Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $834.9M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q2 2026
Institutional positions in Hercules Capital, Inc. as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 332
- −11 vs. Q1 2026
- Shares held
- 54.1M
- +1.16M (+2.2%) vs. Q1 2026
- Total value
- $831.2M
- +$87.8M (+11.8%) vs. Q1 2026
- New holders
- 35
- 132 more added
- Sold out
- 46
- 102 more reduced
6 institutions that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $834.9M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $1.02B |
| Q3 2025 | 343 | $992.5M |
| Q2 2025 | 326 | $955.2M |
| Q1 2025 | 326 | $775.1M |
| Q4 2024 | 334 | $762.0M |
| Q3 2024 | 299 | $646.1M |
| Q2 2024 | 288 | $679.8M |
| Q1 2024 | 294 | $670.7M |
| Q4 2023 | 290 | $562.3M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $420.3M |
| Q1 2023 | 257 | $405.6M |
| Q4 2022 | 263 | $437.8M |
| Q3 2022 | 237 | $364.3M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.8M |
| Q4 2021 | 246 | $515.6M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $510.3M |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Invesco Ltd. | 72,945 | $1.15M | 0.00% | −5,618−7.2% | Reduced |
| Cordoba Advisory Partners LLC | 70,950 | $1.12M | 0.24% | +12,180+20.7% | Added |
| Steward Partners Investment Advisory, LLC | 69,304 | $1.09M | 0.01% | −12,718−15.5% | Reduced |
| Delphi Management Inc | 68,080 | $1.07M | 1.05% | +1,081+1.6% | Added |
| Beacon Pointe Advisors, LLC | 66,395 | $1.05M | 0.00% | −130−0.2% | Reduced |
| Tred Avon Family Wealth, LLC | 65,337 | $1.03M | 0.32% | +1,630+2.6% | Added |
| Millennium Management LLC | 64,189 | $1.01M | 0.00% | −920,971−93.5% | Reduced |
| Brevan Howard Capital Management LP | 62,901 | $991.9K | 0.01% | −59,177−48.5% | Reduced |
| Kovack Advisors, Inc. | 60,238 | $950.1K | 0.05% | +5,477+10.0% | Added |
| International Assets Investment Management, LLC | 60,100 | $947.8K | 0.06% | −64,577−51.8% | Reduced |
| Global Retirement Partners, LLC | 59,991 | $946.1K | 0.01% | +59,991 | New |
| HighTower Advisors, LLC | 59,728 | $941.9K | 0.00% | −3,983−6.3% | Reduced |
| SMH Capital Advisors Inc | 59,466 | $937.8K | 3.68% | +18,401+44.8% | Added |
| Mariner, LLC | 58,422 | $921.3K | 0.00% | +4,438+8.2% | Added |
| J.W. Cole Advisors, Inc. | 57,858 | $912.4K | 0.02% | +57,858 | New |
| Essex Financial Services, Inc. | 56,448 | $890.2K | 0.04% | +1,036+1.9% | Added |
| XTX Topco Ltd | 55,666 | $877.9K | 0.01% | −52,310−48.4% | Reduced |
| IMC-Chicago, LLC | 51,011 | $804.4K | 0.01% | −12,762−20.0% | Reduced |
| Sigma Planning Corp | 50,369 | $794.3K | 0.02% | −1,700−3.3% | Reduced |
| Capstone Investment Advisors, LLC | 49,417 | $779.3K | 0.01% | +49,417 | New |
| Closed-End Fund Advisors, Inc. | 49,193 | $775.8K | 0.76% | +19,348+64.8% | Added |
| McDonald Partners LLC | 48,000 | $757.0K | 0.18% | 00.0% | Unchanged |
| Mangrove Partners | 47,148 | $743.5K | 0.05% | +47,148 | New |
| CMH Wealth Management LLC | 46,270 | $729.7K | 0.11% | −18,850−28.9% | Reduced |
| Commerce Advisors, LLC | 45,754 | $721.5K | 0.39% | +612+1.4% | Added |
| J.M. Arbour, LLC | 45,604 | $719.2K | 0.62% | +11,963+35.6% | Added |
| Mirador Capital Partners LP | 44,414 | $700.4K | 0.09% | −286−0.6% | Reduced |
| Accel Wealth Management | 43,516 | $686.2K | 0.15% | +3,775+9.5% | Added |
| Group One Trading, L.P. | 43,135 | $680.2K | 0.02% | −58,805−57.7% | Reduced |
| Palogic Value Management, L.P. | 43,058 | $679.0K | 0.24% | +8,275+23.8% | Added |
| Wall Street Access Asset Management, LLC | 42,824 | $675.3K | 0.10% | +22,437+110.1% | Added |
| Squarepoint Ops LLC | 42,476 | $669.8K | 0.00% | +28,121+195.9% | Added |
| Atom Investors LP | 41,230 | $650.2K | 0.06% | +16,348+65.7% | Added |
| Guggenheim Capital LLC | 40,877 | $644.6K | 0.00% | +3,757+10.1% | Added |
| Catalyst Capital Advisors LLC | 40,565 | $639.7K | 0.01% | 00.0% | Unchanged |
| Engineers Gate Manager LP | 38,413 | $605.8K | 0.01% | −353,559−90.2% | Reduced |
| Access Investment Management LLC | 38,200 | $602.4K | 0.15% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 38,122 | $601.2K | 0.02% | +34,687+1,009.8% | Added |
| Dakota Wealth Management | 37,965 | $598.7K | 0.01% | +255+0.7% | Added |
| Arkadios Wealth Advisors | 37,871 | $597.2K | 0.01% | −26,846−41.5% | Reduced |
| Farther Finance Advisors, LLC | 37,745 | $595.2K | 0.00% | +19,579+107.8% | Added |
| Foundations Investment Advisors, LLC | 37,451 | $590.6K | 0.01% | −11,076−22.8% | Reduced |
| Eagle Global Advisors LLC | 37,370 | $589.3K | 0.02% | −3,270−8.0% | Reduced |
| MML Investors Services, LLC | 37,265 | $587.7K | 0.00% | +13,519+56.9% | Added |
| US Bancorp | 37,146 | $585.8K | 0.00% | −36−0.1% | Reduced |
| Haven Private, LLC | 35,485 | $559.6K | 0.21% | −597−1.7% | Reduced |
| Sit Investment Associates Inc | 35,000 | $552.0K | 0.01% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 33,729 | $531.9K | 0.02% | +20,821+161.3% | Added |
| Colony Group, LLC | 33,189 | $523.4K | 0.00% | −10,128−23.4% | Reduced |
| Americana Partners, LLC | 32,250 | $508.6K | 0.01% | 00.0% | Unchanged |
| ProShare Advisors LLC | 32,250 | $508.6K | 0.00% | +771+2.4% | Added |
| North Star Investment Management Corp. | 31,652 | $499.1K | 0.03% | −17,409−35.5% | Reduced |
| Monument Capital Management | 30,442 | $480.1K | 0.10% | −431−1.4% | Reduced |
| Cantor Fitzgerald, L. P. | 30,045 | $473.8K | 0.01% | +12,045+66.9% | Added |
| Jump Financial, LLC | 29,586 | $466.6K | 0.00% | −166,687−84.9% | Reduced |
| Penbrook Management LLC | 29,387 | $463.4K | 0.30% | +14,327+95.1% | Added |
| First National Bank of Mount Dora, Trust Investment Services | 29,246 | $461.2K | 0.09% | 00.0% | Unchanged |
| Fox Run Management, L.L.C. | 29,099 | $458.9K | 0.08% | −2,887−9.0% | Reduced |
| Oppenheimer & Co Inc | 29,075 | $458.5K | 0.00% | +199+0.7% | Added |
| Truist Financial Corp | 28,260 | $445.7K | 0.00% | −964−3.3% | Reduced |
| Mackenzie Financial Corp | 28,125 | $443.5K | 0.00% | +8,205+41.2% | Added |
| Balboa Wealth Partners | 27,977 | $441.2K | 0.06% | −500−1.8% | Reduced |
| Future Financial Wealth Managment LLC | 28,175 | $440.7K | 0.27% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 27,681 | $436.5K | 0.04% | +27,681 | New |
| Wealth Architects, LLC | 27,460 | $433.1K | 0.03% | +16,724+155.8% | Added |
| Pasadena Private Wealth, LLC | 26,802 | $422.7K | 0.05% | +5,000+22.9% | Added |
| Golden State Wealth Management, LLC | 26,713 | $421.3K | 0.04% | −28,526−51.6% | Reduced |
| BigSur Wealth Management LLC | 26,500 | $417.9K | 0.10% | −3,000−10.2% | Reduced |
| Quantinno Capital Management LP | 26,124 | $412.0K | 0.00% | +26,124 | New |
| RMR Wealth Builders | 26,068 | $411.1K | 0.03% | +6,507+33.3% | Added |
| Investment Research Partners LLC | 25,777 | $406.5K | 0.14% | +1,692+7.0% | Added |
| Virtus Investment Advisers, Inc. | 25,577 | $403.3K | 0.09% | −9,079−26.2% | Reduced |
| Stratos Wealth Partners, LTD. | 25,410 | $400.7K | 0.00% | +4,288+20.3% | Added |
| Left Brain Wealth Management, LLC | 25,358 | $399.9K | 0.12% | +15,158+148.6% | Added |
| Founders Financial Alliance, LLC | 24,503 | $386.4K | 0.05% | +2,936+13.6% | Added |
| Summit Global Investments | 24,200 | $382.0K | 0.02% | 00.0% | Unchanged |
| Core Wealth Partners LLC | 24,153 | $380.9K | 0.16% | 00.0% | Unchanged |
| Adirondack Trust Co | 24,000 | $378.5K | 0.11% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 23,872 | $377.0K | 0.00% | −436−1.8% | Reduced |
| Diversify Wealth Management, LLC | 23,858 | $376.7K | 0.01% | +2,826+13.4% | Added |
| Diversify Advisory Services, LLC | 23,858 | $376.7K | 0.01% | +2,941+14.1% | Added |
| 1620 Investment Advisors, Inc. | 23,628 | $372.6K | 0.23% | −7,365−23.8% | Reduced |
| Accredited Investors Inc. | 23,000 | $362.7K | 0.02% | 00.0% | Unchanged |
| IFC Advisors LLC | 22,554 | $355.7K | 0.05% | −167−0.7% | Reduced |
| Empowered Funds, LLC | 22,182 | $349.8K | 0.00% | −17,461−44.0% | Reduced |
| Captrust Financial Advisors | 21,948 | $346.1K | 0.00% | −6,041−21.6% | Reduced |
| Voloridge Investment Management, LLC | 21,881 | $345.1K | 0.00% | −279,292−92.7% | Reduced |
| Evergreen Capital Management LLC | 21,484 | $338.8K | 0.01% | −4,039−15.8% | Reduced |
| Madison Park Capital Advisors, LLC | 15,056 | $336.7K | 0.24% | −4,944−24.7% | Reduced |
| Principle Wealth Partners LLC | 20,945 | $330.3K | 0.02% | −1,290−5.8% | Reduced |
| Inspire Advisors, LLC | 20,562 | $324.8K | 0.02% | +4,441+27.5% | Added |
| Concurrent Investment Advisors, LLC | 20,192 | $318.4K | 0.00% | −3,644−15.3% | Reduced |
| Pathstone Holdings, LLC | 18,993 | $299.5K | 0.00% | −20.0% | Reduced |
| Intrua Financial, LLC | 18,674 | $294.5K | 0.03% | +4,079+27.9% | Added |
| CI Private Wealth, LLC | 18,320 | $288.9K | 0.00% | −22,422−55.0% | Reduced |
| Jefferies Financial Group Inc. | 16,884 | $266.3K | 0.00% | −75,346−81.7% | Reduced |
| Integrated Wealth Concepts LLC | 16,150 | $254.7K | 0.00% | +91+0.6% | Added |
| Mission Hills Financial Advisory, LLC | 16,149 | $254.7K | 0.11% | +16,149 | New |
| HB Wealth Management, LLC | 15,602 | $246.1K | 0.00% | +281+1.8% | Added |
| Vaquero Private Wealth, Ltd | 15,493 | $244.3K | 0.05% | +15,493 | New |