Rivernorth Opportunities Fund, Inc.
RIV- Exchange
- NYSE
- SEC CIK
- 0001501072
No open-market purchases or sales by Rivernorth Opportunities Fund, Inc. insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $111.9M in total; no superinvestor holds it.
Other share classesRIV.PA
13F holders, Q2 2023
Institutional positions in Rivernorth Opportunities Fund, Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 46
- −1 vs. Q1 2023
- Shares held
- 4.70M
- +173.3K (+3.8%) vs. Q1 2023
- Total value
- $53.7M
- +$2.36M (+4.6%) vs. Q1 2023
- New holders
- 5
- 22 more added
- Sold out
- 6
- 9 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RIV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $111.9M |
| Q1 2026 | 57 | $107.5M |
| Q4 2025 | 58 | $118.7M |
| Q3 2025 | 52 | $70.8M |
| Q2 2025 | 48 | $62.7M |
| Q1 2025 | 47 | $60.8M |
| Q4 2024 | 49 | $57.7M |
| Q3 2024 | 45 | $63.1M |
| Q2 2024 | 49 | $60.8M |
| Q1 2024 | 52 | $59.2M |
| Q4 2023 | 54 | $55.0M |
| Q3 2023 | 43 | $48.5M |
| Q2 2023 | 46 | $53.7M |
| Q1 2023 | 47 | $51.4M |
| Q4 2022 | 39 | $50.0M |
| Q3 2022 | 33 | $33.1M |
| Q2 2022 | 32 | $36.3M |
| Q1 2022 | 35 | $43.3M |
| Q4 2021 | 41 | $54.0M |
| Q3 2021 | 33 | $35.0M |
| Q2 2021 | 28 | $35.8M |
| Q1 2021 | 29 | $29.7M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Rivernorth Opportunities Fund, Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Geneos Wealth Management Inc. | 310 | $3.55K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 581 | $7.00K | 0.00% | +314+117.6% | Added |
| Oliver Lagore Vanvalin Investment Group | 2,400 | $27.5K | 0.01% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 6,819 | $78.0K | 0.00% | +929+15.8% | Added |
| BDO Wealth Advisors, LLC | 10,570 | $120.9K | 0.01% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 10,825 | $123.8K | 0.01% | +10,825 | New |
| Alpine Global Management, LLC | 11,569 | $132.3K | 0.04% | +11,569 | New |
| Stifel Financial Corp | 11,999 | $137.3K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 12,500 | $143.0K | 0.00% | 00.0% | Unchanged |
| Perennial Investment Advisors, LLC | 16,328 | $186.8K | 0.03% | 00.0% | Unchanged |
| Quarry LP | 16,503 | $188.8K | 0.12% | +10,903+194.7% | Added |
| Clough Capital Partners L P | 16,503 | $188.8K | 0.02% | +16,503 | New |
| UBS Group AG | 17,179 | $196.5K | 0.00% | −5,213−23.3% | Reduced |
| Wedbush Securities Inc | 17,198 | $197.0K | 0.01% | +23+0.1% | Added |
| Westside Investment Management, Inc. | 21,200 | $242.5K | 0.07% | 00.0% | Unchanged |
| Sheaff Brock Investment Advisors, LLC | 23,500 | $268.8K | 0.03% | 00.0% | Unchanged |
| Channel Wealth LLC | 25,316 | $289.6K | 0.17% | −3,000−10.6% | Reduced |
| Cornerstone Advisors, LLC | 25,459 | $291.3K | 0.01% | +25,459 | New |
| Private Advisor Group, LLC | 28,435 | $325.3K | 0.00% | +5,734+25.3% | Added |
| Landscape Capital Management, L.L.C. | 30,428 | $348.1K | 0.05% | −38,012−55.5% | Reduced |
| AEGON USA Investment Management, LLC | 30,565 | $349.7K | 0.20% | +7,901+34.9% | Added |
| Raymond James & Associates | 31,281 | $357.9K | 0.00% | −194−0.6% | Reduced |
| Commonwealth Equity Services, LLC | 32,415 | $371.0K | 0.00% | −1,246−3.7% | Reduced |
| CSS LLC | 33,003 | $377.6K | 0.03% | +1,001+3.1% | Added |
| SeaCrest Wealth Management, LLC | 33,065 | $378.3K | 0.05% | +418+1.3% | Added |
| Oppenheimer & Co Inc | 34,257 | $391.9K | 0.01% | +8,277+31.9% | Added |
| U.S. Capital Wealth Advisors, LLC | 36,704 | $419.9K | 0.02% | +8,149+28.5% | Added |
| Sigma Planning Corp | 41,963 | $480.1K | 0.02% | +179+0.4% | Added |
| GWM Advisors LLC | 57,500 | $657.8K | 0.01% | −200−0.3% | Reduced |
| NWF Advisory Services Inc. | 58,027 | $663.8K | 0.15% | 00.0% | Unchanged |
| LPL Financial LLC | 62,040 | $709.7K | 0.00% | +40,624+189.7% | Added |
| Marks Group Wealth Management, Inc | 67,188 | $768.6K | 0.09% | 00.0% | Unchanged |
| Tennessee Valley Asset Management Partners | 68,752 | $786.5K | 0.25% | +3,747+5.8% | Added |
| Envestnet Asset Management Inc | 71,194 | $814.5K | 0.00% | +71,194 | New |
| Nations Financial Group Inc, | 77,586 | $887.6K | 0.09% | +2,698+3.6% | Added |
| Baird Financial Group, Inc. | 81,773 | $935.5K | 0.00% | +25,167+44.5% | Added |
| Advisor Group Holdings, Inc. | 120,027 | $1.37M | 0.00% | +5,668+5.0% | Added |
| Royal Bank of Canada | 135,519 | $1.55M | 0.00% | +23,991+21.5% | Added |
| Shaker Financial Services, LLC | 160,715 | $1.84M | 0.80% | −67,031−29.4% | Reduced |
| Wells Fargo & Company | 182,200 | $2.08M | 0.00% | +26,633+17.1% | Added |
| Bank of America Corp | 205,947 | $2.36M | 0.00% | +3,138+1.5% | Added |
| National Asset Management, Inc. | 236,940 | $2.71M | 0.06% | +9,945+4.4% | Added |
| Janney Montgomery Scott LLC | 251,639 | $2.88M | 0.01% | −1,725−0.7% | Reduced |
| Sit Investment Associates Inc | 343,324 | $3.93M | 0.10% | −246,298−41.8% | Reduced |
| Mangrove Partners | 379,395 | $4.34M | 0.44% | +187,404+97.6% | Added |
| Morgan Stanley | 1,557,059 | $17.8M | 0.00% | +82,980+5.6% | Added |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −36,885−100.0% | Sold out |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −3,069−100.0% | Sold out |
| Elequin Capital LP | 0 | $0 | 0.00% | −2,817−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −2,178−100.0% | Sold out |
| Ameritas Advisory Services, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |