Rivernorth Opportunities Fund, Inc.
RIV- Exchange
- NYSE
- SEC CIK
- 0001501072
No open-market purchases or sales by Rivernorth Opportunities Fund, Inc. insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $111.9M in total; no superinvestor holds it.
Other share classesRIV.PA
13F holders, Q4 2021
Institutional positions in Rivernorth Opportunities Fund, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 41
- +9 vs. Q3 2021
- Shares held
- 3.39M
- +1.37M (+67.6%) vs. Q3 2021
- Total value
- $54.0M
- +$19.7M (+57.3%) vs. Q3 2021
- New holders
- 12
- 15 more added
- Sold out
- 3
- 11 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RIV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $111.9M |
| Q1 2026 | 57 | $107.5M |
| Q4 2025 | 58 | $118.7M |
| Q3 2025 | 52 | $70.8M |
| Q2 2025 | 48 | $62.7M |
| Q1 2025 | 47 | $60.8M |
| Q4 2024 | 49 | $57.7M |
| Q3 2024 | 45 | $63.1M |
| Q2 2024 | 49 | $60.8M |
| Q1 2024 | 52 | $59.2M |
| Q4 2023 | 54 | $55.0M |
| Q3 2023 | 43 | $48.5M |
| Q2 2023 | 46 | $53.7M |
| Q1 2023 | 47 | $51.4M |
| Q4 2022 | 39 | $50.0M |
| Q3 2022 | 33 | $33.1M |
| Q2 2022 | 32 | $36.3M |
| Q1 2022 | 35 | $43.3M |
| Q4 2021 | 41 | $54.0M |
| Q3 2021 | 33 | $35.0M |
| Q2 2021 | 28 | $35.8M |
| Q1 2021 | 29 | $29.7M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Rivernorth Opportunities Fund, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 969,317 | $15.5M | 0.00% | −151,813−13.5% | Reduced |
| Sit Investment Associates Inc | 696,320 | $11.1M | 0.26% | +663,960+2,051.8% | Added |
| Janney Montgomery Scott LLC | 244,096 | $3.89M | 0.02% | +127,244+108.9% | Added |
| Royal Bank of Canada | 237,418 | $3.79M | 0.00% | +131,377+123.9% | Added |
| Bulldog Investors, LLP | 195,479 | $3.12M | 0.83% | +177,127+965.2% | Added |
| LPL Financial LLC | 90,967 | $1.45M | 0.00% | +67,895+294.3% | Added |
| Advisor Group Holdings, Inc. | 83,030 | $1.32M | 0.00% | +6,051+7.9% | Added |
| Yakira Capital Management, Inc. | 70,269 | $1.12M | 0.14% | +70,269 | New |
| Nations Financial Group Inc, | 61,142 | $975.0K | 0.13% | +6,175+11.2% | Added |
| Baird Financial Group, Inc. | 55,682 | $888.0K | 0.00% | −7,153−11.4% | Reduced |
| Shaker Financial Services, LLC | 53,473 | $853.0K | 0.30% | +53,473 | New |
| GWM Advisors LLC | 53,200 | $849.0K | 0.01% | +53,200 | New |
| B. Riley Wealth Management, Inc. | 50,985 | $813.0K | 0.06% | +30,913+154.0% | Added |
| AEGON USA Investment Management, LLC | 47,765 | $762.0K | 0.21% | +47,765 | New |
| Commonwealth Equity Services, LLC | 44,437 | $708.0K | 0.00% | +153+0.3% | Added |
| CSS LLC | 40,321 | $643.0K | 0.03% | +40,321 | New |
| Wells Fargo & Company | 34,169 | $545.0K | 0.00% | +10,719+45.7% | Added |
| SeaCrest Wealth Management, LLC | 33,262 | $531.0K | 0.06% | −7,421−18.2% | Reduced |
| Wolverine Asset Management LLC | 30,018 | $478.0K | 0.01% | +30,018 | New |
| BDO Wealth Advisors, LLC | 26,493 | $423.0K | 0.04% | −3,817−12.6% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 24,670 | $393.0K | 0.02% | −100−0.4% | Reduced |
| Next Capital Management LLC | 25,000 | $393.0K | 0.27% | +25,000 | New |
| Cambridge Investment Research Advisors, Inc. | 24,201 | $386.0K | 0.00% | +2,273+10.4% | Added |
| Raymond James & Associates | 21,845 | $348.0K | 0.00% | −584−2.6% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 20,500 | $327.0K | 0.03% | +3,500+20.6% | Added |
| Bank of America Corp | 17,262 | $275.0K | 0.00% | −7,656−30.7% | Reduced |
| Wedbush Securities Inc | 15,209 | $243.0K | 0.01% | −192−1.2% | Reduced |
| Oppenheimer & Co Inc | 14,551 | $232.0K | 0.00% | +1,124+8.4% | Added |
| Susquehanna International Group, LLP | 14,012 | $223.0K | 0.00% | +14,012 | New |
| UBS Group AG | 13,013 | $207.0K | 0.00% | +136+1.1% | Added |
| Ford Financial Group, LLC | 12,680 | $202.0K | 0.07% | +12,680 | New |
| HighTower Advisors, LLC | 12,500 | $199.0K | 0.00% | 00.0% | Unchanged |
| Stifel Financial Corp | 11,999 | $191.0K | 0.00% | −100−0.8% | Reduced |
| WSFS Capital Management, LLC | 11,083 | $177.0K | 0.07% | −1,147−9.4% | Reduced |
| Lokken Investment Group LLC | 10,790 | $172.0K | 0.12% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 7,825 | $125.0K | 0.01% | +5,640+258.1% | Added |
| CoreCap Advisors, LLC | 7,100 | $113.0K | 0.01% | +7,100 | New |
| Citigroup Inc | 1,238 | $20.0K | 0.00% | −474−27.7% | Reduced |
| Ellis Investment Partners, LLC | 1,040 | $16.0K | 0.00% | +1,040 | New |
| Wagner Wealth Management, LLC | 844 | $13.0K | 0.01% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 17 | $0 | 0.00% | +17 | New |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −30,000−100.0% | Sold out |
| CIBC Private Wealth Group, LLC | 0 | $0 | 0.00% | −12,950−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −2−100.0% | Sold out |
| Mid Atlantic Financial Management Inc | – | – | – | – | Not filed |