Rivernorth Opportunities Fund, Inc.

RIV

Exchange: NYSE
SEC CIK: 0001501072

SEC filings (opens in a new tab)

No open-market purchases or sales by Rivernorth Opportunities Fund, Inc. insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $111.9M in total; no superinvestor holds it.

Other share classesRIV.PA

Q4 2023 vs. Q3 2023

How the institutions holding Rivernorth Opportunities Fund, Inc. changed between Q3 2023 and Q4 2023.

All holders in Q4 2023 All holders in Q3 2023

13F holders of RIV: Q3 2023 compared with Q4 2023
Measure	Q3 2023	Q4 2023	Change
Holders	43	54	+11
Shares	4.61M	5.00M	+392.6K (+8.5%)
Value	$48.5M	$55.0M	+$6.56M (+13.5%)

New holders (14)

Institutions that held Rivernorth Opportunities Fund, Inc. at the end of Q4 2023 but not at the end of Q3 2023.

Institutions new to RIV in Q4 2023
Institution	Shares	Value	% of portfolio
Clough Capital Partners L P	140,400	$1.54M	0.17%
Principal Securities, Inc.	114,972	$1.26M	0.05%
Quarry LP	58,700	$645.1K	0.33%
BlackDiamond Wealth Management Inc.	28,936	$336.5K	0.25%
Raymond James Financial Services Advisors, Inc.	24,732	$271.8K	0.00%
Wolverine Asset Management LLC	24,545	$269.7K	0.00%
Susquehanna International Group, LLP	16,259	$178.7K	0.00%
Atria Wealth Solutions, Inc.	12,223	$134.3K	0.00%
Moloney Securities Asset Management, LLC	12,147	$133.5K	0.02%
Transcend Wealth Collective, LLC	12,054	$132.5K	0.01%
Farther Finance Advisors, LLC	7,082	$77.8K	0.01%
Blue Bell Private Wealth Management, LLC	4,486	$49.3K	0.01%
Advisory Services Network, LLC	2,907	$31.9K	0.00%
National Bank of Canada	2,639	$28.9K	0.00%

Sold out (3)

Institutions that held Rivernorth Opportunities Fund, Inc. at the end of Q3 2023 and filed for Q4 2023 without it.

Institutions that sold out of RIV in Q4 2023
Institution	Shares, Q3 2023	Value, Q3 2023
Sit Investment Associates Inc	254,307	$2.67M
Benjamin F. Edwards & Company, Inc.	6,819	$72.0K
NBC Securities, Inc.	2,000	$21.0K