Rivernorth Opportunities Fund, Inc.
RIV- Exchange
- NYSE
- SEC CIK
- 0001501072
No open-market purchases or sales by Rivernorth Opportunities Fund, Inc. insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $111.9M in total; no superinvestor holds it.
Other share classesRIV.PA
13F holders, Q3 2025
Institutional positions in Rivernorth Opportunities Fund, Inc. as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 52
- +6 vs. Q2 2025
- Shares held
- 5.90M
- +814.8K (+16.0%) vs. Q2 2025
- Total value
- $70.8M
- +$8.50M (+13.6%) vs. Q2 2025
- New holders
- 10
- 21 more added
- Sold out
- 4
- 10 more reduced
2 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RIV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $111.9M |
| Q1 2026 | 57 | $107.5M |
| Q4 2025 | 58 | $118.7M |
| Q3 2025 | 52 | $70.8M |
| Q2 2025 | 48 | $62.7M |
| Q1 2025 | 47 | $60.8M |
| Q4 2024 | 49 | $57.7M |
| Q3 2024 | 45 | $63.1M |
| Q2 2024 | 49 | $60.8M |
| Q1 2024 | 52 | $59.2M |
| Q4 2023 | 54 | $55.0M |
| Q3 2023 | 43 | $48.5M |
| Q2 2023 | 46 | $53.7M |
| Q1 2023 | 47 | $51.4M |
| Q4 2022 | 39 | $50.0M |
| Q3 2022 | 33 | $33.1M |
| Q2 2022 | 32 | $36.3M |
| Q1 2022 | 35 | $43.3M |
| Q4 2021 | 41 | $54.0M |
| Q3 2021 | 33 | $35.0M |
| Q2 2021 | 28 | $35.8M |
| Q1 2021 | 29 | $29.7M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Rivernorth Opportunities Fund, Inc.; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,781,210 | $21.4M | 0.00% | +14,653+0.8% | Added |
| Penserra Capital Management LLC | 603,150 | $7.24M | 0.09% | +14,754+2.5% | Added |
| LPL Financial LLC | 516,130 | $6.19M | 0.00% | +69,298+15.5% | Added |
| Wells Fargo & Company | 256,548 | $3.08M | 0.00% | −1,321−0.5% | Reduced |
| Envestnet Asset Management Inc | 192,713 | $2.31M | 0.00% | +3,059+1.6% | Added |
| Royal Bank of Canada | 190,636 | $2.29M | 0.00% | −10,570−5.3% | Reduced |
| Sit Investment Associates Inc | 187,901 | $2.25M | 0.05% | +187,901 | New |
| Principal Securities, Inc. | 183,706 | $2.20M | 0.04% | +1,114+0.6% | Added |
| Tennessee Valley Asset Management Partners | 145,438 | $1.75M | 0.24% | +7,837+5.7% | Added |
| Stifel Financial Corp | 127,037 | $1.52M | 0.00% | +33,427+35.7% | Added |
| Boothbay Fund Management, LLC | 120,500 | $1.45M | 0.04% | +120,500 | New |
| Alpine Global Management, LLC | 118,000 | $1.42M | 0.29% | +118,000 | New |
| Advisor Group Holdings, Inc. | 113,644 | $1.41M | 0.00% | +11,217+11.0% | Added |
| Everstar Asset Management, LLC | 115,565 | $1.39M | 0.79% | +11,819+11.4% | Added |
| Marks Group Wealth Management, Inc | 115,399 | $1.38M | 0.13% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 114,652 | $1.38M | 0.00% | +1,845+1.6% | Added |
| Nomura Holdings Inc | 100,000 | $1.20M | 0.01% | +100,000 | New |
| Nations Financial Group Inc, | 88,167 | $1.06M | 0.07% | +79+0.1% | Added |
| Quarry LP | 78,000 | $936.0K | 0.23% | +78,000 | New |
| Raymond James Financial Inc | 67,217 | $806.6K | 0.00% | +4,002+6.3% | Added |
| Balyasny Asset Management LLC | 58,603 | $703.2K | 0.00% | +58,603 | New |
| NWF Advisory Services Inc. | 57,027 | $684.3K | 0.08% | +800+1.4% | Added |
| Advisor OS, LLC | 53,473 | $641.7K | 0.06% | −192−0.4% | Reduced |
| Oppenheimer & Co Inc | 50,265 | $603.2K | 0.01% | +6,878+15.9% | Added |
| Allworth Financial LP | 49,455 | $593.5K | 0.00% | +2,359+5.0% | Added |
| Bank of America Corp | 46,988 | $563.9K | 0.00% | −454−1.0% | Reduced |
| Opal Wealth Advisors, LLC | 41,786 | $501.4K | 0.14% | +20,145+93.1% | Added |
| Janney Montgomery Scott LLC | 31,478 | $378.0K | 0.00% | −5,627−15.2% | Reduced |
| Private Advisor Group, LLC | 26,073 | $312.9K | 0.00% | +8,722+50.3% | Added |
| Wedbush Securities Inc | 24,910 | $299.0K | 0.01% | −1,000−3.9% | Reduced |
| Commonwealth Equity Services, LLC | 24,145 | $290.0K | 0.00% | +54+0.2% | Added |
| SeaCrest Wealth Management, LLC | 22,012 | $263.7K | 0.03% | +2,699+14.0% | Added |
| Jane Street Group, LLC | 20,068 | $240.8K | 0.00% | +20,068 | New |
| Westside Investment Management, Inc. | 20,000 | $240.0K | 0.04% | 00.0% | Unchanged |
| UBS Group AG | 19,886 | $238.6K | 0.00% | −396−2.0% | Reduced |
| GWM Advisors LLC | 19,700 | $236.4K | 0.00% | +1,100+5.9% | Added |
| HighTower Advisors, LLC | 19,280 | $231.4K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 15,385 | $184.6K | 0.01% | −8,715−36.2% | Reduced |
| Sequoia Financial Advisors, LLC | 14,000 | $168.0K | 0.00% | 00.0% | Unchanged |
| WealthTrust Asset Management, LLC | 12,937 | $155.2K | 0.11% | +2,147+19.9% | Added |
| Channel Wealth LLC | 12,371 | $148.5K | 0.04% | 00.0% | Unchanged |
| Cetera Investment Advisers | 11,737 | $140.8K | 0.00% | +11,737 | New |
| CIBC Private Wealth Group, LLC | 11,300 | $135.6K | 0.00% | 00.0% | Unchanged |
| Strategic Financial Concepts, LLC | 10,800 | $129.6K | 0.02% | 00.0% | Unchanged |
| BlackRock, Inc. | 2,764 | $33.2K | 0.00% | −2,764−50.0% | Reduced |
| National Bank of Canada | 2,639 | $31.6K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 2,021 | $24.3K | 0.00% | +2,021 | New |
| CWM, LLC | 623 | $7.00K | 0.00% | −358−36.5% | Reduced |
| Luminist Capital LLC | 537 | $6.41K | 0.01% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 310 | $3.72K | 0.00% | 00.0% | Unchanged |
| Highline Wealth Partners LLC | 180 | $2.16K | 0.00% | +180 | New |
| Farther Finance Advisors, LLC | 83 | $996 | 0.00% | 00.0% | Unchanged |
| Kovack Advisors, Inc. | 0 | $0 | 0.00% | −38,285−100.0% | Sold out |
| Shaker Financial Services, LLC | 0 | $0 | 0.00% | −30,464−100.0% | Sold out |
| Ameritas Advisory Services, LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Sunbelt Securities, Inc. | 0 | $0 | 0.00% | −10−100.0% | Sold out |
| Total Wealth Planning & Management, Inc. | – | – | – | – | Not filed |
| Oliver Lagore Vanvalin Investment Group | – | – | – | – | Not filed |