Rivernorth Opportunities Fund, Inc.
RIV- Exchange
- NYSE
- SEC CIK
- 0001501072
No open-market purchases or sales by Rivernorth Opportunities Fund, Inc. insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $111.9M in total; no superinvestor holds it.
Other share classesRIV.PA
13F holders, Q4 2021
Institutional positions in Rivernorth Opportunities Fund, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 41
- +9 vs. Q3 2021
- Shares held
- 3.39M
- +1.37M (+67.6%) vs. Q3 2021
- Total value
- $54.0M
- +$19.7M (+57.3%) vs. Q3 2021
- New holders
- 12
- 15 more added
- Sold out
- 3
- 11 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RIV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $111.9M |
| Q1 2026 | 57 | $107.5M |
| Q4 2025 | 58 | $118.7M |
| Q3 2025 | 52 | $70.8M |
| Q2 2025 | 48 | $62.7M |
| Q1 2025 | 47 | $60.8M |
| Q4 2024 | 49 | $57.7M |
| Q3 2024 | 45 | $63.1M |
| Q2 2024 | 49 | $60.8M |
| Q1 2024 | 52 | $59.2M |
| Q4 2023 | 54 | $55.0M |
| Q3 2023 | 43 | $48.5M |
| Q2 2023 | 46 | $53.7M |
| Q1 2023 | 47 | $51.4M |
| Q4 2022 | 39 | $50.0M |
| Q3 2022 | 33 | $33.1M |
| Q2 2022 | 32 | $36.3M |
| Q1 2022 | 35 | $43.3M |
| Q4 2021 | 41 | $54.0M |
| Q3 2021 | 33 | $35.0M |
| Q2 2021 | 28 | $35.8M |
| Q1 2021 | 29 | $29.7M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Rivernorth Opportunities Fund, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tower Research Capital LLC (TRC) | 17 | $0 | 0.00% | +17 | New |
| Wagner Wealth Management, LLC | 844 | $13.0K | 0.01% | 00.0% | Unchanged |
| Ellis Investment Partners, LLC | 1,040 | $16.0K | 0.00% | +1,040 | New |
| Citigroup Inc | 1,238 | $20.0K | 0.00% | −474−27.7% | Reduced |
| CoreCap Advisors, LLC | 7,100 | $113.0K | 0.01% | +7,100 | New |
| Benjamin F. Edwards & Company, Inc. | 7,825 | $125.0K | 0.01% | +5,640+258.1% | Added |
| Lokken Investment Group LLC | 10,790 | $172.0K | 0.12% | 00.0% | Unchanged |
| WSFS Capital Management, LLC | 11,083 | $177.0K | 0.07% | −1,147−9.4% | Reduced |
| Stifel Financial Corp | 11,999 | $191.0K | 0.00% | −100−0.8% | Reduced |
| HighTower Advisors, LLC | 12,500 | $199.0K | 0.00% | 00.0% | Unchanged |
| Ford Financial Group, LLC | 12,680 | $202.0K | 0.07% | +12,680 | New |
| UBS Group AG | 13,013 | $207.0K | 0.00% | +136+1.1% | Added |
| Susquehanna International Group, LLP | 14,012 | $223.0K | 0.00% | +14,012 | New |
| Oppenheimer & Co Inc | 14,551 | $232.0K | 0.00% | +1,124+8.4% | Added |
| Wedbush Securities Inc | 15,209 | $243.0K | 0.01% | −192−1.2% | Reduced |
| Bank of America Corp | 17,262 | $275.0K | 0.00% | −7,656−30.7% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 20,500 | $327.0K | 0.03% | +3,500+20.6% | Added |
| Raymond James & Associates | 21,845 | $348.0K | 0.00% | −584−2.6% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 24,201 | $386.0K | 0.00% | +2,273+10.4% | Added |
| U.S. Capital Wealth Advisors, LLC | 24,670 | $393.0K | 0.02% | −100−0.4% | Reduced |
| Next Capital Management LLC | 25,000 | $393.0K | 0.27% | +25,000 | New |
| BDO Wealth Advisors, LLC | 26,493 | $423.0K | 0.04% | −3,817−12.6% | Reduced |
| Wolverine Asset Management LLC | 30,018 | $478.0K | 0.01% | +30,018 | New |
| SeaCrest Wealth Management, LLC | 33,262 | $531.0K | 0.06% | −7,421−18.2% | Reduced |
| Wells Fargo & Company | 34,169 | $545.0K | 0.00% | +10,719+45.7% | Added |
| CSS LLC | 40,321 | $643.0K | 0.03% | +40,321 | New |
| Commonwealth Equity Services, LLC | 44,437 | $708.0K | 0.00% | +153+0.3% | Added |
| AEGON USA Investment Management, LLC | 47,765 | $762.0K | 0.21% | +47,765 | New |
| B. Riley Wealth Management, Inc. | 50,985 | $813.0K | 0.06% | +30,913+154.0% | Added |
| GWM Advisors LLC | 53,200 | $849.0K | 0.01% | +53,200 | New |
| Shaker Financial Services, LLC | 53,473 | $853.0K | 0.30% | +53,473 | New |
| Baird Financial Group, Inc. | 55,682 | $888.0K | 0.00% | −7,153−11.4% | Reduced |
| Nations Financial Group Inc, | 61,142 | $975.0K | 0.13% | +6,175+11.2% | Added |
| Yakira Capital Management, Inc. | 70,269 | $1.12M | 0.14% | +70,269 | New |
| Advisor Group Holdings, Inc. | 83,030 | $1.32M | 0.00% | +6,051+7.9% | Added |
| LPL Financial LLC | 90,967 | $1.45M | 0.00% | +67,895+294.3% | Added |
| Bulldog Investors, LLP | 195,479 | $3.12M | 0.83% | +177,127+965.2% | Added |
| Royal Bank of Canada | 237,418 | $3.79M | 0.00% | +131,377+123.9% | Added |
| Janney Montgomery Scott LLC | 244,096 | $3.89M | 0.02% | +127,244+108.9% | Added |
| Sit Investment Associates Inc | 696,320 | $11.1M | 0.26% | +663,960+2,051.8% | Added |
| Morgan Stanley | 969,317 | $15.5M | 0.00% | −151,813−13.5% | Reduced |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −30,000−100.0% | Sold out |
| CIBC Private Wealth Group, LLC | 0 | $0 | 0.00% | −12,950−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −2−100.0% | Sold out |
| Mid Atlantic Financial Management Inc | – | – | – | – | Not filed |