PennantPark Floating Rate Capital Ltd.
PFLT- Exchange
- NYSE
- SEC CIK
- 0001504619
No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.
Other share classesPFLA
13F holders, Q4 2025
Institutional positions in PennantPark Floating Rate Capital Ltd. as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 136
- +4 vs. Q3 2025
- Shares held
- 22.3M
- +461.5K (+2.1%) vs. Q3 2025
- Total value
- $207.8M
- +$14.7M (+7.6%) vs. Q3 2025
- New holders
- 26
- 36 more added
- Sold out
- 22
- 44 more reduced
3 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 125 | $164.7M |
| Q1 2026 | 134 | $166.2M |
| Q4 2025 | 136 | $207.8M |
| Q3 2025 | 135 | $193.4M |
| Q2 2025 | 124 | $221.1M |
| Q1 2025 | 132 | $285.9M |
| Q4 2024 | 127 | $199.5M |
| Q3 2024 | 103 | $184.5M |
| Q2 2024 | 111 | $180.3M |
| Q1 2024 | 105 | $160.4M |
| Q4 2023 | 101 | $148.8M |
| Q3 2023 | 110 | $139.8M |
| Q2 2023 | 112 | $172.3M |
| Q1 2023 | 92 | $109.3M |
| Q4 2022 | 97 | $107.0M |
| Q3 2022 | 93 | $98.1M |
| Q2 2022 | 95 | $107.1M |
| Q1 2022 | 87 | $110.4M |
| Q4 2021 | 84 | $92.5M |
| Q3 2021 | 80 | $119.5M |
| Q2 2021 | 78 | $126.4M |
| Q1 2021 | 82 | $124.0M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding PennantPark Floating Rate Capital Ltd.; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Yelin Lapidot Holdings Management Ltd. | 74,427 | $689.9K | 0.14% | 00.0% | Unchanged |
| CastleKnight Management LP | 79,100 | $733.3K | 0.04% | +79,100 | New |
| Virtus Investment Advisers, Inc. | 79,701 | $738.8K | 0.20% | −13,142−14.2% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 81,314 | $754.0K | 0.00% | +5,141+6.7% | Added |
| Cerity Partners LLC | 82,010 | $760.2K | 0.00% | +82,010 | New |
| PFG Advisors | 98,057 | $909.0K | 0.04% | −12,069−11.0% | Reduced |
| VARCOV Co. | 100,078 | $927.7K | 0.37% | +100,078 | New |
| State Street Corp | 107,263 | $1.01M | 0.00% | +20,704+23.9% | Added |
| PFG Investments, LLC | 123,507 | $1.14M | 0.05% | +1,372+1.1% | Added |
| Great West Life Assurance Co | 125,122 | $1.16M | 0.00% | +4,703+3.9% | Added |
| Krilogy Financial LLC | 123,880 | $1.17M | 0.04% | +108,263+693.2% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 147,213 | $1.36M | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 151,558 | $1.40M | 0.00% | +93,419+160.7% | Added |
| Muzinich & Co., Inc. | 170,836 | $1.58M | 0.50% | 00.0% | Unchanged |
| NewEdge Wealth, LLC | 171,744 | $1.59M | 0.02% | −99,402−36.7% | Reduced |
| XTX Topco Ltd | 180,640 | $1.67M | 0.04% | +180,640 | New |
| Advisor Group Holdings, Inc. | 208,639 | $1.93M | 0.00% | +42,966+25.9% | Added |
| Jane Street Group, LLC | 217,228 | $2.01M | 0.00% | +47,913+28.3% | Added |
| Trexquant Investment LP | 223,878 | $2.08M | 0.02% | −24,811−10.0% | Reduced |
| GraniteShares Advisors LLC | 292,844 | $2.71M | 1.65% | +12,944+4.6% | Added |
| Advisors Asset Management, Inc. | 344,109 | $3.19M | 0.05% | −7,870−2.2% | Reduced |
| Two Sigma Investments, LP | 397,063 | $3.68M | 0.01% | −21,302−5.1% | Reduced |
| LPL Financial LLC | 417,065 | $3.87M | 0.00% | −25,066−5.7% | Reduced |
| Qube Research & Technologies Ltd | 518,749 | $4.81M | 0.01% | −575,224−52.6% | Reduced |
| Morgan Stanley | 577,124 | $5.35M | 0.00% | −65,580−10.2% | Reduced |
| Truffle Hound Capital, LLC | 600,000 | $5.56M | 3.26% | +600,000 | New |
| BlackRock, Inc. | 681,881 | $6.32M | 0.00% | −5,274−0.8% | Reduced |
| Legal & General Group Plc | 687,570 | $6.38M | 0.00% | +84,231+14.0% | Added |
| Millennium Management LLC | 690,051 | $6.40M | 0.00% | +9,351+1.4% | Added |
| Marshall Wace, LLP | 771,048 | $7.15M | 0.01% | −1,286,351−62.5% | Reduced |
| Diameter Capital Partners LP | 1,184,476 | $11.0M | 1.15% | +1,184,476 | New |
| Invesco Ltd. | 1,222,697 | $11.3M | 0.00% | −40,183−3.2% | Reduced |
| Altshuler Shaham Ltd | 1,320,156 | $12.2M | 0.19% | +404,117+44.1% | Added |
| UBS Group AG | 1,367,442 | $12.7M | 0.00% | +71,372+5.5% | Added |
| Van Eck Associates Corp | 2,331,159 | $21.6M | 0.02% | −202,046−8.0% | Reduced |
| Sound Income Strategies, LLC | 4,643,958 | $44.3M | 2.09% | +512,528+12.4% | Added |
| Toroso Investments, LLC | 0 | $0 | 0.00% | −113,783−100.0% | Sold out |
| MQS Management LLC | 0 | $0 | 0.00% | −93,964−100.0% | Sold out |
| Ameriprise Financial Inc | 0 | $0 | 0.00% | −67,972−100.0% | Sold out |
| Strategic Financial Concepts, LLC | 0 | $0 | 0.00% | −52,300−100.0% | Sold out |
| Natixis | 0 | $0 | 0.00% | −44,576−100.0% | Sold out |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −43,217−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −37,407−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −30,924−100.0% | Sold out |
| Synergy Investment Management, LLC | 0 | $0 | 0.00% | −27,102−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −26,707−100.0% | Sold out |
| Truist Financial Corp | 0 | $0 | 0.00% | −16,059−100.0% | Sold out |
| Empowered Funds, LLC | 0 | $0 | 0.00% | −15,286−100.0% | Sold out |
| Resources Investment Advisors, LLC. | 0 | $0 | 0.00% | −12,543−100.0% | Sold out |
| First Foundation Advisors | 0 | $0 | 0.00% | −12,393−100.0% | Sold out |
| Miracle Mile Advisors, LLC | 0 | $0 | 0.00% | −11,728−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −10,424−100.0% | Sold out |
| Hudson Bay Capital Management LP | 0 | $0 | 0.00% | −10,350−100.0% | Sold out |
| SP Asset Management LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −2,541−100.0% | Sold out |
| Harbour Investments, Inc. | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Pension & Wealth Management Advisors, Inc. | 0 | $0 | 0.00% | −977−100.0% | Sold out |
| Hallmark Capital Management Inc | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Optimum Investment Advisors | – | – | – | – | Not filed |
| AllSquare Wealth Management LLC | – | – | – | – | Not filed |
| Creekmur Asset Management LLC | – | – | – | – | Not filed |