Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q4 2022
Institutional positions in Prospect Capital Corp as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 246
- +23 vs. Q3 2022
- Shares held
- 31.0M
- +3.20M (+11.5%) vs. Q3 2022
- Total value
- $206.9M
- +$34.3M (+19.9%) vs. Q3 2022
- New holders
- 44
- 92 more added
- Sold out
- 21
- 55 more reduced
6 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| KBC Group NV | 127,031 | $888.0K | 0.00% | +124,331+4,604.9% | Added |
| Arkadios Wealth Advisors | 131,356 | $918.2K | 0.12% | −43,850−25.0% | Reduced |
| Advisory Services Network, LLC | 137,422 | $960.6K | 0.03% | +25,554+22.8% | Added |
| BI Asset Management Fondsmaeglerselskab A/S | 137,868 | $964.0K | 0.03% | +137,868 | New |
| Skandinaviska Enskilda Banken AB (publ) | 138,100 | $966.0K | 0.01% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 138,345 | $967.0K | 0.04% | +138,130+64,246.5% | Added |
| Mariner, LLC | 142,310 | $995.0K | 0.00% | +142,310 | New |
| D. E. Shaw & Co., Inc. | 148,007 | $1.03M | 0.00% | +81,463+122.4% | Added |
| Palogic Value Management, L.P. | 149,113 | $1.04M | 0.54% | +149,113 | New |
| Raymond James Financial Services Advisors, Inc. | 154,472 | $1.08M | 0.00% | +7,009+4.8% | Added |
| Invesco Ltd. | 156,438 | $1.09M | 0.00% | +41,192+35.7% | Added |
| HighTower Advisors, LLC | 159,809 | $1.12M | 0.00% | −5,003−3.0% | Reduced |
| Sona Asset Management (US) LLC | 160,000 | $1.12M | 0.32% | +160,000 | New |
| Nissay Asset Management Corp | 180,270 | $1.26M | 0.01% | 00.0% | Unchanged |
| Sculati Wealth Management, LLC | 183,261 | $1.28M | 0.72% | +70,483+62.5% | Added |
| Garner Asset Management Corp | 184,105 | $1.29M | 0.63% | +360+0.2% | Added |
| Philadelphia Trust Co | 194,100 | $1.36M | 0.15% | +3,000+1.6% | Added |
| Truist Financial Corp | 194,505 | $1.36M | 0.00% | −473−0.2% | Reduced |
| DnB Asset Management AS | 212,110 | $1.48M | 0.01% | 00.0% | Unchanged |
| Kestra Private Wealth Services, LLC | 223,149 | $1.56M | 0.08% | +6,394+2.9% | Added |
| D.A. Davidson & Co. | 256,606 | $1.79M | 0.02% | −720.0% | Reduced |
| Group One Trading, L.P. | 287,778 | $2.01M | 0.07% | +91,327+46.5% | Added |
| US Bancorp | 293,804 | $2.05M | 0.00% | −70,000−19.2% | Reduced |
| Great West Life Assurance Co | 318,952 | $2.24M | 0.01% | +6,206+2.0% | Added |
| Two Sigma Advisers, LP | 395,200 | $2.76M | 0.01% | −577,300−59.4% | Reduced |
| UBS Group AG | 397,994 | $2.78M | 0.00% | −12,954−3.2% | Reduced |
| Raymond James & Associates | 412,526 | $2.88M | 0.00% | +8,877+2.2% | Added |
| International Assets Investment Management, LLC | 558,723 | $2.91M | 0.30% | +344,311+160.6% | Added |
| Northern Trust Corp | 444,623 | $3.11M | 0.00% | −34,357−7.2% | Reduced |
| McKinley Capital Management LLC /Delaware | 513,251 | $3.59M | 0.48% | −29,569−5.4% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 556,395 | $3.89M | 0.00% | −55,359−9.0% | Reduced |
| Muzinich & Co., Inc. | 556,395 | $3.89M | 3.43% | −55,359−9.0% | Reduced |
| Advisor Group Holdings, Inc. | 573,017 | $4.00M | 0.01% | +32,975+6.1% | Added |
| First Republic Investment Management, Inc. | 603,239 | $4.22M | 0.01% | +49,317+8.9% | Added |
| Advisors Asset Management, Inc. | 640,556 | $4.48M | 0.09% | −87,509−12.0% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 666,177 | $4.66M | 0.02% | +59,463+9.8% | Added |
| LPL Financial LLC | 825,634 | $5.77M | 0.00% | +29,428+3.7% | Added |
| Commonwealth Equity Services, LLC | 888,326 | $6.21M | 0.01% | +9,666+1.1% | Added |
| XML Financial, LLC | 933,994 | $6.53M | 0.82% | +582,653+165.8% | Added |
| Morgan Stanley | 1,584,951 | $11.1M | 0.00% | +78,799+5.2% | Added |
| LSV Asset Management | 1,802,402 | $12.6M | 0.03% | −35,100−1.9% | Reduced |
| BlackRock Inc. | 2,147,906 | $15.0M | 0.00% | +44,139+2.1% | Added |
| Legal & General Group Plc | 2,625,056 | $18.4M | 0.01% | +109,695+4.4% | Added |
| Van Eck Associates Corp | 3,384,568 | $23.7M | 0.06% | +191,888+6.0% | Added |
| Sofos Investments, Inc. | 7 | – | – | −5−41.7% | Reduced |
| Y.D. More Investments Ltd | 1,273,209 | – | – | +1,273,209 | New |
| Catalyst Capital Advisors LLC | 0 | $0 | 0.00% | −109,809−100.0% | Sold out |
| Apollon Wealth Management, LLC | 0 | $0 | 0.00% | −58,900−100.0% | Sold out |
| Axxcess Wealth Management, LLC | 0 | $0 | 0.00% | −58,089−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −37,908−100.0% | Sold out |
| Private Advisor Group, LLC | 0 | $0 | 0.00% | −30,053−100.0% | Sold out |
| Gotham Asset Management, LLC | 0 | $0 | 0.00% | −19,301−100.0% | Sold out |
| Selective Wealth Management, Inc. | 0 | $0 | 0.00% | −17,433−100.0% | Sold out |
| Carmel Capital Partners, LLC | 0 | $0 | 0.00% | −16,600−100.0% | Sold out |
| Toroso Investments, LLC | 0 | $0 | 0.00% | −16,007−100.0% | Sold out |
| CFO4Life Group, LLC | 0 | $0 | 0.00% | −14,000−100.0% | Sold out |
| Ferguson Shapiro LLC | 0 | $0 | 0.00% | −12,327−100.0% | Sold out |
| Bank Hapoalim BM | 0 | $0 | 0.00% | −11,700−100.0% | Sold out |
| Commerce Bank | 0 | $0 | 0.00% | −10,325−100.0% | Sold out |
| Advocacy Wealth Management Services, LLC | 0 | $0 | 0.00% | −5,100−100.0% | Sold out |
| SJS Investment Consulting Inc. | 0 | $0 | 0.00% | −1,886−100.0% | Sold out |
| JJJ Advisors Inc. | 0 | $0 | 0.00% | −1,400−100.0% | Sold out |
| Miller Wealth Advisors, LLC | 0 | $0 | 0.00% | −700−100.0% | Sold out |
| Castle Wealth Management LLC | 0 | $0 | 0.00% | −275−100.0% | Sold out |
| State of Wyoming | 0 | $0 | 0.00% | −163−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −2−100.0% | Sold out |
| Hudock, Inc. | 0 | $0 | 0.00% | −5−100.0% | Sold out |
| Strategic Wealth Advisors Group, LLC | – | – | – | – | Not filed |
| American Portfolios Advisors | – | – | – | – | Not filed |
| Corsicana & Co. | – | – | – | – | Not filed |
| Cadence Bank NA | – | – | – | – | Not filed |
| Wipfli Financial Advisors LLC, | – | – | – | – | Not filed |
| Strategic Asset Management, LLC | – | – | – | – | Not filed |