Rivernorth Opportunities Fund, Inc.
RIV- Exchange
- NYSE
- SEC CIK
- 0001501072
No open-market purchases or sales by Rivernorth Opportunities Fund, Inc. insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $111.9M in total; no superinvestor holds it.
Other share classesRIV.PA
13F holders, Q2 2024
Institutional positions in Rivernorth Opportunities Fund, Inc. as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 49
- −3 vs. Q1 2024
- Shares held
- 5.14M
- +201.8K (+4.1%) vs. Q1 2024
- Total value
- $60.8M
- +$1.60M (+2.7%) vs. Q1 2024
- New holders
- 2
- 24 more added
- Sold out
- 5
- 12 more reduced
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RIV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $111.9M |
| Q1 2026 | 57 | $107.5M |
| Q4 2025 | 58 | $118.7M |
| Q3 2025 | 52 | $70.8M |
| Q2 2025 | 48 | $62.7M |
| Q1 2025 | 47 | $60.8M |
| Q4 2024 | 49 | $57.7M |
| Q3 2024 | 45 | $63.1M |
| Q2 2024 | 49 | $60.8M |
| Q1 2024 | 52 | $59.2M |
| Q4 2023 | 54 | $55.0M |
| Q3 2023 | 43 | $48.5M |
| Q2 2023 | 46 | $53.7M |
| Q1 2023 | 47 | $51.4M |
| Q4 2022 | 39 | $50.0M |
| Q3 2022 | 33 | $33.1M |
| Q2 2022 | 32 | $36.3M |
| Q1 2022 | 35 | $43.3M |
| Q4 2021 | 41 | $54.0M |
| Q3 2021 | 33 | $35.0M |
| Q2 2021 | 28 | $35.8M |
| Q1 2021 | 29 | $29.7M |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding Rivernorth Opportunities Fund, Inc.; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| AlphaMark Advisors, LLC | 43 | $1.00K | 0.00% | +1+2.4% | Added |
| Northwestern Mutual Wealth Management Co | 106 | $1.30K | 0.00% | +106 | New |
| Geneos Wealth Management Inc. | 310 | $3.80K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 358 | $4.00K | 0.00% | 00.0% | Unchanged |
| Ashton Thomas Private Wealth, LLC | 2,000 | $24.5K | 0.00% | +2,000 | New |
| Oliver Lagore Vanvalin Investment Group | 2,400 | $29.4K | 0.01% | 00.0% | Unchanged |
| National Bank of Canada | 2,639 | $32.2K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 7,120 | $86.9K | 0.00% | +265+3.9% | Added |
| CIBC Private Wealth Group, LLC | 11,790 | $144.9K | 0.00% | 00.0% | Unchanged |
| U.S. Capital Wealth Advisors, LLC | 12,000 | $147.0K | 0.01% | −7,060−37.0% | Reduced |
| Channel Wealth LLC | 12,371 | $151.5K | 0.05% | −2,250−15.4% | Reduced |
| HighTower Advisors, LLC | 12,500 | $153.0K | 0.00% | 00.0% | Unchanged |
| Transcend Wealth Collective, LLC | 12,554 | $153.8K | 0.01% | 00.0% | Unchanged |
| Atria Wealth Solutions, Inc. | 15,906 | $194.8K | 0.00% | +1,339+9.2% | Added |
| CSS LLC | 17,008 | $208.3K | 0.02% | −17,587−50.8% | Reduced |
| SeaCrest Wealth Management, LLC | 20,753 | $254.2K | 0.03% | −1,222−5.6% | Reduced |
| UBS Group AG | 20,934 | $256.4K | 0.00% | +1,256+6.4% | Added |
| Westside Investment Management, Inc. | 21,200 | $259.7K | 0.06% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 23,499 | $287.9K | 0.00% | +62+0.3% | Added |
| CoreCap Advisors, LLC | 24,475 | $299.8K | 0.03% | +3,900+19.0% | Added |
| Wedbush Securities Inc | 26,801 | $328.0K | 0.01% | −2,183−7.5% | Reduced |
| BlackDiamond Wealth Management Inc. | 28,273 | $348.3K | 0.23% | +266+0.9% | Added |
| Calamos Advisors LLC | 30,271 | $370.8K | 0.00% | +6,549+27.6% | Added |
| Commonwealth Equity Services, LLC | 30,288 | $371.0K | 0.00% | +623+2.1% | Added |
| Private Advisor Group, LLC | 33,273 | $407.6K | 0.00% | +1,823+5.8% | Added |
| Sheaff Brock Investment Advisors, LLC | 34,000 | $416.5K | 0.04% | +1,000+3.0% | Added |
| Oppenheimer & Co Inc | 42,881 | $525.3K | 0.01% | +906+2.2% | Added |
| Raymond James & Associates | 45,373 | $555.8K | 0.00% | +668+1.5% | Added |
| GWM Advisors LLC | 46,800 | $573.3K | 0.00% | +1,725+3.8% | Added |
| AEGON USA Investment Management, LLC | 50,165 | $614.5K | 0.49% | 00.0% | Unchanged |
| Quarry LP | 53,170 | $651.3K | 0.27% | −1,047−1.9% | Reduced |
| NWF Advisory Services Inc. | 57,127 | $699.8K | 0.11% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 69,538 | $852.0K | 0.00% | −162,286−70.0% | Reduced |
| Advisor Group Holdings, Inc. | 85,859 | $1.05M | 0.00% | −28,301−24.8% | Reduced |
| Nations Financial Group Inc, | 89,676 | $1.10M | 0.09% | +1,226+1.4% | Added |
| Baird Financial Group, Inc. | 95,395 | $1.17M | 0.00% | −6,572−6.4% | Reduced |
| Tennessee Valley Asset Management Partners | 97,202 | $1.19M | 0.22% | +1,402+1.5% | Added |
| Marks Group Wealth Management, Inc | 114,796 | $1.41M | 0.15% | +47,608+70.9% | Added |
| Absolute Investment Advisers LLC | 124,506 | $1.53M | 0.23% | −2,450−1.9% | Reduced |
| Principal Securities, Inc. | 134,189 | $1.64M | 0.05% | +12,875+10.6% | Added |
| Envestnet Asset Management Inc | 134,681 | $1.65M | 0.00% | +9,760+7.8% | Added |
| Royal Bank of Canada | 157,349 | $1.93M | 0.00% | −2,360−1.5% | Reduced |
| Bank of America Corp | 211,021 | $2.59M | 0.00% | −52,303−19.9% | Reduced |
| Wells Fargo & Company | 235,322 | $2.88M | 0.00% | +34,244+17.0% | Added |
| National Asset Management, Inc. | 248,240 | $3.04M | 0.08% | +54,790+28.3% | Added |
| LPL Financial LLC | 298,802 | $3.66M | 0.00% | +172,521+136.6% | Added |
| Mangrove Partners | 515,627 | $6.32M | 0.57% | 00.0% | Unchanged |
| Morgan Stanley | 1,649,820 | $20.2M | 0.00% | +53,819+3.4% | Added |
| Strategic Financial Concepts, LLC | 180,222 | – | – | +166,122+1,178.2% | Added |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −28,892−100.0% | Sold out |
| Shaker Financial Services, LLC | 0 | $0 | 0.00% | −23,504−100.0% | Sold out |
| Sigma Planning Corp | 0 | $0 | 0.00% | −20,725−100.0% | Sold out |
| Moloney Securities Asset Management, LLC | 0 | $0 | 0.00% | −12,549−100.0% | Sold out |
| Plante Moran Financial Advisors, LLC | 0 | $0 | 0.00% | −3,757−100.0% | Sold out |