Rivernorth Opportunities Fund, Inc.
RIV- Exchange
- NYSE
- SEC CIK
- 0001501072
No open-market purchases or sales by Rivernorth Opportunities Fund, Inc. insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $111.9M in total; no superinvestor holds it.
Other share classesRIV.PA
13F holders, Q3 2025
Institutional positions in Rivernorth Opportunities Fund, Inc. as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 52
- +6 vs. Q2 2025
- Shares held
- 5.90M
- +814.8K (+16.0%) vs. Q2 2025
- Total value
- $70.8M
- +$8.50M (+13.6%) vs. Q2 2025
- New holders
- 10
- 21 more added
- Sold out
- 4
- 10 more reduced
2 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RIV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $111.9M |
| Q1 2026 | 57 | $107.5M |
| Q4 2025 | 58 | $118.7M |
| Q3 2025 | 52 | $70.8M |
| Q2 2025 | 48 | $62.7M |
| Q1 2025 | 47 | $60.8M |
| Q4 2024 | 49 | $57.7M |
| Q3 2024 | 45 | $63.1M |
| Q2 2024 | 49 | $60.8M |
| Q1 2024 | 52 | $59.2M |
| Q4 2023 | 54 | $55.0M |
| Q3 2023 | 43 | $48.5M |
| Q2 2023 | 46 | $53.7M |
| Q1 2023 | 47 | $51.4M |
| Q4 2022 | 39 | $50.0M |
| Q3 2022 | 33 | $33.1M |
| Q2 2022 | 32 | $36.3M |
| Q1 2022 | 35 | $43.3M |
| Q4 2021 | 41 | $54.0M |
| Q3 2021 | 33 | $35.0M |
| Q2 2021 | 28 | $35.8M |
| Q1 2021 | 29 | $29.7M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Rivernorth Opportunities Fund, Inc.; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Farther Finance Advisors, LLC | 83 | $996 | 0.00% | 00.0% | Unchanged |
| Highline Wealth Partners LLC | 180 | $2.16K | 0.00% | +180 | New |
| Geneos Wealth Management Inc. | 310 | $3.72K | 0.00% | 00.0% | Unchanged |
| Luminist Capital LLC | 537 | $6.41K | 0.01% | 00.0% | Unchanged |
| CWM, LLC | 623 | $7.00K | 0.00% | −358−36.5% | Reduced |
| SOA Wealth Advisors, LLC. | 2,021 | $24.3K | 0.00% | +2,021 | New |
| National Bank of Canada | 2,639 | $31.6K | 0.00% | 00.0% | Unchanged |
| BlackRock, Inc. | 2,764 | $33.2K | 0.00% | −2,764−50.0% | Reduced |
| Strategic Financial Concepts, LLC | 10,800 | $129.6K | 0.02% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 11,300 | $135.6K | 0.00% | 00.0% | Unchanged |
| Cetera Investment Advisers | 11,737 | $140.8K | 0.00% | +11,737 | New |
| Channel Wealth LLC | 12,371 | $148.5K | 0.04% | 00.0% | Unchanged |
| WealthTrust Asset Management, LLC | 12,937 | $155.2K | 0.11% | +2,147+19.9% | Added |
| Sequoia Financial Advisors, LLC | 14,000 | $168.0K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 15,385 | $184.6K | 0.01% | −8,715−36.2% | Reduced |
| HighTower Advisors, LLC | 19,280 | $231.4K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 19,700 | $236.4K | 0.00% | +1,100+5.9% | Added |
| UBS Group AG | 19,886 | $238.6K | 0.00% | −396−2.0% | Reduced |
| Westside Investment Management, Inc. | 20,000 | $240.0K | 0.04% | 00.0% | Unchanged |
| Jane Street Group, LLC | 20,068 | $240.8K | 0.00% | +20,068 | New |
| SeaCrest Wealth Management, LLC | 22,012 | $263.7K | 0.03% | +2,699+14.0% | Added |
| Commonwealth Equity Services, LLC | 24,145 | $290.0K | 0.00% | +54+0.2% | Added |
| Wedbush Securities Inc | 24,910 | $299.0K | 0.01% | −1,000−3.9% | Reduced |
| Private Advisor Group, LLC | 26,073 | $312.9K | 0.00% | +8,722+50.3% | Added |
| Janney Montgomery Scott LLC | 31,478 | $378.0K | 0.00% | −5,627−15.2% | Reduced |
| Opal Wealth Advisors, LLC | 41,786 | $501.4K | 0.14% | +20,145+93.1% | Added |
| Bank of America Corp | 46,988 | $563.9K | 0.00% | −454−1.0% | Reduced |
| Allworth Financial LP | 49,455 | $593.5K | 0.00% | +2,359+5.0% | Added |
| Oppenheimer & Co Inc | 50,265 | $603.2K | 0.01% | +6,878+15.9% | Added |
| Advisor OS, LLC | 53,473 | $641.7K | 0.06% | −192−0.4% | Reduced |
| NWF Advisory Services Inc. | 57,027 | $684.3K | 0.08% | +800+1.4% | Added |
| Balyasny Asset Management LLC | 58,603 | $703.2K | 0.00% | +58,603 | New |
| Raymond James Financial Inc | 67,217 | $806.6K | 0.00% | +4,002+6.3% | Added |
| Quarry LP | 78,000 | $936.0K | 0.23% | +78,000 | New |
| Nations Financial Group Inc, | 88,167 | $1.06M | 0.07% | +79+0.1% | Added |
| Nomura Holdings Inc | 100,000 | $1.20M | 0.01% | +100,000 | New |
| Baird Financial Group, Inc. | 114,652 | $1.38M | 0.00% | +1,845+1.6% | Added |
| Marks Group Wealth Management, Inc | 115,399 | $1.38M | 0.13% | 00.0% | Unchanged |
| Everstar Asset Management, LLC | 115,565 | $1.39M | 0.79% | +11,819+11.4% | Added |
| Advisor Group Holdings, Inc. | 113,644 | $1.41M | 0.00% | +11,217+11.0% | Added |
| Alpine Global Management, LLC | 118,000 | $1.42M | 0.29% | +118,000 | New |
| Boothbay Fund Management, LLC | 120,500 | $1.45M | 0.04% | +120,500 | New |
| Stifel Financial Corp | 127,037 | $1.52M | 0.00% | +33,427+35.7% | Added |
| Tennessee Valley Asset Management Partners | 145,438 | $1.75M | 0.24% | +7,837+5.7% | Added |
| Principal Securities, Inc. | 183,706 | $2.20M | 0.04% | +1,114+0.6% | Added |
| Sit Investment Associates Inc | 187,901 | $2.25M | 0.05% | +187,901 | New |
| Royal Bank of Canada | 190,636 | $2.29M | 0.00% | −10,570−5.3% | Reduced |
| Envestnet Asset Management Inc | 192,713 | $2.31M | 0.00% | +3,059+1.6% | Added |
| Wells Fargo & Company | 256,548 | $3.08M | 0.00% | −1,321−0.5% | Reduced |
| LPL Financial LLC | 516,130 | $6.19M | 0.00% | +69,298+15.5% | Added |
| Penserra Capital Management LLC | 603,150 | $7.24M | 0.09% | +14,754+2.5% | Added |
| Morgan Stanley | 1,781,210 | $21.4M | 0.00% | +14,653+0.8% | Added |
| Kovack Advisors, Inc. | 0 | $0 | 0.00% | −38,285−100.0% | Sold out |
| Shaker Financial Services, LLC | 0 | $0 | 0.00% | −30,464−100.0% | Sold out |
| Ameritas Advisory Services, LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Sunbelt Securities, Inc. | 0 | $0 | 0.00% | −10−100.0% | Sold out |
| Total Wealth Planning & Management, Inc. | – | – | – | – | Not filed |
| Oliver Lagore Vanvalin Investment Group | – | – | – | – | Not filed |