Rivernorth Opportunities Fund, Inc.
RIV- Exchange
- NYSE
- SEC CIK
- 0001501072
No open-market purchases or sales by Rivernorth Opportunities Fund, Inc. insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $111.9M in total; no superinvestor holds it.
Other share classesRIV.PA
13F holders, Q1 2026
Institutional positions in Rivernorth Opportunities Fund, Inc. as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 57
- 0 vs. Q4 2025
- Shares held
- 9.68M
- −411.6K (−4.1%) vs. Q4 2025
- Total value
- $107.5M
- −$11.1M (−9.3%) vs. Q4 2025
- New holders
- 4
- 21 more added
- Sold out
- 4
- 18 more reduced
1 institution that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RIV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $111.9M |
| Q1 2026 | 57 | $107.5M |
| Q4 2025 | 58 | $118.7M |
| Q3 2025 | 52 | $70.8M |
| Q2 2025 | 48 | $62.7M |
| Q1 2025 | 47 | $60.8M |
| Q4 2024 | 49 | $57.7M |
| Q3 2024 | 45 | $63.1M |
| Q2 2024 | 49 | $60.8M |
| Q1 2024 | 52 | $59.2M |
| Q4 2023 | 54 | $55.0M |
| Q3 2023 | 43 | $48.5M |
| Q2 2023 | 46 | $53.7M |
| Q1 2023 | 47 | $51.4M |
| Q4 2022 | 39 | $50.0M |
| Q3 2022 | 33 | $33.1M |
| Q2 2022 | 32 | $36.3M |
| Q1 2022 | 35 | $43.3M |
| Q4 2021 | 41 | $54.0M |
| Q3 2021 | 33 | $35.0M |
| Q2 2021 | 28 | $35.8M |
| Q1 2021 | 29 | $29.7M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Rivernorth Opportunities Fund, Inc.; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Farther Finance Advisors, LLC | 83 | $936 | 0.00% | 00.0% | Unchanged |
| Highline Wealth Partners LLC | 180 | $2.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 310 | $3.44K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 538 | $5.97K | 0.00% | +538 | New |
| Wolverine Asset Management LLC | 1,396 | $15.5K | 0.00% | +1,396 | New |
| Pinnacle Wealth Planning Services, Inc. | 2,000 | $22.2K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 2,639 | $29.2K | 0.00% | 00.0% | Unchanged |
| CIBC Bancorp USA Inc. | 11,000 | $122.1K | 0.00% | +11,000 | New |
| Channel Wealth LLC | 11,621 | $129.0K | 0.03% | 00.0% | Unchanged |
| TCP Asset Management, LLC | 11,875 | $131.8K | 0.02% | +11,875 | New |
| Cetera Investment Advisers | 12,282 | $136.3K | 0.00% | −142−1.1% | Reduced |
| Sequoia Financial Advisors, LLC | 14,000 | $155.4K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 14,277 | $158.5K | 0.00% | +13,654+2,191.7% | Added |
| WealthTrust Asset Management, LLC | 15,123 | $167.9K | 0.10% | +1,821+13.7% | Added |
| BlackRock, Inc. | 15,373 | $170.6K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 18,700 | $207.6K | 0.00% | −400−2.1% | Reduced |
| Commonwealth Equity Services, LLC | 18,785 | $208.5K | 0.00% | +62+0.3% | Added |
| HighTower Advisors, LLC | 19,280 | $214.0K | 0.00% | 00.0% | Unchanged |
| Westside Investment Management, Inc. | 20,000 | $222.0K | 0.03% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 20,133 | $223.5K | 0.01% | +4,481+28.6% | Added |
| SeaCrest Wealth Management, LLC | 20,753 | $230.4K | 0.02% | −1,132−5.2% | Reduced |
| UBS Group AG | 21,707 | $240.9K | 0.00% | 00.0% | Unchanged |
| Gateway Wealth Partners, LLC | 26,166 | $290.4K | 0.01% | +16,043+158.5% | Added |
| Private Advisor Group, LLC | 26,268 | $291.6K | 0.00% | +138+0.5% | Added |
| Wedbush Securities Inc | 26,489 | $294.0K | 0.01% | 00.0% | Unchanged |
| Total Wealth Planning & Management, Inc. | 30,509 | $338.6K | 0.27% | +1,804+6.3% | Added |
| Janney Montgomery Scott LLC | 31,994 | $355.0K | 0.00% | +715+2.3% | Added |
| Kovack Advisors, Inc. | 37,385 | $421.7K | 0.02% | 00.0% | Unchanged |
| CSS LLC | 43,915 | $487.5K | 0.03% | −15,360−25.9% | Reduced |
| NWF Advisory Services Inc. | 50,927 | $565.3K | 0.06% | −300−0.6% | Reduced |
| Oppenheimer & Co Inc | 52,949 | $587.7K | 0.01% | +1,380+2.7% | Added |
| Advisor OS, LLC | 58,971 | $654.6K | 0.05% | −525−0.9% | Reduced |
| Raymond James Financial Inc | 59,889 | $664.8K | 0.00% | +179+0.3% | Added |
| Shaker Financial Services, LLC | 61,335 | $680.8K | 0.24% | +22,859+59.4% | Added |
| Stifel Financial Corp | 61,646 | $684.3K | 0.00% | −25,653−29.4% | Reduced |
| Allworth Financial LP | 64,628 | $717.4K | 0.00% | +12,835+24.8% | Added |
| Opal Wealth Advisors, LLC | 68,577 | $761.2K | 0.17% | −1,266−1.8% | Reduced |
| Nomura Holdings Inc | 83,864 | $930.9K | 0.01% | 00.0% | Unchanged |
| Nations Financial Group Inc, | 86,686 | $962.2K | 0.05% | −1,166−1.3% | Reduced |
| Advisor Group Holdings, Inc. | 102,701 | $1.14M | 0.00% | −17,102−14.3% | Reduced |
| Marks Group Wealth Management, Inc | 107,869 | $1.20M | 0.12% | −7,530−6.5% | Reduced |
| Quarry LP | 119,886 | $1.33M | 0.27% | −33,684−21.9% | Reduced |
| Baird Financial Group, Inc. | 122,676 | $1.36M | 0.00% | +1,899+1.6% | Added |
| Tennessee Valley Asset Management Partners | 131,124 | $1.46M | 0.19% | −6,711−4.9% | Reduced |
| Principal Securities, Inc. | 164,103 | $1.82M | 0.03% | −11,780−6.7% | Reduced |
| Everstar Asset Management, LLC | 168,526 | $1.87M | 1.00% | +33,059+24.4% | Added |
| Envestnet Asset Management Inc | 172,618 | $1.92M | 0.00% | −12,272−6.6% | Reduced |
| Royal Bank of Canada | 205,141 | $2.28M | 0.00% | +7,216+3.6% | Added |
| Yakira Capital Management, Inc. | 267,206 | $2.97M | 0.87% | −179,462−40.2% | Reduced |
| Absolute Investment Advisers LLC | 274,406 | $3.05M | 0.36% | −109,983−28.6% | Reduced |
| Wells Fargo & Company | 291,252 | $3.23M | 0.00% | +14,463+5.2% | Added |
| Bank of America Corp | 322,246 | $3.58M | 0.00% | +10,785+3.5% | Added |
| Arete Wealth Advisors, LLC | 437,265 | $4.87M | 0.36% | +60,096+15.9% | Added |
| LPL Financial LLC | 534,673 | $5.93M | 0.00% | +33,654+6.7% | Added |
| Penserra Capital Management LLC | 746,374 | $8.28M | 0.10% | +81,742+12.3% | Added |
| Morgan Stanley | 1,892,996 | $21.0M | 0.00% | +160,435+9.3% | Added |
| Sit Investment Associates Inc | 2,498,022 | $27.7M | 0.56% | −273,018−9.9% | Reduced |
| Readystate Asset Management LP | 0 | $0 | 0.00% | −194,655−100.0% | Sold out |
| Tactive Advisors, LLC | 0 | $0 | 0.00% | −11,908−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −11,132−100.0% | Sold out |
| Luminist Capital LLC | 0 | $0 | 0.00% | −537−100.0% | Sold out |
| CIBC Private Wealth Group, LLC | – | – | – | – | Not filed |