Rivernorth Opportunities Fund, Inc.
RIV- Exchange
- NYSE
- SEC CIK
- 0001501072
No open-market purchases or sales by Rivernorth Opportunities Fund, Inc. insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $111.9M in total; no superinvestor holds it.
Other share classesRIV.PA
13F holders, Q1 2023
Institutional positions in Rivernorth Opportunities Fund, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 47
- +9 vs. Q4 2022
- Shares held
- 4.52M
- +436.2K (+10.7%) vs. Q4 2022
- Total value
- $51.4M
- +$1.45M (+2.9%) vs. Q4 2022
- New holders
- 13
- 22 more added
- Sold out
- 4
- 7 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RIV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $111.9M |
| Q1 2026 | 57 | $107.5M |
| Q4 2025 | 58 | $118.7M |
| Q3 2025 | 52 | $70.8M |
| Q2 2025 | 48 | $62.7M |
| Q1 2025 | 47 | $60.8M |
| Q4 2024 | 49 | $57.7M |
| Q3 2024 | 45 | $63.1M |
| Q2 2024 | 49 | $60.8M |
| Q1 2024 | 52 | $59.2M |
| Q4 2023 | 54 | $55.0M |
| Q3 2023 | 43 | $48.5M |
| Q2 2023 | 46 | $53.7M |
| Q1 2023 | 47 | $51.4M |
| Q4 2022 | 39 | $50.0M |
| Q3 2022 | 33 | $33.1M |
| Q2 2022 | 32 | $36.3M |
| Q1 2022 | 35 | $43.3M |
| Q4 2021 | 41 | $54.0M |
| Q3 2021 | 33 | $35.0M |
| Q2 2021 | 28 | $35.8M |
| Q1 2021 | 29 | $29.7M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Rivernorth Opportunities Fund, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,474,079 | $16.7M | 0.00% | +71,925+5.1% | Added |
| Sit Investment Associates Inc | 589,622 | $6.70M | 0.18% | −463,969−44.0% | Reduced |
| Janney Montgomery Scott LLC | 253,364 | $2.88M | 0.01% | +12,290+5.1% | Added |
| Shaker Financial Services, LLC | 227,746 | $2.59M | 1.13% | +227,746 | New |
| National Asset Management, Inc. | 226,995 | $2.58M | 0.07% | +3,141+1.4% | Added |
| Bank of America Corp | 202,809 | $2.30M | 0.00% | +88,213+77.0% | Added |
| Mangrove Partners | 191,991 | $2.18M | 0.22% | +191,991 | New |
| Wells Fargo & Company | 155,567 | $1.77M | 0.00% | +26,890+20.9% | Added |
| Advisor Group Holdings, Inc. | 114,359 | $1.30M | 0.00% | +11,236+10.9% | Added |
| Royal Bank of Canada | 111,528 | $1.27M | 0.00% | +7,257+7.0% | Added |
| Nations Financial Group Inc, | 74,888 | $850.7K | 0.09% | +5,608+8.1% | Added |
| Landscape Capital Management, L.L.C. | 68,440 | $777.5K | 0.11% | +58,177+566.9% | Added |
| Marks Group Wealth Management, Inc | 67,188 | $763.3K | 0.10% | +67,188 | New |
| Tennessee Valley Asset Management Partners | 65,005 | $738.5K | 0.24% | +4,168+6.9% | Added |
| NWF Advisory Services Inc. | 58,027 | $663.8K | 0.15% | +58,027 | New |
| Baird Financial Group, Inc. | 56,606 | $643.0K | 0.00% | +13,550+31.5% | Added |
| GWM Advisors LLC | 57,700 | $633.9K | 0.01% | +600+1.1% | Added |
| Sigma Planning Corp | 41,784 | $474.7K | 0.02% | +539+1.3% | Added |
| Wolverine Asset Management LLC | 36,885 | $419.0K | 0.01% | +36,885 | New |
| Commonwealth Equity Services, LLC | 33,661 | $382.0K | 0.00% | +252+0.8% | Added |
| SeaCrest Wealth Management, LLC | 32,647 | $370.9K | 0.05% | +2,389+7.9% | Added |
| CSS LLC | 32,002 | $363.5K | 0.03% | +324+1.0% | Added |
| Raymond James & Associates | 31,475 | $357.6K | 0.00% | −1,080−3.3% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 28,555 | $324.4K | 0.02% | −7,315−20.4% | Reduced |
| Channel Wealth LLC | 28,316 | $321.7K | 0.21% | +28,316 | New |
| Oppenheimer & Co Inc | 25,980 | $295.1K | 0.01% | +3,485+15.5% | Added |
| Sheaff Brock Investment Advisors, LLC | 23,500 | $267.0K | 0.03% | +3,000+14.6% | Added |
| Private Advisor Group, LLC | 22,701 | $257.9K | 0.00% | +1,188+5.5% | Added |
| AEGON USA Investment Management, LLC | 22,664 | $257.5K | 0.14% | +22,664 | New |
| UBS Group AG | 22,392 | $254.4K | 0.00% | +11,216+100.4% | Added |
| LPL Financial LLC | 21,416 | $243.3K | 0.00% | −17,162−44.5% | Reduced |
| Westside Investment Management, Inc. | 21,200 | $240.8K | 0.07% | 00.0% | Unchanged |
| Wedbush Securities Inc | 17,175 | $195.0K | 0.01% | +1,884+12.3% | Added |
| Perennial Investment Advisors, LLC | 16,328 | $185.5K | 0.03% | +16,328 | New |
| HighTower Advisors, LLC | 12,500 | $142.0K | 0.00% | 00.0% | Unchanged |
| Stifel Financial Corp | 11,999 | $136.3K | 0.00% | 00.0% | Unchanged |
| BDO Wealth Advisors, LLC | 10,570 | $120.1K | 0.01% | −6,552−38.3% | Reduced |
| Nomura Holdings Inc | 10,000 | $113.6K | 0.00% | +10,000 | New |
| Benjamin F. Edwards & Company, Inc. | 5,890 | $67.0K | 0.00% | −6,994−54.3% | Reduced |
| Quarry LP | 5,600 | $63.6K | 0.04% | +5,600 | New |
| Advisory Services Network, LLC | 3,069 | $34.9K | 0.00% | 00.0% | Unchanged |
| Elequin Capital LP | 2,817 | $32.0K | 0.02% | −26,242−90.3% | Reduced |
| Oliver Lagore Vanvalin Investment Group | 2,400 | $27.3K | 0.01% | +1,400+140.0% | Added |
| JPMorgan Chase & Co | 2,178 | $25.0K | 0.00% | +2,178 | New |
| Geneos Wealth Management Inc. | 310 | $3.52K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 267 | $3.00K | 0.00% | +267 | New |
| Ameritas Advisory Services, LLC | 200 | $2.20K | 0.00% | +200 | New |
| Ford Financial Group, LLC | 0 | $0 | 0.00% | −16,328−100.0% | Sold out |
| Atria Wealth Solutions, Inc. | 0 | $0 | 0.00% | −13,967−100.0% | Sold out |
| MinichMacGregor Wealth Management, LLC | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| CoreCap Advisors, LLC | – | – | – | – | Not filed |