Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q4 2021
Institutional positions in Prospect Capital Corp as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 228
- +35 vs. Q3 2021
- Shares held
- 30.3M
- −3.27M (−9.7%) vs. Q3 2021
- Total value
- $254.5M
- −$3.74M (−1.4%) vs. Q3 2021
- New holders
- 49
- 75 more added
- Sold out
- 14
- 55 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| International Assets Investment Management, LLC | 249,233 | $1.81M | 0.32% | +6,350+2.6% | Added |
| XML Financial, LLC | 221,328 | $1.86M | 0.22% | +849+0.4% | Added |
| D.A. Davidson & Co. | 251,992 | $2.12M | 0.02% | +7,268+3.0% | Added |
| Strategic Wealth Advisors Group, LLC | 253,661 | $2.16M | 0.10% | −80,872−24.2% | Reduced |
| Raymond James & Associates | 290,472 | $2.44M | 0.00% | −21,996−7.0% | Reduced |
| DnB Asset Management AS | 329,300 | $2.77M | 0.02% | +66,130+25.1% | Added |
| HRT Financial LP | 358,357 | $3.01M | 0.02% | +358,357 | New |
| Cambridge Investment Research Advisors, Inc. | 364,850 | $3.07M | 0.01% | +11,488+3.3% | Added |
| US Bancorp | 405,167 | $3.41M | 0.01% | −19,575−4.6% | Reduced |
| Citadel Advisors LLC | 411,940 | $3.46M | 0.00% | +363,998+759.2% | Added |
| D. E. Shaw & Co., Inc. | 460,338 | $3.87M | 0.00% | −406,846−46.9% | Reduced |
| First Republic Investment Management, Inc. | 469,397 | $3.95M | 0.01% | +30,651+7.0% | Added |
| Advisor Group Holdings, Inc. | 526,332 | $4.43M | 0.01% | −9,796−1.8% | Reduced |
| McKinley Capital Management LLC /Delaware | 556,652 | $4.68M | 0.42% | −6,185−1.1% | Reduced |
| Allianz Asset Management GmbH | 586,832 | $4.93M | 0.00% | −20,511−3.4% | Reduced |
| Advisors Asset Management, Inc. | 618,052 | $5.20M | 0.07% | +102,583+19.9% | Added |
| LPL Financial LLC | 649,198 | $5.46M | 0.00% | +72,635+12.6% | Added |
| UBS Group AG | 826,730 | $6.95M | 0.00% | −67,019−7.5% | Reduced |
| Commonwealth Equity Services, LLC | 829,192 | $6.97M | 0.02% | −41,234−4.7% | Reduced |
| Muzinich & Co., Inc. | 928,757 | $7.80M | 5.38% | −156,722−14.4% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 928,757 | $7.81M | 0.00% | −156,722−14.4% | Reduced |
| Morgan Stanley | 1,418,953 | $11.9M | 0.00% | +50,516+3.7% | Added |
| Two Sigma Advisers, LP | 1,477,100 | $12.4M | 0.03% | −498,000−25.2% | Reduced |
| LSV Asset Management | 1,941,902 | $16.3M | 0.03% | −283,933−12.8% | Reduced |
| Legal & General Group Plc | 2,241,838 | $18.8M | 0.01% | −69,770−3.0% | Reduced |
| BlackRock Inc. | 2,578,090 | $21.7M | 0.00% | +207,900+8.8% | Added |
| Van Eck Associates Corp | 3,192,176 | $26.8M | 0.06% | +40,723+1.3% | Added |
| Sofos Investments, Inc. | 16 | – | – | +11+220.0% | Added |
| Concorde Asset Management, LLC | 0 | $0 | 0.00% | −101,877−100.0% | Sold out |
| Aurora Private Wealth, Inc. | 0 | $0 | 0.00% | −84,178−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −57,473−100.0% | Sold out |
| Mercer Global Advisors Inc | 0 | $0 | 0.00% | −35,742−100.0% | Sold out |
| Stratos Wealth Partners, LTD. | 0 | $0 | 0.00% | −27,006−100.0% | Sold out |
| Mirae Asset Global Investments Co., Ltd. | 0 | $0 | 0.00% | −16,796−100.0% | Sold out |
| Aviance Capital Partners, LLC | 0 | $0 | 0.00% | −11,100−100.0% | Sold out |
| Centiva Capital, LP | 0 | $0 | 0.00% | −10,295−100.0% | Sold out |
| Atlas Private Wealth Advisors | 0 | $0 | 0.00% | −8,001−100.0% | Sold out |
| Macquarie Group Ltd | 0 | $0 | 0.00% | −7,400−100.0% | Sold out |
| Jacobi Capital Management LLC | 0 | $0 | 0.00% | −3,500−100.0% | Sold out |
| Dark Forest Capital Management LP | 0 | $0 | 0.00% | −1,239−100.0% | Sold out |
| Allworth Financial LP | 0 | $0 | 0.00% | −949−100.0% | Sold out |
| Pacitti Group Inc. | 0 | $0 | 0.00% | −900−100.0% | Sold out |
| Wealth Quarterback LLC | – | – | – | – | Not filed |