Rivernorth Opportunities Fund, Inc.
RIV- Exchange
- NYSE
- SEC CIK
- 0001501072
No open-market purchases or sales by Rivernorth Opportunities Fund, Inc. insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $111.9M in total; no superinvestor holds it.
Other share classesRIV.PA
13F holders, Q4 2024
Institutional positions in Rivernorth Opportunities Fund, Inc. as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 49
- +6 vs. Q3 2024
- Shares held
- 5.02M
- +183.9K (+3.8%) vs. Q3 2024
- Total value
- $57.7M
- −$4.42M (−7.1%) vs. Q3 2024
- New holders
- 10
- 19 more added
- Sold out
- 4
- 13 more reduced
2 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RIV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $111.9M |
| Q1 2026 | 57 | $107.5M |
| Q4 2025 | 58 | $118.7M |
| Q3 2025 | 52 | $70.8M |
| Q2 2025 | 48 | $62.7M |
| Q1 2025 | 47 | $60.8M |
| Q4 2024 | 49 | $57.7M |
| Q3 2024 | 45 | $63.1M |
| Q2 2024 | 49 | $60.8M |
| Q1 2024 | 52 | $59.2M |
| Q4 2023 | 54 | $55.0M |
| Q3 2023 | 43 | $48.5M |
| Q2 2023 | 46 | $53.7M |
| Q1 2023 | 47 | $51.4M |
| Q4 2022 | 39 | $50.0M |
| Q3 2022 | 33 | $33.1M |
| Q2 2022 | 32 | $36.3M |
| Q1 2022 | 35 | $43.3M |
| Q4 2021 | 41 | $54.0M |
| Q3 2021 | 33 | $35.0M |
| Q2 2021 | 28 | $35.8M |
| Q1 2021 | 29 | $29.7M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Rivernorth Opportunities Fund, Inc.; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sunbelt Securities, Inc. | 10 | $117 | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 83 | $954 | 0.00% | −7,230−98.9% | Reduced |
| AlphaMark Advisors, LLC | 46 | $1.00K | 0.00% | +1+2.2% | Added |
| Geneos Wealth Management Inc. | 310 | $3.56K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 358 | $4.00K | 0.00% | 00.0% | Unchanged |
| Luminist Capital LLC | 537 | $6.17K | 0.01% | +537 | New |
| Synergy Financial Management, LLC | 1,200 | $15.5K | 0.00% | +1,200 | New |
| Oliver Lagore Vanvalin Investment Group | 2,400 | $27.6K | 0.01% | 00.0% | Unchanged |
| National Bank of Canada | 2,639 | $30.3K | 0.00% | 00.0% | Unchanged |
| Elequin Capital LP | 6,445 | $74.1K | 0.01% | +6,445 | New |
| Independent Advisor Alliance | 10,023 | $115.2K | 0.00% | +10,023 | New |
| Cary Street Partners Financial LLC | 10,500 | $120.6K | 0.00% | +10,500 | New |
| CIBC Private Wealth Group, LLC | 11,300 | $134.2K | 0.00% | −490−4.2% | Reduced |
| Channel Wealth LLC | 12,371 | $142.1K | 0.05% | 00.0% | Unchanged |
| Sequoia Financial Advisors, LLC | 14,000 | $160.9K | 0.00% | −30,000−68.2% | Reduced |
| Strategic Financial Concepts, LLC | 16,600 | $190.7K | 0.04% | +1,600+10.7% | Added |
| HighTower Advisors, LLC | 19,280 | $221.5K | 0.00% | +6,780+54.2% | Added |
| GWM Advisors LLC | 20,000 | $229.8K | 0.00% | −2,300−10.3% | Reduced |
| Westside Investment Management, Inc. | 20,000 | $229.8K | 0.05% | −1,200−5.7% | Reduced |
| Jane Street Group, LLC | 23,458 | $269.5K | 0.00% | +23,458 | New |
| Commonwealth Equity Services, LLC | 23,939 | $275.0K | 0.00% | +87+0.4% | Added |
| SeaCrest Wealth Management, LLC | 24,086 | $276.7K | 0.03% | +1,608+7.2% | Added |
| Private Advisor Group, LLC | 26,626 | $305.9K | 0.00% | +204+0.8% | Added |
| Wedbush Securities Inc | 27,090 | $311.0K | 0.01% | +353+1.3% | Added |
| CoreCap Advisors, LLC | 31,050 | $356.8K | 0.02% | +5,400+21.1% | Added |
| Janney Montgomery Scott LLC | 36,392 | $418.0K | 0.00% | −3,014−7.6% | Reduced |
| Bank of America Corp | 37,654 | $432.6K | 0.00% | −85,480−69.4% | Reduced |
| UBS Group AG | 37,946 | $436.0K | 0.00% | +12,444+48.8% | Added |
| Sheaff Brock Investment Advisors, LLC | 42,780 | $491.5K | 0.04% | +8,780+25.8% | Added |
| Oppenheimer & Co Inc | 44,274 | $508.7K | 0.01% | +995+2.3% | Added |
| Advisor OS, LLC | 51,796 | $595.1K | 0.07% | +51,796 | New |
| Raymond James Financial Inc | 59,890 | $688.1K | 0.00% | +59,890 | New |
| Advisor Group Holdings, Inc. | 77,539 | $890.9K | 0.00% | −10,987−12.4% | Reduced |
| Everstar Asset Management, LLC | 83,084 | $954.6K | 0.68% | −1,262−1.5% | Reduced |
| Nations Financial Group Inc, | 87,312 | $1.00M | 0.07% | −1,530−1.7% | Reduced |
| Tennessee Valley Asset Management Partners | 95,122 | $1.09M | 0.18% | +631+0.7% | Added |
| Baird Financial Group, Inc. | 99,728 | $1.15M | 0.00% | +813+0.8% | Added |
| Shaker Financial Services, LLC | 101,071 | $1.16M | 0.44% | +101,071 | New |
| Atria Wealth Solutions, Inc. | 113,390 | $1.30M | 0.01% | +94,486+499.8% | Added |
| Marks Group Wealth Management, Inc | 115,399 | $1.33M | 0.13% | 00.0% | Unchanged |
| Royal Bank of Canada | 159,080 | $1.83M | 0.00% | −1,809−1.1% | Reduced |
| Principal Securities, Inc. | 165,714 | $1.90M | 0.04% | +10,247+6.6% | Added |
| Envestnet Asset Management Inc | 172,956 | $1.99M | 0.00% | +16,997+10.9% | Added |
| National Asset Management, Inc. | 183,738 | $2.11M | 0.07% | −69,491−27.4% | Reduced |
| Wells Fargo & Company | 231,724 | $2.66M | 0.00% | +4,298+1.9% | Added |
| LPL Financial LLC | 406,648 | $4.67M | 0.00% | +80,286+24.6% | Added |
| Penserra Capital Management LLC | 634,127 | $7.29M | 0.13% | +25,452+4.2% | Added |
| Morgan Stanley | 1,678,236 | $19.3M | 0.00% | −32,879−1.9% | Reduced |
| Strategic Wealth Designers | 705 | – | – | +705 | New |
| NWF Advisory Services Inc. | 0 | $0 | 0.00% | −57,127−100.0% | Sold out |
| Calamos Advisors LLC | 0 | $0 | 0.00% | −35,317−100.0% | Sold out |
| Transcend Wealth Collective, LLC | 0 | $0 | 0.00% | −11,000−100.0% | Sold out |
| GHP Investment Advisors, Inc. | 0 | $0 | 0.00% | −2,110−100.0% | Sold out |
| Raymond James & Associates | – | – | – | – | Not filed |
| Raymond James Financial Services Advisors, Inc. | – | – | – | – | Not filed |