Rivernorth Opportunities Fund, Inc.
RIV- Exchange
- NYSE
- SEC CIK
- 0001501072
No open-market purchases or sales by Rivernorth Opportunities Fund, Inc. insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $111.9M in total; no superinvestor holds it.
Other share classesRIV.PA
13F holders, Q4 2025
Institutional positions in Rivernorth Opportunities Fund, Inc. as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 58
- +6 vs. Q3 2025
- Shares held
- 10.1M
- +4.21M (+71.3%) vs. Q3 2025
- Total value
- $118.7M
- +$47.9M (+67.6%) vs. Q3 2025
- New holders
- 11
- 20 more added
- Sold out
- 5
- 17 more reduced
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RIV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $111.9M |
| Q1 2026 | 57 | $107.5M |
| Q4 2025 | 58 | $118.7M |
| Q3 2025 | 52 | $70.8M |
| Q2 2025 | 48 | $62.7M |
| Q1 2025 | 47 | $60.8M |
| Q4 2024 | 49 | $57.7M |
| Q3 2024 | 45 | $63.1M |
| Q2 2024 | 49 | $60.8M |
| Q1 2024 | 52 | $59.2M |
| Q4 2023 | 54 | $55.0M |
| Q3 2023 | 43 | $48.5M |
| Q2 2023 | 46 | $53.7M |
| Q1 2023 | 47 | $51.4M |
| Q4 2022 | 39 | $50.0M |
| Q3 2022 | 33 | $33.1M |
| Q2 2022 | 32 | $36.3M |
| Q1 2022 | 35 | $43.3M |
| Q4 2021 | 41 | $54.0M |
| Q3 2021 | 33 | $35.0M |
| Q2 2021 | 28 | $35.8M |
| Q1 2021 | 29 | $29.7M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Rivernorth Opportunities Fund, Inc.; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Farther Finance Advisors, LLC | 83 | $974 | 0.00% | 00.0% | Unchanged |
| Highline Wealth Partners LLC | 180 | $2.11K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 310 | $3.64K | 0.00% | 00.0% | Unchanged |
| Luminist Capital LLC | 537 | $6.30K | 0.01% | 00.0% | Unchanged |
| CWM, LLC | 623 | $7.00K | 0.00% | 00.0% | Unchanged |
| Pinnacle Wealth Planning Services, Inc. | 2,000 | $23.5K | 0.00% | +2,000 | New |
| National Bank of Canada | 2,639 | $30.9K | 0.00% | 00.0% | Unchanged |
| Gateway Wealth Partners, LLC | 10,123 | $118.8K | 0.01% | +10,123 | New |
| CIBC Private Wealth Group, LLC | 11,000 | $129.1K | 0.00% | −300−2.7% | Reduced |
| Jane Street Group, LLC | 11,132 | $130.7K | 0.00% | −8,936−44.5% | Reduced |
| Channel Wealth LLC | 11,621 | $136.4K | 0.03% | −750−6.1% | Reduced |
| Tactive Advisors, LLC | 11,908 | $139.8K | 0.04% | +11,908 | New |
| Cetera Investment Advisers | 12,424 | $145.9K | 0.00% | +687+5.9% | Added |
| WealthTrust Asset Management, LLC | 13,302 | $156.2K | 0.11% | +365+2.8% | Added |
| Sequoia Financial Advisors, LLC | 14,000 | $164.4K | 0.00% | 00.0% | Unchanged |
| BlackRock, Inc. | 15,373 | $180.5K | 0.00% | +12,609+456.2% | Added |
| CoreCap Advisors, LLC | 15,652 | $183.8K | 0.01% | +267+1.7% | Added |
| Commonwealth Equity Services, LLC | 18,723 | $219.8K | 0.00% | −5,422−22.5% | Reduced |
| GWM Advisors LLC | 19,100 | $224.2K | 0.00% | −600−3.0% | Reduced |
| HighTower Advisors, LLC | 19,280 | $226.3K | 0.00% | 00.0% | Unchanged |
| Westside Investment Management, Inc. | 20,000 | $234.8K | 0.04% | 00.0% | Unchanged |
| UBS Group AG | 21,707 | $254.8K | 0.00% | +1,821+9.2% | Added |
| SeaCrest Wealth Management, LLC | 21,885 | $259.1K | 0.03% | −127−0.6% | Reduced |
| Private Advisor Group, LLC | 26,130 | $306.8K | 0.00% | +57+0.2% | Added |
| Wedbush Securities Inc | 26,489 | $311.0K | 0.01% | +1,579+6.3% | Added |
| Total Wealth Planning & Management, Inc. | 28,705 | $337.0K | 0.27% | +28,705 | New |
| Janney Montgomery Scott LLC | 31,279 | $367.0K | 0.00% | −199−0.6% | Reduced |
| Kovack Advisors, Inc. | 37,385 | $438.9K | 0.02% | +37,385 | New |
| Shaker Financial Services, LLC | 38,476 | $451.7K | 0.14% | +38,476 | New |
| NWF Advisory Services Inc. | 51,227 | $601.4K | 0.07% | −5,800−10.2% | Reduced |
| Oppenheimer & Co Inc | 51,569 | $605.4K | 0.01% | +1,304+2.6% | Added |
| Allworth Financial LP | 51,793 | $608.0K | 0.00% | +2,338+4.7% | Added |
| CSS LLC | 59,275 | $695.9K | 0.04% | +59,275 | New |
| Advisor OS, LLC | 59,496 | $698.5K | 0.06% | +6,023+11.3% | Added |
| Raymond James Financial Inc | 59,710 | $701.0K | 0.00% | −7,507−11.2% | Reduced |
| Opal Wealth Advisors, LLC | 69,843 | $820.0K | 0.21% | +28,057+67.1% | Added |
| Nomura Holdings Inc | 83,864 | $984.6K | 0.00% | −16,136−16.1% | Reduced |
| Stifel Financial Corp | 87,299 | $1.02M | 0.00% | −39,738−31.3% | Reduced |
| Nations Financial Group Inc, | 87,852 | $1.03M | 0.05% | −315−0.4% | Reduced |
| Marks Group Wealth Management, Inc | 115,399 | $1.35M | 0.13% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 119,803 | $1.41M | 0.00% | +6,159+5.4% | Added |
| Baird Financial Group, Inc. | 120,777 | $1.42M | 0.00% | +6,125+5.3% | Added |
| Everstar Asset Management, LLC | 135,467 | $1.59M | 0.85% | +19,902+17.2% | Added |
| Tennessee Valley Asset Management Partners | 137,835 | $1.62M | 0.21% | −7,603−5.2% | Reduced |
| Quarry LP | 153,570 | $1.80M | 0.30% | +75,570+96.9% | Added |
| Principal Securities, Inc. | 175,883 | $2.06M | 0.03% | −7,823−4.3% | Reduced |
| Envestnet Asset Management Inc | 184,890 | $2.17M | 0.00% | −7,823−4.1% | Reduced |
| Readystate Asset Management LP | 194,655 | $2.29M | 0.10% | +194,655 | New |
| Royal Bank of Canada | 197,925 | $2.32M | 0.00% | +7,289+3.8% | Added |
| Wells Fargo & Company | 276,789 | $3.25M | 0.00% | +20,241+7.9% | Added |
| Bank of America Corp | 311,461 | $3.66M | 0.00% | +264,473+562.9% | Added |
| Arete Wealth Advisors, LLC | 377,169 | $4.43M | 0.31% | +377,169 | New |
| Absolute Investment Advisers LLC | 384,389 | $4.56M | 0.52% | +384,389 | New |
| Yakira Capital Management, Inc. | 446,668 | $5.24M | 1.76% | +446,668 | New |
| LPL Financial LLC | 501,019 | $5.88M | 0.00% | −15,111−2.9% | Reduced |
| Penserra Capital Management LLC | 664,632 | $7.80M | 0.09% | +61,482+10.2% | Added |
| Morgan Stanley | 1,732,561 | $20.3M | 0.00% | −48,649−2.7% | Reduced |
| Sit Investment Associates Inc | 2,771,040 | $32.5M | 0.64% | +2,583,139+1,374.7% | Added |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −120,500−100.0% | Sold out |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −118,000−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −58,603−100.0% | Sold out |
| Strategic Financial Concepts, LLC | 0 | $0 | 0.00% | −10,800−100.0% | Sold out |
| SOA Wealth Advisors, LLC. | 0 | $0 | 0.00% | −2,021−100.0% | Sold out |