Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q2 2021
Institutional positions in Prospect Capital Corp as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 202
- +11 vs. Q1 2021
- Shares held
- 37.8M
- +2.80M (+8.0%) vs. Q1 2021
- Total value
- $316.6M
- +$49.5M (+18.5%) vs. Q1 2021
- New holders
- 37
- 67 more added
- Sold out
- 26
- 60 more reduced
1 institution that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Camelot Portfolios, LLC | 29,073 | $244.0K | 0.10% | −39,270−57.5% | Reduced |
| Wedbush Securities Inc | 29,963 | $251.0K | 0.01% | −4,653−13.4% | Reduced |
| Goldman Sachs Group Inc | 30,041 | $252.0K | 0.00% | −17,016−36.2% | Reduced |
| Spire Wealth Management | 30,036 | $252.0K | 0.01% | −5,261−14.9% | Reduced |
| Cetera Investment Advisers | 31,167 | $261.0K | 0.00% | −427−1.4% | Reduced |
| Creative Financial Designs Inc | 32,507 | $273.0K | 0.05% | −1,647−4.8% | Reduced |
| Teamwork Financial Advisors, LLC | 34,474 | $289.0K | 0.06% | +5,839+20.4% | Added |
| Avantax Advisory Services, Inc. | 34,919 | $292.0K | 0.01% | +54+0.2% | Added |
| Mercer Global Advisors Inc | 35,731 | $300.0K | 0.00% | +13,021+57.3% | Added |
| Kathmere Capital Management, LLC | 36,339 | $305.0K | 0.06% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 36,670 | $308.0K | 0.02% | +9,632+35.6% | Added |
| United Capital Financial Advisers, LLC | 38,044 | $319.0K | 0.00% | +2,261+6.3% | Added |
| HighTower Advisors, LLC | 40,348 | $324.0K | 0.00% | −19,304−32.4% | Reduced |
| Cetera Advisors LLC | 41,117 | $345.0K | 0.01% | +4,879+13.5% | Added |
| Victory Capital Management Inc | 44,603 | $374.0K | 0.00% | −1,136−2.5% | Reduced |
| Millennium Management LLC | 46,291 | $388.0K | 0.00% | +19,279+71.4% | Added |
| Apollon Wealth Management, LLC | 46,900 | $393.0K | 0.07% | 00.0% | Unchanged |
| Caxton Associates LP | 47,663 | $400.0K | 0.05% | +47,663 | New |
| Two Sigma Advisers, LP | 49,700 | $417.0K | 0.00% | +49,700 | New |
| Corsicana & Co. | 50,000 | $420.0K | 0.27% | +50,000 | New |
| Berkeley Capital Partners, LLC | 50,243 | $422.0K | 0.19% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 50,672 | $425.0K | 0.00% | +2,151+4.4% | Added |
| Stratos Wealth Partners, LTD. | 51,207 | $430.0K | 0.01% | −1,043−2.0% | Reduced |
| Roman Butler Fullerton & Co | 51,453 | $432.0K | 0.21% | +2,160+4.4% | Added |
| Jane Street Group, LLC | 52,116 | $437.0K | 0.00% | +5,568+12.0% | Added |
| Paloma Partners Management Co | 52,210 | $438.0K | 0.01% | +30,310+138.4% | Added |
| Blair William & Co | 52,400 | $440.0K | 0.00% | −50,000−48.8% | Reduced |
| HRT Financial LP | 54,057 | $453.0K | 0.00% | +31,874+143.7% | Added |
| Mirae Asset Global Investments Co., Ltd. | 54,504 | $457.0K | 0.00% | +5,323+10.8% | Added |
| AE Wealth Management LLC | 55,593 | $466.0K | 0.00% | +5,212+10.3% | Added |
| American Portfolios Advisors | 56,528 | $474.3K | 0.02% | −3,191−5.3% | Reduced |
| Independent Advisor Alliance | 57,149 | $479.0K | 0.03% | −7,491−11.6% | Reduced |
| Barclays PLC | 57,246 | $481.0K | 0.00% | +41,620+266.4% | Added |
| Harbour Investments, Inc. | 57,441 | $482.0K | 0.02% | −2,679−4.5% | Reduced |
| Cubist Systematic Strategies, LLC | 58,683 | $492.0K | 0.01% | +58,683 | New |
| Two Sigma Securities, LLC | 58,775 | $493.0K | 0.12% | +58,775 | New |
| Bank of Montreal | 58,451 | $510.0K | 0.00% | +2,851+5.1% | Added |
| Arkadios Wealth Advisors | 63,935 | $536.0K | 0.07% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 65,069 | $546.0K | 0.00% | −21,503−24.8% | Reduced |
| Ameriprise Financial Inc | 70,710 | $593.0K | 0.00% | +5,478+8.4% | Added |
| Centaurus Financial, Inc. | 71,186 | $597.0K | 0.05% | −110−0.2% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 71,643 | $601.0K | 0.06% | +1,047+1.5% | Added |
| Qube Research & Technologies Ltd | 72,105 | $605.0K | 0.01% | +72,105 | New |
| Virtus ETF Advisers LLC | 72,943 | $612.0K | 0.25% | +12,370+20.4% | Added |
| Summit Global Investments | 75,000 | $629.0K | 0.04% | 00.0% | Unchanged |
| Prospera Financial Services Inc | 77,000 | $646.0K | 0.03% | +5,000+6.9% | Added |
| Vanguard Capital Wealth Advisors | 80,537 | $675.0K | 0.51% | +4,439+5.8% | Added |
| Aurora Private Wealth, Inc. | 84,171 | $706.0K | 0.28% | +3,708+4.6% | Added |
| Great West Life Assurance Co | 88,299 | $740.0K | 0.00% | +5,487+6.6% | Added |
| Eagle Global Advisors LLC | 89,990 | $755.0K | 0.05% | +2,670+3.1% | Added |
| Bank of America Corp | 91,094 | $765.0K | 0.00% | +17,918+24.5% | Added |
| Davenport & Co LLC | 101,406 | $851.0K | 0.01% | +4,000+4.1% | Added |
| Raymond James Financial Services Advisors, Inc. | 106,791 | $896.0K | 0.00% | −1,461−1.3% | Reduced |
| Guggenheim Capital LLC | 111,246 | $933.0K | 0.01% | −29,317−20.9% | Reduced |
| Wells Fargo & Company | 111,312 | $934.0K | 0.00% | −41,879−27.3% | Reduced |
| Sigma Planning Corp | 111,420 | $935.0K | 0.03% | +8,132+7.9% | Added |
| Catalyst Capital Advisors LLC | 126,900 | $1.06M | 0.05% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 130,691 | $1.10M | 0.03% | −4,983−3.7% | Reduced |
| SMH Capital Advisors Inc | 132,196 | $1.11M | 2.23% | −32,066−19.5% | Reduced |
| Mackenzie Financial Corp | 137,844 | $1.16M | 0.00% | +74,000+115.9% | Added |
| Northern Trust Corp | 141,991 | $1.19M | 0.00% | +51,918+57.6% | Added |
| Truist Financial Corp | 157,222 | $1.32M | 0.00% | +431+0.3% | Added |
| Macquarie Group Ltd | 160,841 | $1.35M | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 162,507 | $1.36M | 0.00% | −41,909−20.5% | Reduced |
| Alberta Investment Management Corp | 177,700 | $1.49M | 0.01% | 00.0% | Unchanged |
| Nissay Asset Management Corp | 180,270 | $1.51M | 0.01% | 00.0% | Unchanged |
| Philadelphia Trust Co | 181,600 | $1.52M | 0.11% | +1,500+0.8% | Added |
| Garner Asset Management Corp | 184,145 | $1.54M | 0.75% | +600+0.3% | Added |
| Marshall Wace, LLP | 194,931 | $1.64M | 0.01% | +194,931 | New |
| International Assets Investment Management, LLC | 235,283 | $1.69M | 0.32% | −256,748−52.2% | Reduced |
| Kestra Private Wealth Services, LLC | 207,585 | $1.74M | 0.11% | +4,800+2.4% | Added |
| Raymond James & Associates | 209,081 | $1.75M | 0.00% | −60,989−22.6% | Reduced |
| D.A. Davidson & Co. | 210,193 | $1.76M | 0.02% | +37,993+22.1% | Added |
| DnB Asset Management AS | 210,365 | $1.76M | 0.01% | +50,790+31.8% | Added |
| XML Financial, LLC | 216,044 | $1.81M | 0.40% | +3,047+1.4% | Added |
| Group One Trading, L.P. | 236,445 | $1.98M | 0.04% | −32,640−12.1% | Reduced |
| Virtu Financial LLC | 242,017 | $2.03M | 0.20% | +242,017 | New |
| Allianz Asset Management GmbH | 244,831 | $2.05M | 0.00% | +64,914+36.1% | Added |
| Citadel Advisors LLC | 324,291 | $2.72M | 0.00% | −155,672−32.4% | Reduced |
| Strategic Wealth Advisors Group, LLC | 337,238 | $2.83M | 0.13% | +3,705+1.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 354,357 | $2.97M | 0.01% | +16,399+4.9% | Added |
| First Republic Investment Management, Inc. | 384,432 | $3.23M | 0.01% | +13,698+3.7% | Added |
| Advisors Asset Management, Inc. | 387,883 | $3.25M | 0.05% | +76,873+24.7% | Added |
| Sante Capital Fund, LP | 403,565 | $3.39M | 1.40% | +403,565 | New |
| US Bancorp | 425,052 | $3.57M | 0.01% | +810+0.2% | Added |
| Advisor Group Holdings, Inc. | 507,327 | $4.26M | 0.01% | −88,962−14.9% | Reduced |
| LPL Financial LLC | 515,696 | $4.33M | 0.00% | −28,022−5.2% | Reduced |
| McKinley Capital Management LLC /Delaware | 528,188 | $4.43M | 0.31% | −12,538−2.3% | Reduced |
| Susquehanna International Group, LLP | 713,076 | $5.98M | 0.01% | −519,366−42.1% | Reduced |
| D. E. Shaw & Co., Inc. | 806,438 | $6.77M | 0.01% | +806,438 | New |
| Commonwealth Equity Services, LLC | 875,106 | $7.34M | 0.02% | +8,875+1.0% | Added |
| UBS Group AG | 904,115 | $7.59M | 0.00% | +89,593+11.0% | Added |
| Muzinich & Co., Inc. | 1,073,499 | $9.00M | 5.55% | −145,809−12.0% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,073,499 | $9.01M | 0.01% | −145,809−12.0% | Reduced |
| Morgan Stanley | 1,308,768 | $11.0M | 0.00% | −3,425−0.3% | Reduced |
| BlackRock Inc. | 1,804,780 | $15.1M | 0.00% | +169,125+10.3% | Added |
| Invesco Ltd. | 2,008,010 | $16.8M | 0.00% | −20,081−1.0% | Reduced |
| Legal & General Group Plc | 2,474,446 | $20.7M | 0.01% | −208,521−7.8% | Reduced |
| Van Eck Associates Corp | 2,593,782 | $21.8M | 0.05% | +78,724+3.1% | Added |
| Arrowstreet Capital, Limited Partnership | 3,656,040 | $30.7M | 0.04% | +3,232,510+763.2% | Added |