Rivernorth Opportunities Fund, Inc.
RIV- Exchange
- NYSE
- SEC CIK
- 0001501072
No open-market purchases or sales by Rivernorth Opportunities Fund, Inc. insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $111.9M in total; no superinvestor holds it.
Other share classesRIV.PA
13F holders, Q2 2025
Institutional positions in Rivernorth Opportunities Fund, Inc. as of Jun 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 48
- +2 vs. Q1 2025
- Shares held
- 5.11M
- −7.35K (−0.1%) vs. Q1 2025
- Total value
- $62.7M
- +$2.38M (+3.9%) vs. Q1 2025
- New holders
- 8
- 14 more added
- Sold out
- 6
- 12 more reduced
1 institution that held it in Q1 2025 haven't filed for Q2 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RIV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $111.9M |
| Q1 2026 | 57 | $107.5M |
| Q4 2025 | 58 | $118.7M |
| Q3 2025 | 52 | $70.8M |
| Q2 2025 | 48 | $62.7M |
| Q1 2025 | 47 | $60.8M |
| Q4 2024 | 49 | $57.7M |
| Q3 2024 | 45 | $63.1M |
| Q2 2024 | 49 | $60.8M |
| Q1 2024 | 52 | $59.2M |
| Q4 2023 | 54 | $55.0M |
| Q3 2023 | 43 | $48.5M |
| Q2 2023 | 46 | $53.7M |
| Q1 2023 | 47 | $51.4M |
| Q4 2022 | 39 | $50.0M |
| Q3 2022 | 33 | $33.1M |
| Q2 2022 | 32 | $36.3M |
| Q1 2022 | 35 | $43.3M |
| Q4 2021 | 41 | $54.0M |
| Q3 2021 | 33 | $35.0M |
| Q2 2021 | 28 | $35.8M |
| Q1 2021 | 29 | $29.7M |
Institutions, Q2 2025
Shares, value and share of portfolio for each institution holding Rivernorth Opportunities Fund, Inc.; share changes are against Q1 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sunbelt Securities, Inc. | 10 | $117 | 0.00% | +10 | New |
| Farther Finance Advisors, LLC | 83 | $1.02K | 0.00% | 00.0% | Unchanged |
| Ameritas Advisory Services, LLC | 100 | $1.23K | 0.00% | +100 | New |
| Geneos Wealth Management Inc. | 310 | $3.80K | 0.00% | 00.0% | Unchanged |
| Luminist Capital LLC | 537 | $6.62K | 0.01% | 00.0% | Unchanged |
| CWM, LLC | 981 | $12.0K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 2,639 | $32.3K | 0.00% | 00.0% | Unchanged |
| Oliver Lagore Vanvalin Investment Group | 3,400 | $40.1K | 0.02% | +3,400 | New |
| BlackRock, Inc. | 5,528 | $67.8K | 0.00% | +5,528 | New |
| WealthTrust Asset Management, LLC | 10,790 | $132.3K | 0.10% | −3,608−25.1% | Reduced |
| Strategic Financial Concepts, LLC | 10,800 | $132.4K | 0.02% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 11,300 | $138.5K | 0.00% | 00.0% | Unchanged |
| Channel Wealth LLC | 12,371 | $151.7K | 0.04% | 00.0% | Unchanged |
| Sequoia Financial Advisors, LLC | 14,000 | $171.6K | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 17,351 | $212.7K | 0.00% | −8,948−34.0% | Reduced |
| GWM Advisors LLC | 18,600 | $228.0K | 0.00% | −700−3.6% | Reduced |
| HighTower Advisors, LLC | 19,280 | $236.4K | 0.00% | 00.0% | Unchanged |
| SeaCrest Wealth Management, LLC | 19,313 | $236.8K | 0.03% | +62+0.3% | Added |
| Westside Investment Management, Inc. | 20,000 | $245.2K | 0.05% | 00.0% | Unchanged |
| UBS Group AG | 20,282 | $248.7K | 0.00% | 00.0% | Unchanged |
| Opal Wealth Advisors, LLC | 21,641 | $265.3K | 0.07% | +21,641 | New |
| Commonwealth Equity Services, LLC | 24,091 | $295.0K | 0.00% | +51+0.2% | Added |
| CoreCap Advisors, LLC | 24,100 | $295.5K | 0.01% | −4,100−14.5% | Reduced |
| Wedbush Securities Inc | 25,910 | $318.0K | 0.01% | −500−1.9% | Reduced |
| Total Wealth Planning & Management, Inc. | 27,108 | $332.3K | 0.29% | +907+3.5% | Added |
| Shaker Financial Services, LLC | 30,464 | $373.5K | 0.14% | −26,510−46.5% | Reduced |
| Janney Montgomery Scott LLC | 37,105 | $455.0K | 0.00% | +536+1.5% | Added |
| Kovack Advisors, Inc. | 38,285 | $469.4K | 0.05% | +38,285 | New |
| Oppenheimer & Co Inc | 43,387 | $531.9K | 0.01% | −3,481−7.4% | Reduced |
| Allworth Financial LP | 47,096 | $577.4K | 0.00% | +47,096 | New |
| Bank of America Corp | 47,442 | $581.6K | 0.00% | +22,431+89.7% | Added |
| Advisor OS, LLC | 53,665 | $657.9K | 0.06% | +500+0.9% | Added |
| NWF Advisory Services Inc. | 56,227 | $689.3K | 0.08% | 00.0% | Unchanged |
| Raymond James Financial Inc | 63,215 | $775.0K | 0.00% | +1,047+1.7% | Added |
| Nations Financial Group Inc, | 88,088 | $1.08M | 0.07% | −1,321−1.5% | Reduced |
| Stifel Financial Corp | 93,610 | $1.15M | 0.00% | +93,610 | New |
| Advisor Group Holdings, Inc. | 102,427 | $1.26M | 0.00% | +20,423+24.9% | Added |
| Everstar Asset Management, LLC | 103,746 | $1.27M | 0.78% | +10,592+11.4% | Added |
| Baird Financial Group, Inc. | 112,807 | $1.38M | 0.00% | −2,621−2.3% | Reduced |
| Marks Group Wealth Management, Inc | 115,399 | $1.41M | 0.13% | 00.0% | Unchanged |
| Tennessee Valley Asset Management Partners | 137,601 | $1.69M | 0.43% | +24,396+21.6% | Added |
| Principal Securities, Inc. | 182,592 | $2.24M | 0.04% | +16,878+10.2% | Added |
| Envestnet Asset Management Inc | 189,654 | $2.33M | 0.00% | −3,258−1.7% | Reduced |
| Royal Bank of Canada | 201,206 | $2.47M | 0.00% | +2,095+1.1% | Added |
| Wells Fargo & Company | 257,869 | $3.16M | 0.00% | −7,364−2.8% | Reduced |
| LPL Financial LLC | 446,832 | $5.48M | 0.00% | +20,441+4.8% | Added |
| Penserra Capital Management LLC | 588,396 | $7.21M | 0.10% | +17,371+3.0% | Added |
| Morgan Stanley | 1,766,557 | $21.7M | 0.00% | −1,963−0.1% | Reduced |
| National Asset Management, Inc. | 0 | $0 | 0.00% | −224,088−100.0% | Sold out |
| Atria Wealth Solutions, Inc. | 0 | $0 | 0.00% | −28,850−100.0% | Sold out |
| Readystate Asset Management LP | 0 | $0 | 0.00% | −27,201−100.0% | Sold out |
| Truvestments Capital LLC | 0 | $0 | 0.00% | −9,133−100.0% | Sold out |
| Elequin Capital LP | 0 | $0 | 0.00% | −851−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −255−100.0% | Sold out |
| Sheaff Brock Investment Advisors, LLC | – | – | – | – | Not filed |