Rivernorth Opportunities Fund, Inc.
RIV- Exchange
- NYSE
- SEC CIK
- 0001501072
No open-market purchases or sales by Rivernorth Opportunities Fund, Inc. insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $111.9M in total; no superinvestor holds it.
Other share classesRIV.PA
13F holders, Q1 2022
Institutional positions in Rivernorth Opportunities Fund, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 35
- −6 vs. Q4 2021
- Shares held
- 2.71M
- −672.8K (−19.9%) vs. Q4 2021
- Total value
- $43.3M
- −$10.7M (−19.8%) vs. Q4 2021
- New holders
- 5
- 15 more added
- Sold out
- 11
- 11 more reduced
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RIV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $111.9M |
| Q1 2026 | 57 | $107.5M |
| Q4 2025 | 58 | $118.7M |
| Q3 2025 | 52 | $70.8M |
| Q2 2025 | 48 | $62.7M |
| Q1 2025 | 47 | $60.8M |
| Q4 2024 | 49 | $57.7M |
| Q3 2024 | 45 | $63.1M |
| Q2 2024 | 49 | $60.8M |
| Q1 2024 | 52 | $59.2M |
| Q4 2023 | 54 | $55.0M |
| Q3 2023 | 43 | $48.5M |
| Q2 2023 | 46 | $53.7M |
| Q1 2023 | 47 | $51.4M |
| Q4 2022 | 39 | $50.0M |
| Q3 2022 | 33 | $33.1M |
| Q2 2022 | 32 | $36.3M |
| Q1 2022 | 35 | $43.3M |
| Q4 2021 | 41 | $54.0M |
| Q3 2021 | 33 | $35.0M |
| Q2 2021 | 28 | $35.8M |
| Q1 2021 | 29 | $29.7M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Rivernorth Opportunities Fund, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Geneos Wealth Management Inc. | 310 | $4.00K | 0.00% | +310 | New |
| Ellis Investment Partners, LLC | 1,090 | $17.0K | 0.00% | +50+4.8% | Added |
| Citigroup Inc | 1,238 | $20.0K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 8,293 | $132.0K | 0.01% | +468+6.0% | Added |
| UBS Group AG | 11,676 | $186.0K | 0.00% | −1,337−10.3% | Reduced |
| WSFS Capital Management, LLC | 11,827 | $189.0K | 0.05% | +744+6.7% | Added |
| HighTower Advisors, LLC | 12,500 | $200.0K | 0.00% | 00.0% | Unchanged |
| Stifel Financial Corp | 12,499 | $200.0K | 0.00% | +500+4.2% | Added |
| Tennessee Valley Asset Management Partners | 13,332 | $213.0K | 0.07% | +13,332 | New |
| Ford Financial Group, LLC | 13,777 | $220.0K | 0.08% | +1,097+8.7% | Added |
| Private Advisor Group, LLC | 13,767 | $220.0K | 0.00% | +13,767 | New |
| Oppenheimer & Co Inc | 14,257 | $228.0K | 0.00% | −294−2.0% | Reduced |
| Wedbush Securities Inc | 15,809 | $252.0K | 0.01% | +600+3.9% | Added |
| Bank of America Corp | 16,706 | $267.0K | 0.00% | −556−3.2% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 20,500 | $327.0K | 0.03% | 00.0% | Unchanged |
| Raymond James & Associates | 24,371 | $389.0K | 0.00% | +2,526+11.6% | Added |
| U.S. Capital Wealth Advisors, LLC | 24,670 | $394.0K | 0.01% | 00.0% | Unchanged |
| BDO Wealth Advisors, LLC | 25,393 | $406.0K | 0.04% | −1,100−4.2% | Reduced |
| Next Capital Management LLC | 26,179 | $418.0K | 0.29% | +1,179+4.7% | Added |
| Yakira Capital Management, Inc. | 26,686 | $426.0K | 0.06% | −43,583−62.0% | Reduced |
| Wells Fargo & Company | 33,058 | $528.0K | 0.00% | −1,111−3.3% | Reduced |
| SeaCrest Wealth Management, LLC | 35,114 | $561.0K | 0.06% | +1,852+5.6% | Added |
| Bank of Montreal | 35,350 | $563.0K | 0.00% | +35,350 | New |
| LPL Financial LLC | 37,135 | $593.0K | 0.00% | −53,832−59.2% | Reduced |
| Commonwealth Equity Services, LLC | 37,360 | $596.0K | 0.00% | −7,077−15.9% | Reduced |
| CSS LLC | 37,321 | $596.0K | 0.03% | −3,000−7.4% | Reduced |
| GWM Advisors LLC | 54,400 | $869.0K | 0.02% | +1,200+2.3% | Added |
| Nations Financial Group Inc, | 62,697 | $1.00M | 0.12% | +1,555+2.5% | Added |
| Baird Financial Group, Inc. | 89,936 | $1.44M | 0.00% | +34,254+61.5% | Added |
| Advisor Group Holdings, Inc. | 98,591 | $1.57M | 0.00% | +15,561+18.7% | Added |
| Royal Bank of Canada | 107,071 | $1.71M | 0.00% | −130,347−54.9% | Reduced |
| Sit Investment Associates Inc | 234,026 | $3.74M | 0.10% | −462,294−66.4% | Reduced |
| Janney Montgomery Scott LLC | 258,588 | $4.13M | 0.02% | +14,492+5.9% | Added |
| Morgan Stanley | 1,296,936 | $20.7M | 0.00% | +327,619+33.8% | Added |
| Bulldog Investors, LLP | 0 | $0 | 0.00% | −195,479−100.0% | Sold out |
| Shaker Financial Services, LLC | 0 | $0 | 0.00% | −53,473−100.0% | Sold out |
| B. Riley Wealth Management, Inc. | 0 | $0 | 0.00% | −50,985−100.0% | Sold out |
| AEGON USA Investment Management, LLC | 0 | $0 | 0.00% | −47,765−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −30,018−100.0% | Sold out |
| Cambridge Investment Research Advisors, Inc. | 0 | $0 | 0.00% | −24,201−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −14,012−100.0% | Sold out |
| Lokken Investment Group LLC | 0 | $0 | 0.00% | −10,790−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −7,100−100.0% | Sold out |
| Wagner Wealth Management, LLC | 0 | $0 | 0.00% | −844−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −17−100.0% | Sold out |