Rivernorth Opportunities Fund, Inc.
RIV- Exchange
- NYSE
- SEC CIK
- 0001501072
No open-market purchases or sales by Rivernorth Opportunities Fund, Inc. insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $111.9M in total; no superinvestor holds it.
Other share classesRIV.PA
13F holders, Q2 2022
Institutional positions in Rivernorth Opportunities Fund, Inc. as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 32
- −3 vs. Q1 2022
- Shares held
- 2.76M
- +47.9K (+1.8%) vs. Q1 2022
- Total value
- $36.3M
- −$6.98M (−16.1%) vs. Q1 2022
- New holders
- 4
- 14 more added
- Sold out
- 7
- 8 more reduced
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RIV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $111.9M |
| Q1 2026 | 57 | $107.5M |
| Q4 2025 | 58 | $118.7M |
| Q3 2025 | 52 | $70.8M |
| Q2 2025 | 48 | $62.7M |
| Q1 2025 | 47 | $60.8M |
| Q4 2024 | 49 | $57.7M |
| Q3 2024 | 45 | $63.1M |
| Q2 2024 | 49 | $60.8M |
| Q1 2024 | 52 | $59.2M |
| Q4 2023 | 54 | $55.0M |
| Q3 2023 | 43 | $48.5M |
| Q2 2023 | 46 | $53.7M |
| Q1 2023 | 47 | $51.4M |
| Q4 2022 | 39 | $50.0M |
| Q3 2022 | 33 | $33.1M |
| Q2 2022 | 32 | $36.3M |
| Q1 2022 | 35 | $43.3M |
| Q4 2021 | 41 | $54.0M |
| Q3 2021 | 33 | $35.0M |
| Q2 2021 | 28 | $35.8M |
| Q1 2021 | 29 | $29.7M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Rivernorth Opportunities Fund, Inc.; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Geneos Wealth Management Inc. | 310 | $4.00K | 0.00% | 00.0% | Unchanged |
| Wagner Wealth Management, LLC | 769 | $11.0K | 0.01% | +769 | New |
| CoreCap Advisors, LLC | 8,800 | $124.0K | 0.01% | +8,800 | New |
| Benjamin F. Edwards & Company, Inc. | 9,418 | $133.0K | 0.01% | +1,125+13.6% | Added |
| UBS Group AG | 11,176 | $158.0K | 0.00% | −500−4.3% | Reduced |
| WSFS Capital Management, LLC | 11,827 | $167.0K | 0.05% | 00.0% | Unchanged |
| Stifel Financial Corp | 11,999 | $169.0K | 0.00% | −500−4.0% | Reduced |
| HighTower Advisors, LLC | 12,500 | $177.0K | 0.00% | 00.0% | Unchanged |
| Wedbush Securities Inc | 14,423 | $204.0K | 0.01% | −1,386−8.8% | Reduced |
| Private Advisor Group, LLC | 14,862 | $210.0K | 0.00% | +1,095+8.0% | Added |
| Ford Financial Group, LLC | 16,249 | $229.0K | 0.09% | +2,472+17.9% | Added |
| Oppenheimer & Co Inc | 16,402 | $232.0K | 0.00% | +2,145+15.0% | Added |
| Sheaff Brock Investment Advisors, LLC | 20,500 | $289.0K | 0.03% | 00.0% | Unchanged |
| CSS LLC | 23,000 | $324.0K | 0.02% | −14,321−38.4% | Reduced |
| Raymond James & Associates | 24,112 | $340.0K | 0.00% | −259−1.1% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 24,670 | $348.0K | 0.02% | 00.0% | Unchanged |
| BDO Wealth Advisors, LLC | 25,393 | $359.0K | 0.04% | 00.0% | Unchanged |
| Sigma Planning Corp | 31,636 | $447.0K | 0.02% | +31,636 | New |
| Tennessee Valley Asset Management Partners | 33,036 | $466.0K | 0.18% | +19,704+147.8% | Added |
| Commonwealth Equity Services, LLC | 34,630 | $488.0K | 0.00% | −2,730−7.3% | Reduced |
| SeaCrest Wealth Management, LLC | 34,530 | $488.0K | 0.06% | −584−1.7% | Reduced |
| LPL Financial LLC | 37,237 | $526.0K | 0.00% | +102+0.3% | Added |
| Wells Fargo & Company | 41,534 | $587.0K | 0.00% | +8,476+25.6% | Added |
| Bank of America Corp | 56,632 | $800.0K | 0.00% | +39,926+239.0% | Added |
| GWM Advisors LLC | 57,500 | $812.0K | 0.01% | +3,100+5.7% | Added |
| Nations Financial Group Inc, | 66,009 | $932.0K | 0.13% | +3,312+5.3% | Added |
| Baird Financial Group, Inc. | 93,036 | $1.31M | 0.00% | +3,100+3.4% | Added |
| Advisor Group Holdings, Inc. | 112,246 | $1.58M | 0.00% | +13,655+13.9% | Added |
| Royal Bank of Canada | 114,995 | $1.62M | 0.00% | +7,924+7.4% | Added |
| Janney Montgomery Scott LLC | 241,410 | $3.39M | 0.02% | −17,178−6.6% | Reduced |
| Morgan Stanley | 1,373,485 | $19.4M | 0.00% | +76,549+5.9% | Added |
| B. Riley Wealth Management, Inc. | 186,008 | – | – | +186,008 | New |
| Sit Investment Associates Inc | 0 | $0 | 0.00% | −234,026−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −35,350−100.0% | Sold out |
| Yakira Capital Management, Inc. | 0 | $0 | 0.00% | −26,686−100.0% | Sold out |
| Next Capital Management LLC | 0 | $0 | 0.00% | −26,179−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −1,238−100.0% | Sold out |
| Ellis Investment Partners, LLC | 0 | $0 | 0.00% | −1,090−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |