PennantPark Floating Rate Capital Ltd.
PFLT- Exchange
- NYSE
- SEC CIK
- 0001504619
No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.
Other share classesPFLA
13F holders, Q4 2024
Institutional positions in PennantPark Floating Rate Capital Ltd. as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 127
- +25 vs. Q3 2024
- Shares held
- 18.3M
- +2.26M (+14.1%) vs. Q3 2024
- Total value
- $199.5M
- +$15.2M (+8.2%) vs. Q3 2024
- New holders
- 36
- 41 more added
- Sold out
- 11
- 28 more reduced
1 institution that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 125 | $164.7M |
| Q1 2026 | 134 | $166.2M |
| Q4 2025 | 136 | $207.8M |
| Q3 2025 | 135 | $193.4M |
| Q2 2025 | 124 | $221.1M |
| Q1 2025 | 132 | $285.9M |
| Q4 2024 | 127 | $199.5M |
| Q3 2024 | 103 | $184.5M |
| Q2 2024 | 111 | $180.3M |
| Q1 2024 | 105 | $160.4M |
| Q4 2023 | 101 | $148.8M |
| Q3 2023 | 110 | $139.8M |
| Q2 2023 | 112 | $172.3M |
| Q1 2023 | 92 | $109.3M |
| Q4 2022 | 97 | $107.0M |
| Q3 2022 | 93 | $98.1M |
| Q2 2022 | 95 | $107.1M |
| Q1 2022 | 87 | $110.4M |
| Q4 2021 | 84 | $92.5M |
| Q3 2021 | 80 | $119.5M |
| Q2 2021 | 78 | $126.4M |
| Q1 2021 | 82 | $124.0M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding PennantPark Floating Rate Capital Ltd.; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Virtus ETF Advisers LLC | 80,829 | $883.5K | 0.36% | +12,288+17.9% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 95,680 | $1.05M | 0.00% | +95,680 | New |
| HighTower Advisors, LLC | 96,061 | $1.05M | 0.00% | −13,185−12.1% | Reduced |
| Toroso Investments, LLC | 103,334 | $1.13M | 0.01% | +2,322+2.3% | Added |
| PFG Advisors | 104,148 | $1.14M | 0.07% | −456−0.4% | Reduced |
| PFG Investments, LLC | 107,180 | $1.17M | 0.07% | +2,118+2.0% | Added |
| Advisor Group Holdings, Inc. | 112,391 | $1.23M | 0.00% | +21,342+23.4% | Added |
| Marshall Wace, LLP | 124,751 | $1.36M | 0.00% | −493,376−79.8% | Reduced |
| Wedbush Securities Inc | 127,492 | $1.39M | 0.05% | +6,382+5.3% | Added |
| GraniteShares Advisors LLC | 224,800 | $2.46M | 1.56% | +224,800 | New |
| NewEdge Wealth, LLC | 288,372 | $3.15M | 0.05% | +1,700+0.6% | Added |
| UBS Group AG | 289,235 | $3.16M | 0.00% | +10,865+3.9% | Added |
| BlackRock, Inc. | 301,796 | $3.30M | 0.00% | +63,916+26.9% | Added |
| Advisors Asset Management, Inc. | 312,160 | $3.41M | 0.06% | +30,534+10.8% | Added |
| Morgan Stanley | 366,254 | $4.00M | 0.00% | +93,347+34.2% | Added |
| Trexquant Investment LP | 373,613 | $4.08M | 0.05% | −56,560−13.1% | Reduced |
| LPL Financial LLC | 432,287 | $4.72M | 0.00% | +73,365+20.4% | Added |
| Legal & General Group Plc | 486,044 | $5.31M | 0.00% | +2,081+0.4% | Added |
| Qube Research & Technologies Ltd | 534,390 | $5.84M | 0.01% | +187,223+53.9% | Added |
| Millennium Management LLC | 646,741 | $7.07M | 0.01% | +314,064+94.4% | Added |
| Two Sigma Advisers, LP | 716,775 | $7.83M | 0.02% | +15,778+2.3% | Added |
| Invesco Ltd. | 963,709 | $10.5M | 0.00% | +963,709 | New |
| Two Sigma Investments, LP | 1,106,128 | $12.1M | 0.03% | −248,248−18.3% | Reduced |
| Balyasny Asset Management LLC | 1,507,513 | $16.5M | 0.04% | +549,905+57.4% | Added |
| Altshuler Shaham Ltd | 1,573,156 | $17.2M | 0.58% | 00.0% | Unchanged |
| Van Eck Associates Corp | 1,985,730 | $21.7M | 0.03% | +187,465+10.4% | Added |
| Sound Income Strategies, LLC | 3,320,039 | $36.3M | 2.24% | +356,781+12.0% | Added |
| HRT Financial LP | 0 | $0 | 0.00% | −100,343−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −83,299−100.0% | Sold out |
| Crescent Grove Advisors, LLC | 0 | $0 | 0.00% | −40,778−100.0% | Sold out |
| Lido Advisors, LLC | 0 | $0 | 0.00% | −35,283−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −15,741−100.0% | Sold out |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −15,036−100.0% | Sold out |
| Cyndeo Wealth Partners, LLC | 0 | $0 | 0.00% | −11,287−100.0% | Sold out |
| Calton & Associates, Inc. | 0 | $0 | 0.00% | −10,271−100.0% | Sold out |
| Financial Network Wealth Advisors LLC | 0 | $0 | 0.00% | −1,426−100.0% | Sold out |
| Beacon Capital Management, LLC | 0 | $0 | 0.00% | −756−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −41,421−100.0% | Sold out |
| Raymond James Financial Services Advisors, Inc. | – | – | – | – | Not filed |