Rivernorth Opportunities Fund, Inc.
RIV- Exchange
- NYSE
- SEC CIK
- 0001501072
No open-market purchases or sales by Rivernorth Opportunities Fund, Inc. insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $111.9M in total; no superinvestor holds it.
Other share classesRIV.PA
13F holders, Q1 2026
Institutional positions in Rivernorth Opportunities Fund, Inc. as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 57
- 0 vs. Q4 2025
- Shares held
- 9.68M
- −411.6K (−4.1%) vs. Q4 2025
- Total value
- $107.5M
- −$11.1M (−9.3%) vs. Q4 2025
- New holders
- 4
- 21 more added
- Sold out
- 4
- 18 more reduced
1 institution that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RIV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $111.9M |
| Q1 2026 | 57 | $107.5M |
| Q4 2025 | 58 | $118.7M |
| Q3 2025 | 52 | $70.8M |
| Q2 2025 | 48 | $62.7M |
| Q1 2025 | 47 | $60.8M |
| Q4 2024 | 49 | $57.7M |
| Q3 2024 | 45 | $63.1M |
| Q2 2024 | 49 | $60.8M |
| Q1 2024 | 52 | $59.2M |
| Q4 2023 | 54 | $55.0M |
| Q3 2023 | 43 | $48.5M |
| Q2 2023 | 46 | $53.7M |
| Q1 2023 | 47 | $51.4M |
| Q4 2022 | 39 | $50.0M |
| Q3 2022 | 33 | $33.1M |
| Q2 2022 | 32 | $36.3M |
| Q1 2022 | 35 | $43.3M |
| Q4 2021 | 41 | $54.0M |
| Q3 2021 | 33 | $35.0M |
| Q2 2021 | 28 | $35.8M |
| Q1 2021 | 29 | $29.7M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Rivernorth Opportunities Fund, Inc.; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sit Investment Associates Inc | 2,498,022 | $27.7M | 0.56% | −273,018−9.9% | Reduced |
| Morgan Stanley | 1,892,996 | $21.0M | 0.00% | +160,435+9.3% | Added |
| Penserra Capital Management LLC | 746,374 | $8.28M | 0.10% | +81,742+12.3% | Added |
| LPL Financial LLC | 534,673 | $5.93M | 0.00% | +33,654+6.7% | Added |
| Arete Wealth Advisors, LLC | 437,265 | $4.87M | 0.36% | +60,096+15.9% | Added |
| Bank of America Corp | 322,246 | $3.58M | 0.00% | +10,785+3.5% | Added |
| Wells Fargo & Company | 291,252 | $3.23M | 0.00% | +14,463+5.2% | Added |
| Absolute Investment Advisers LLC | 274,406 | $3.05M | 0.36% | −109,983−28.6% | Reduced |
| Yakira Capital Management, Inc. | 267,206 | $2.97M | 0.87% | −179,462−40.2% | Reduced |
| Royal Bank of Canada | 205,141 | $2.28M | 0.00% | +7,216+3.6% | Added |
| Envestnet Asset Management Inc | 172,618 | $1.92M | 0.00% | −12,272−6.6% | Reduced |
| Everstar Asset Management, LLC | 168,526 | $1.87M | 1.00% | +33,059+24.4% | Added |
| Principal Securities, Inc. | 164,103 | $1.82M | 0.03% | −11,780−6.7% | Reduced |
| Tennessee Valley Asset Management Partners | 131,124 | $1.46M | 0.19% | −6,711−4.9% | Reduced |
| Baird Financial Group, Inc. | 122,676 | $1.36M | 0.00% | +1,899+1.6% | Added |
| Quarry LP | 119,886 | $1.33M | 0.27% | −33,684−21.9% | Reduced |
| Marks Group Wealth Management, Inc | 107,869 | $1.20M | 0.12% | −7,530−6.5% | Reduced |
| Advisor Group Holdings, Inc. | 102,701 | $1.14M | 0.00% | −17,102−14.3% | Reduced |
| Nations Financial Group Inc, | 86,686 | $962.2K | 0.05% | −1,166−1.3% | Reduced |
| Nomura Holdings Inc | 83,864 | $930.9K | 0.01% | 00.0% | Unchanged |
| Opal Wealth Advisors, LLC | 68,577 | $761.2K | 0.17% | −1,266−1.8% | Reduced |
| Allworth Financial LP | 64,628 | $717.4K | 0.00% | +12,835+24.8% | Added |
| Stifel Financial Corp | 61,646 | $684.3K | 0.00% | −25,653−29.4% | Reduced |
| Shaker Financial Services, LLC | 61,335 | $680.8K | 0.24% | +22,859+59.4% | Added |
| Raymond James Financial Inc | 59,889 | $664.8K | 0.00% | +179+0.3% | Added |
| Advisor OS, LLC | 58,971 | $654.6K | 0.05% | −525−0.9% | Reduced |
| Oppenheimer & Co Inc | 52,949 | $587.7K | 0.01% | +1,380+2.7% | Added |
| NWF Advisory Services Inc. | 50,927 | $565.3K | 0.06% | −300−0.6% | Reduced |
| CSS LLC | 43,915 | $487.5K | 0.03% | −15,360−25.9% | Reduced |
| Kovack Advisors, Inc. | 37,385 | $421.7K | 0.02% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 31,994 | $355.0K | 0.00% | +715+2.3% | Added |
| Total Wealth Planning & Management, Inc. | 30,509 | $338.6K | 0.27% | +1,804+6.3% | Added |
| Wedbush Securities Inc | 26,489 | $294.0K | 0.01% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 26,268 | $291.6K | 0.00% | +138+0.5% | Added |
| Gateway Wealth Partners, LLC | 26,166 | $290.4K | 0.01% | +16,043+158.5% | Added |
| UBS Group AG | 21,707 | $240.9K | 0.00% | 00.0% | Unchanged |
| SeaCrest Wealth Management, LLC | 20,753 | $230.4K | 0.02% | −1,132−5.2% | Reduced |
| CoreCap Advisors, LLC | 20,133 | $223.5K | 0.01% | +4,481+28.6% | Added |
| Westside Investment Management, Inc. | 20,000 | $222.0K | 0.03% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 19,280 | $214.0K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 18,785 | $208.5K | 0.00% | +62+0.3% | Added |
| GWM Advisors LLC | 18,700 | $207.6K | 0.00% | −400−2.1% | Reduced |
| BlackRock, Inc. | 15,373 | $170.6K | 0.00% | 00.0% | Unchanged |
| WealthTrust Asset Management, LLC | 15,123 | $167.9K | 0.10% | +1,821+13.7% | Added |
| CWM, LLC | 14,277 | $158.5K | 0.00% | +13,654+2,191.7% | Added |
| Sequoia Financial Advisors, LLC | 14,000 | $155.4K | 0.00% | 00.0% | Unchanged |
| Cetera Investment Advisers | 12,282 | $136.3K | 0.00% | −142−1.1% | Reduced |
| TCP Asset Management, LLC | 11,875 | $131.8K | 0.02% | +11,875 | New |
| Channel Wealth LLC | 11,621 | $129.0K | 0.03% | 00.0% | Unchanged |
| CIBC Bancorp USA Inc. | 11,000 | $122.1K | 0.00% | +11,000 | New |
| National Bank of Canada | 2,639 | $29.2K | 0.00% | 00.0% | Unchanged |
| Pinnacle Wealth Planning Services, Inc. | 2,000 | $22.2K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 1,396 | $15.5K | 0.00% | +1,396 | New |
| Harbour Investments, Inc. | 538 | $5.97K | 0.00% | +538 | New |
| Geneos Wealth Management Inc. | 310 | $3.44K | 0.00% | 00.0% | Unchanged |
| Highline Wealth Partners LLC | 180 | $2.00K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 83 | $936 | 0.00% | 00.0% | Unchanged |
| Readystate Asset Management LP | 0 | $0 | 0.00% | −194,655−100.0% | Sold out |
| Tactive Advisors, LLC | 0 | $0 | 0.00% | −11,908−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −11,132−100.0% | Sold out |
| Luminist Capital LLC | 0 | $0 | 0.00% | −537−100.0% | Sold out |
| CIBC Private Wealth Group, LLC | – | – | – | – | Not filed |