Rivernorth Opportunities Fund, Inc.
RIV- Exchange
- NYSE
- SEC CIK
- 0001501072
No open-market purchases or sales by Rivernorth Opportunities Fund, Inc. insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $111.9M in total; no superinvestor holds it.
Other share classesRIV.PA
13F holders, Q1 2023
Institutional positions in Rivernorth Opportunities Fund, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 47
- +9 vs. Q4 2022
- Shares held
- 4.52M
- +436.2K (+10.7%) vs. Q4 2022
- Total value
- $51.4M
- +$1.45M (+2.9%) vs. Q4 2022
- New holders
- 13
- 22 more added
- Sold out
- 4
- 7 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RIV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $111.9M |
| Q1 2026 | 57 | $107.5M |
| Q4 2025 | 58 | $118.7M |
| Q3 2025 | 52 | $70.8M |
| Q2 2025 | 48 | $62.7M |
| Q1 2025 | 47 | $60.8M |
| Q4 2024 | 49 | $57.7M |
| Q3 2024 | 45 | $63.1M |
| Q2 2024 | 49 | $60.8M |
| Q1 2024 | 52 | $59.2M |
| Q4 2023 | 54 | $55.0M |
| Q3 2023 | 43 | $48.5M |
| Q2 2023 | 46 | $53.7M |
| Q1 2023 | 47 | $51.4M |
| Q4 2022 | 39 | $50.0M |
| Q3 2022 | 33 | $33.1M |
| Q2 2022 | 32 | $36.3M |
| Q1 2022 | 35 | $43.3M |
| Q4 2021 | 41 | $54.0M |
| Q3 2021 | 33 | $35.0M |
| Q2 2021 | 28 | $35.8M |
| Q1 2021 | 29 | $29.7M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Rivernorth Opportunities Fund, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ameritas Advisory Services, LLC | 200 | $2.20K | 0.00% | +200 | New |
| CWM, LLC | 267 | $3.00K | 0.00% | +267 | New |
| Geneos Wealth Management Inc. | 310 | $3.52K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 2,178 | $25.0K | 0.00% | +2,178 | New |
| Oliver Lagore Vanvalin Investment Group | 2,400 | $27.3K | 0.01% | +1,400+140.0% | Added |
| Elequin Capital LP | 2,817 | $32.0K | 0.02% | −26,242−90.3% | Reduced |
| Advisory Services Network, LLC | 3,069 | $34.9K | 0.00% | 00.0% | Unchanged |
| Quarry LP | 5,600 | $63.6K | 0.04% | +5,600 | New |
| Benjamin F. Edwards & Company, Inc. | 5,890 | $67.0K | 0.00% | −6,994−54.3% | Reduced |
| Nomura Holdings Inc | 10,000 | $113.6K | 0.00% | +10,000 | New |
| BDO Wealth Advisors, LLC | 10,570 | $120.1K | 0.01% | −6,552−38.3% | Reduced |
| Stifel Financial Corp | 11,999 | $136.3K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 12,500 | $142.0K | 0.00% | 00.0% | Unchanged |
| Perennial Investment Advisors, LLC | 16,328 | $185.5K | 0.03% | +16,328 | New |
| Wedbush Securities Inc | 17,175 | $195.0K | 0.01% | +1,884+12.3% | Added |
| Westside Investment Management, Inc. | 21,200 | $240.8K | 0.07% | 00.0% | Unchanged |
| LPL Financial LLC | 21,416 | $243.3K | 0.00% | −17,162−44.5% | Reduced |
| UBS Group AG | 22,392 | $254.4K | 0.00% | +11,216+100.4% | Added |
| AEGON USA Investment Management, LLC | 22,664 | $257.5K | 0.14% | +22,664 | New |
| Private Advisor Group, LLC | 22,701 | $257.9K | 0.00% | +1,188+5.5% | Added |
| Sheaff Brock Investment Advisors, LLC | 23,500 | $267.0K | 0.03% | +3,000+14.6% | Added |
| Oppenheimer & Co Inc | 25,980 | $295.1K | 0.01% | +3,485+15.5% | Added |
| Channel Wealth LLC | 28,316 | $321.7K | 0.21% | +28,316 | New |
| U.S. Capital Wealth Advisors, LLC | 28,555 | $324.4K | 0.02% | −7,315−20.4% | Reduced |
| Raymond James & Associates | 31,475 | $357.6K | 0.00% | −1,080−3.3% | Reduced |
| CSS LLC | 32,002 | $363.5K | 0.03% | +324+1.0% | Added |
| SeaCrest Wealth Management, LLC | 32,647 | $370.9K | 0.05% | +2,389+7.9% | Added |
| Commonwealth Equity Services, LLC | 33,661 | $382.0K | 0.00% | +252+0.8% | Added |
| Wolverine Asset Management LLC | 36,885 | $419.0K | 0.01% | +36,885 | New |
| Sigma Planning Corp | 41,784 | $474.7K | 0.02% | +539+1.3% | Added |
| GWM Advisors LLC | 57,700 | $633.9K | 0.01% | +600+1.1% | Added |
| Baird Financial Group, Inc. | 56,606 | $643.0K | 0.00% | +13,550+31.5% | Added |
| NWF Advisory Services Inc. | 58,027 | $663.8K | 0.15% | +58,027 | New |
| Tennessee Valley Asset Management Partners | 65,005 | $738.5K | 0.24% | +4,168+6.9% | Added |
| Marks Group Wealth Management, Inc | 67,188 | $763.3K | 0.10% | +67,188 | New |
| Landscape Capital Management, L.L.C. | 68,440 | $777.5K | 0.11% | +58,177+566.9% | Added |
| Nations Financial Group Inc, | 74,888 | $850.7K | 0.09% | +5,608+8.1% | Added |
| Royal Bank of Canada | 111,528 | $1.27M | 0.00% | +7,257+7.0% | Added |
| Advisor Group Holdings, Inc. | 114,359 | $1.30M | 0.00% | +11,236+10.9% | Added |
| Wells Fargo & Company | 155,567 | $1.77M | 0.00% | +26,890+20.9% | Added |
| Mangrove Partners | 191,991 | $2.18M | 0.22% | +191,991 | New |
| Bank of America Corp | 202,809 | $2.30M | 0.00% | +88,213+77.0% | Added |
| National Asset Management, Inc. | 226,995 | $2.58M | 0.07% | +3,141+1.4% | Added |
| Shaker Financial Services, LLC | 227,746 | $2.59M | 1.13% | +227,746 | New |
| Janney Montgomery Scott LLC | 253,364 | $2.88M | 0.01% | +12,290+5.1% | Added |
| Sit Investment Associates Inc | 589,622 | $6.70M | 0.18% | −463,969−44.0% | Reduced |
| Morgan Stanley | 1,474,079 | $16.7M | 0.00% | +71,925+5.1% | Added |
| Ford Financial Group, LLC | 0 | $0 | 0.00% | −16,328−100.0% | Sold out |
| Atria Wealth Solutions, Inc. | 0 | $0 | 0.00% | −13,967−100.0% | Sold out |
| MinichMacGregor Wealth Management, LLC | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| CoreCap Advisors, LLC | – | – | – | – | Not filed |