Rivernorth Opportunities Fund, Inc.
RIV- Exchange
- NYSE
- SEC CIK
- 0001501072
No open-market purchases or sales by Rivernorth Opportunities Fund, Inc. insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $111.9M in total; no superinvestor holds it.
Other share classesRIV.PA
Q4 2021 vs. Q3 2021
How the institutions holding Rivernorth Opportunities Fund, Inc. changed between Q3 2021 and Q4 2021.
All holders in Q4 2021All holders in Q3 2021
| Measure | Q3 2021 | Of which not filed for Q4 2021 | Q4 2021 | Change |
|---|---|---|---|---|
| Holders | 33 | 1 | 41 | +9 |
| Shares | 2.06M | 36.9K | 3.39M | +1.37M (+67.6%) |
| Value | $35.0M | $628.0K | $54.0M | +$19.7M (+57.3%) |
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so the changes leave them out.
New holders (12)
Institutions that held Rivernorth Opportunities Fund, Inc. at the end of Q4 2021 but not at the end of Q3 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Yakira Capital Management, Inc. | 70,269 | $1.12M | 0.14% |
| Shaker Financial Services, LLC | 53,473 | $853.0K | 0.30% |
| GWM Advisors LLC | 53,200 | $849.0K | 0.01% |
| AEGON USA Investment Management, LLC | 47,765 | $762.0K | 0.21% |
| CSS LLC | 40,321 | $643.0K | 0.03% |
| Wolverine Asset Management LLC | 30,018 | $478.0K | 0.01% |
| Next Capital Management LLC | 25,000 | $393.0K | 0.27% |
| Susquehanna International Group, LLP | 14,012 | $223.0K | 0.00% |
| Ford Financial Group, LLC | 12,680 | $202.0K | 0.07% |
| CoreCap Advisors, LLC | 7,100 | $113.0K | 0.01% |
| Ellis Investment Partners, LLC | 1,040 | $16.0K | 0.00% |
| Tower Research Capital LLC (TRC) | 17 | $0 | 0.00% |
Sold out (3)
Institutions that held Rivernorth Opportunities Fund, Inc. at the end of Q3 2021 and filed for Q4 2021 without it.
| Institution | Shares, Q3 2021 | Value, Q3 2021 |
|---|---|---|
| Boothbay Fund Management, LLC | 30,000 | $510.0K |
| CIBC Private Wealth Group, LLC | 12,950 | $220.0K |
| FMR LLC | 2 | $0 |
Not filed for Q4 2021 yet (1)
Institutions that held Rivernorth Opportunities Fund, Inc. at the end of Q3 2021 and haven't filed a 13F for Q4 2021. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2021 | Value, Q3 2021 |
|---|---|---|
| Mid Atlantic Financial Management Inc | 36,920 | $628.0K |