added |
| LPL Financial LLC | 406,648 | $4.67M | 0.00% | +80,286+24.6% | Added |
| Wells Fargo & Company | 231,724 | $2.66M | 0.00% | +4,298+1.9% | Added |
| National Asset Management, Inc. | 183,738 | $2.11M | 0.07% | −69,491−27.4% | Reduced |
| Envestnet Asset Management Inc | 172,956 | $1.99M | 0.00% | +16,997+10.9% | Added |
| Principal Securities, Inc. | 165,714 | $1.90M | 0.04% | +10,247+6.6% | Added |
| Royal Bank of Canada | 159,080 | $1.83M | 0.00% | −1,809−1.1% | Reduced |
| Marks Group Wealth Management, Inc | 115,399 | $1.33M | 0.13% | 00.0% | Unchanged |
| Atria Wealth Solutions, Inc. | 113,390 | $1.30M | 0.01% | +94,486+499.8% | Added |
| Shaker Financial Services, LLC | 101,071 | $1.16M | 0.44% | +101,071 | New |
| Baird Financial Group, Inc. | 99,728 | $1.15M | 0.00% | +813+0.8% | Added |
| Tennessee Valley Asset Management Partners | 95,122 | $1.09M | 0.18% | +631+0.7% | Added |
| Nations Financial Group Inc, | 87,312 | $1.00M | 0.07% | −1,530−1.7% | Reduced |
| Everstar Asset Management, LLC | 83,084 | $954.6K | 0.68% | −1,262−1.5% | Reduced |
| Advisor Group Holdings, Inc. | 77,539 | $890.9K | 0.00% | −10,987−12.4% | Reduced |
| Raymond James Financial Inc | 59,890 | $688.1K | 0.00% | +59,890 | New |
| Advisor OS, LLC | 51,796 | $595.1K | 0.07% | +51,796 | New |
| Oppenheimer & Co Inc | 44,274 | $508.7K | 0.01% | +995+2.3% | Added |
| Sheaff Brock Investment Advisors, LLC | 42,780 | $491.5K | 0.04% | +8,780+25.8% | Added |
| UBS Group AG | 37,946 | $436.0K | 0.00% | +12,444+48.8% | Added |
| Bank of America Corp | 37,654 | $432.6K | 0.00% | −85,480−69.4% | Reduced |
| Janney Montgomery Scott LLC | 36,392 | $418.0K | 0.00% | −3,014−7.6% | Reduced |
| CoreCap Advisors, LLC | 31,050 | $356.8K | 0.02% | +5,400+21.1% | Added |
| Wedbush Securities Inc | 27,090 | $311.0K | 0.01% | +353+1.3% | Added |
| Private Advisor Group, LLC | 26,626 | $305.9K | 0.00% | +204+0.8% | Added |
| SeaCrest Wealth Management, LLC | 24,086 | $276.7K | 0.03% | +1,608+7.2% | Added |
| Commonwealth Equity Services, LLC | 23,939 | $275.0K | 0.00% | +87+0.4% | Added |
| Jane Street Group, LLC | 23,458 | $269.5K | 0.00% | +23,458 | New |
| GWM Advisors LLC | 20,000 | $229.8K | 0.00% | −2,300−10.3% | Reduced |
| Westside Investment Management, Inc. | 20,000 | $229.8K | 0.05% | −1,200−5.7% | Reduced |
| HighTower Advisors, LLC | 19,280 | $221.5K | 0.00% | +6,780+54.2% | Added |
| Strategic Financial Concepts, LLC | 16,600 | $190.7K | 0.04% | +1,600+10.7% | Added |
| Sequoia Financial Advisors, LLC | 14,000 | $160.9K | 0.00% | −30,000−68.2% | Reduced |
| Channel Wealth LLC | 12,371 | $142.1K | 0.05% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 11,300 | $134.2K | 0.00% | −490−4.2% | Reduced |
| Cary Street Partners Financial LLC | 10,500 | $120.6K | 0.00% | +10,500 | New |
| Independent Advisor Alliance | 10,023 | $115.2K | 0.00% | +10,023 | New |
| Elequin Capital LP | 6,445 | $74.1K | 0.01% | +6,445 | New |
| National Bank of Canada | 2,639 | $30.3K | 0.00% | 00.0% | Unchanged |
| Oliver Lagore Vanvalin Investment Group | 2,400 | $27.6K | 0.01% | 00.0% | Unchanged |
| Synergy Financial Management, LLC | 1,200 | $15.5K | 0.00% | +1,200 | New |
| Luminist Capital LLC | 537 | $6.17K | 0.01% | +537 | New |
| CWM, LLC | 358 | $4.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 310 | $3.56K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 46 | $1.00K | 0.00% | +1+2.2% | Added |
| Farther Finance Advisors, LLC | 83 | $954 | 0.00% | −7,230−98.9% | Reduced |
| Sunbelt Securities, Inc. | 10 | $117 | 0.00% | 00.0% | Unchanged |
| Strategic Wealth Designers | 705 | – | – | +705 | New |
| NWF Advisory Services Inc. | 0 | $0 | 0.00% | −57,127−100.0% | Sold out |
| Calamos Advisors LLC | 0 | $0 | 0.00% | −35,317−100.0% | Sold out |
| Transcend Wealth Collective, LLC | 0 | $0 | 0.00% | −11,000−100.0% | Sold out |
| GHP Investment Advisors, Inc. | 0 | $0 | 0.00% | −2,110−100.0% | Sold out |
| Raymond James & Associates | – | – | – | – | Not filed |
| Raymond James Financial Services Advisors, Inc. | – | – | – | – | Not filed |