Rivernorth Opportunities Fund, Inc.
RIV- Exchange
- NYSE
- SEC CIK
- 0001501072
No open-market purchases or sales by Rivernorth Opportunities Fund, Inc. insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $111.9M in total; no superinvestor holds it.
Other share classesRIV.PA
13F holders, Q4 2023
Institutional positions in Rivernorth Opportunities Fund, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 54
- +11 vs. Q3 2023
- Shares held
- 5.00M
- +392.6K (+8.5%) vs. Q3 2023
- Total value
- $55.0M
- +$6.56M (+13.5%) vs. Q3 2023
- New holders
- 14
- 22 more added
- Sold out
- 3
- 10 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RIV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $111.9M |
| Q1 2026 | 57 | $107.5M |
| Q4 2025 | 58 | $118.7M |
| Q3 2025 | 52 | $70.8M |
| Q2 2025 | 48 | $62.7M |
| Q1 2025 | 47 | $60.8M |
| Q4 2024 | 49 | $57.7M |
| Q3 2024 | 45 | $63.1M |
| Q2 2024 | 49 | $60.8M |
| Q1 2024 | 52 | $59.2M |
| Q4 2023 | 54 | $55.0M |
| Q3 2023 | 43 | $48.5M |
| Q2 2023 | 46 | $53.7M |
| Q1 2023 | 47 | $51.4M |
| Q4 2022 | 39 | $50.0M |
| Q3 2022 | 33 | $33.1M |
| Q2 2022 | 32 | $36.3M |
| Q1 2022 | 35 | $43.3M |
| Q4 2021 | 41 | $54.0M |
| Q3 2021 | 33 | $35.0M |
| Q2 2021 | 28 | $35.8M |
| Q1 2021 | 29 | $29.7M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Rivernorth Opportunities Fund, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| AlphaMark Advisors, LLC | 42 | $0 | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 310 | $3.41K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 358 | $4.00K | 0.00% | 00.0% | Unchanged |
| Oliver Lagore Vanvalin Investment Group | 2,400 | $26.4K | 0.01% | 00.0% | Unchanged |
| National Bank of Canada | 2,639 | $28.9K | 0.00% | +2,639 | New |
| Advisory Services Network, LLC | 2,907 | $31.9K | 0.00% | +2,907 | New |
| Blue Bell Private Wealth Management, LLC | 4,486 | $49.3K | 0.01% | +4,486 | New |
| Farther Finance Advisors, LLC | 7,082 | $77.8K | 0.01% | +7,082 | New |
| CIBC Private Wealth Group, LLC | 11,790 | $129.6K | 0.00% | 00.0% | Unchanged |
| Transcend Wealth Collective, LLC | 12,054 | $132.5K | 0.01% | +12,054 | New |
| Moloney Securities Asset Management, LLC | 12,147 | $133.5K | 0.02% | +12,147 | New |
| Atria Wealth Solutions, Inc. | 12,223 | $134.3K | 0.00% | +12,223 | New |
| CoreCap Advisors, LLC | 12,425 | $136.6K | 0.01% | +1,600+14.8% | Added |
| HighTower Advisors, LLC | 12,500 | $137.0K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 16,259 | $178.7K | 0.00% | +16,259 | New |
| UBS Group AG | 19,678 | $216.3K | 0.00% | +4,160+26.8% | Added |
| Westside Investment Management, Inc. | 21,200 | $233.0K | 0.06% | 00.0% | Unchanged |
| Channel Wealth LLC | 22,121 | $243.1K | 0.11% | −4,275−16.2% | Reduced |
| SeaCrest Wealth Management, LLC | 22,448 | $251.0K | 0.03% | −9,711−30.2% | Reduced |
| Sigma Planning Corp | 23,331 | $256.4K | 0.02% | −18,815−44.6% | Reduced |
| Wolverine Asset Management LLC | 24,545 | $269.7K | 0.00% | +24,545 | New |
| Raymond James Financial Services Advisors, Inc. | 24,732 | $271.8K | 0.00% | +24,732 | New |
| Wedbush Securities Inc | 29,076 | $320.0K | 0.01% | +2,809+10.7% | Added |
| Private Advisor Group, LLC | 29,416 | $323.3K | 0.00% | +514+1.8% | Added |
| U.S. Capital Wealth Advisors, LLC | 29,819 | $327.7K | 0.01% | −3,785−11.3% | Reduced |
| BlackDiamond Wealth Management Inc. | 28,936 | $336.5K | 0.25% | +28,936 | New |
| Commonwealth Equity Services, LLC | 30,723 | $338.0K | 0.00% | −2,984−8.9% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 33,000 | $362.7K | 0.03% | +9,500+40.4% | Added |
| Shaker Financial Services, LLC | 33,153 | $364.4K | 0.15% | −15,321−31.6% | Reduced |
| CSS LLC | 33,827 | $371.8K | 0.03% | +824+2.5% | Added |
| Elequin Capital LP | 35,927 | $394.8K | 0.12% | +34,892+3,371.2% | Added |
| Oppenheimer & Co Inc | 40,232 | $442.1K | 0.01% | +1,052+2.7% | Added |
| Raymond James & Associates | 44,336 | $487.3K | 0.00% | +12,516+39.3% | Added |
| AEGON USA Investment Management, LLC | 50,165 | $551.3K | 0.39% | +15,229+43.6% | Added |
| GWM Advisors LLC | 54,975 | $612.0K | 0.01% | +3,100+6.0% | Added |
| NWF Advisory Services Inc. | 56,627 | $622.3K | 0.12% | −1,400−2.4% | Reduced |
| Quarry LP | 58,700 | $645.1K | 0.33% | +58,700 | New |
| Marks Group Wealth Management, Inc | 67,188 | $738.4K | 0.08% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 87,889 | $965.9K | 0.09% | +73,402+506.7% | Added |
| Nations Financial Group Inc, | 88,450 | $972.1K | 0.09% | +18,932+27.2% | Added |
| Tennessee Valley Asset Management Partners | 95,497 | $1.05M | 0.28% | +25,996+37.4% | Added |
| Baird Financial Group, Inc. | 99,889 | $1.10M | 0.00% | +1,889+1.9% | Added |
| LPL Financial LLC | 100,584 | $1.11M | 0.00% | +19,137+23.5% | Added |
| Envestnet Asset Management Inc | 114,579 | $1.26M | 0.00% | +13,724+13.6% | Added |
| Principal Securities, Inc. | 114,972 | $1.26M | 0.05% | +114,972 | New |
| Advisor Group Holdings, Inc. | 127,391 | $1.40M | 0.00% | −74,987−37.1% | Reduced |
| Clough Capital Partners L P | 140,400 | $1.54M | 0.17% | +140,400 | New |
| Royal Bank of Canada | 158,383 | $1.74M | 0.00% | +8,659+5.8% | Added |
| Wells Fargo & Company | 177,128 | $1.95M | 0.00% | −8,534−4.6% | Reduced |
| National Asset Management, Inc. | 211,669 | $2.33M | 0.06% | +18,219+9.4% | Added |
| Janney Montgomery Scott LLC | 268,295 | $2.95M | 0.01% | +886+0.3% | Added |
| Bank of America Corp | 271,319 | $2.98M | 0.00% | +52,504+24.0% | Added |
| Mangrove Partners | 505,251 | $5.55M | 0.48% | +72,188+16.7% | Added |
| Morgan Stanley | 1,517,270 | $16.7M | 0.00% | −58,288−3.7% | Reduced |
| Sit Investment Associates Inc | 0 | $0 | 0.00% | −254,307−100.0% | Sold out |
| Benjamin F. Edwards & Company, Inc. | 0 | $0 | 0.00% | −6,819−100.0% | Sold out |
| NBC Securities, Inc. | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |