Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q2 2026
Institutional positions in Hercules Capital, Inc. as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 332
- −11 vs. Q1 2026
- Shares held
- 54.1M
- +1.16M (+2.2%) vs. Q1 2026
- Total value
- $815.0M
- +$71.5M (+9.6%) vs. Q1 2026
- New holders
- 35
- 132 more added
- Sold out
- 46
- 102 more reduced
6 institutions that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Freestone Capital Holdings, LLC | 15,185 | $239.5K | 0.01% | +15,185 | New |
| Advisory Solutions Group, LLC | 15,021 | $236.9K | 0.08% | +15,021 | New |
| Prime Capital Investment Advisors, LLC | 14,972 | $236.1K | 0.00% | −5,703−27.6% | Reduced |
| Manufacturers Life Insurance Company, The | 14,816 | $233.6K | 0.00% | +14,816 | New |
| SRS Capital Advisors, Inc. | 14,805 | $233.5K | 0.00% | +20.0% | Added |
| GWM Advisors LLC | 14,716 | $232.1K | 0.00% | −1,543−9.5% | Reduced |
| Modern Wealth Management, LLC | 14,381 | $226.8K | 0.00% | −55−0.4% | Reduced |
| KFG Wealth Management, LLC | 14,335 | $226.1K | 0.03% | +420+3.0% | Added |
| Cornerstone Wealth Management, LLC | 14,289 | $225.3K | 0.01% | −4,343−23.3% | Reduced |
| Virtu Financial LLC | 14,098 | $222.0K | 0.01% | −5,289−27.3% | Reduced |
| Beaumont Financial Advisors, LLC | 14,047 | $221.5K | 0.01% | +808+6.1% | Added |
| Fiduciary Alliance LLC | 14,032 | $221.3K | 0.01% | +14,032 | New |
| Sand Hill Global Advisors, LLC | 13,832 | $218.1K | 0.01% | 00.0% | Unchanged |
| Mercer Global Advisors Inc | 13,697 | $216.0K | 0.00% | +13,697 | New |
| Vestmark Advisory Solutions, Inc. | 13,598 | $214.4K | 0.00% | +13,598 | New |
| Parallel Advisors, LLC | 13,456 | $212.2K | 0.00% | +20+0.1% | Added |
| Invested Advisors | 13,452 | $212.1K | 0.19% | −310−2.3% | Reduced |
| Kestra Private Wealth Services, LLC | 13,133 | $207.1K | 0.00% | +99+0.8% | Added |
| Chung Wu Investment Group, LLC | 12,978 | $204.7K | 0.13% | 00.0% | Unchanged |
| Fulton Bank, N.A. | 12,817 | $202.1K | 0.01% | 00.0% | Unchanged |
| Wedbush Securities Inc | 12,732 | $201.0K | 0.01% | −555−4.2% | Reduced |
| Sowell Financial Services LLC | 12,616 | $198.9K | 0.01% | −6,277−33.2% | Reduced |
| Register Financial Advisors LLC | 12,419 | $195.8K | 0.06% | +28+0.2% | Added |
| Sequoia Financial Advisors, LLC | 12,336 | $194.5K | 0.00% | +1,669+15.6% | Added |
| Avail Investment Partners, LLC | 12,325 | $194.4K | 0.15% | +2,002+19.4% | Added |
| Keystone Financial Group | 12,198 | $192.4K | 0.01% | 00.0% | Unchanged |
| Strategic Financial Concepts, LLC | 12,150 | $191.6K | 0.06% | 00.0% | Unchanged |
| WealthBridge Capital Management, LLC | 12,000 | $189.2K | 0.04% | 00.0% | Unchanged |
| Snowden Capital Advisors LLC | 11,936 | $188.2K | 0.00% | +500+4.4% | Added |
| Baker Avenue Asset Management, LP | 11,896 | $187.6K | 0.00% | 00.0% | Unchanged |
| Colonial River Wealth Management, LLC | 11,877 | $187.3K | 0.05% | −2,345−16.5% | Reduced |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 11,548 | $182.1K | 0.00% | 00.0% | Unchanged |
| MQS Management LLC | 11,414 | $180.0K | 0.22% | −21,106−64.9% | Reduced |
| Sovereign Financial Group, Inc. | 10,928 | $172.3K | 0.03% | +173+1.6% | Added |
| Independent Advisor Alliance | 10,638 | $167.8K | 0.00% | −1,112−9.5% | Reduced |
| SageGuard Financial Group, LLC | 10,317 | $162.7K | 0.02% | +8+0.1% | Added |
| IFP Advisors, Inc | 10,182 | $160.6K | 0.00% | +441+4.5% | Added |
| Kingswood Wealth Advisors, LLC | 10,032 | $158.2K | 0.01% | 00.0% | Unchanged |
| Signaturefd, LLC | 9,126 | $143.9K | 0.00% | +1,565+20.7% | Added |
| Caldwell Sutter Capital, Inc. | 9,009 | $142.1K | 0.05% | +2,775+44.5% | Added |
| Jones Financial Companies LLLP | 8,372 | $130.4K | 0.00% | +309+3.8% | Added |
| CWM Advisors, LLC | 8,233 | $129.8K | 0.01% | +2,375+40.5% | Added |
| Armstrong Advisory Group, Inc | 7,916 | $124.8K | 0.01% | −1,691−17.6% | Reduced |
| State of Alaska, Department of Revenue | 7,821 | $123.0K | 0.00% | 00.0% | Unchanged |
| IFG Advisory, LLC | 7,495 | $118.2K | 0.00% | +5,495+274.8% | Added |
| Ameriflex Group, Inc. | 6,549 | $103.3K | 0.04% | 00.0% | Unchanged |
| Simplex Trading, LLC | 6,429 | $101.4K | 0.00% | +6,429 | New |
| SHP Wealth Management | 6,045 | $95.3K | 0.01% | +6,045 | New |
| Huntington National Bank | 5,784 | $91.2K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 5,691 | $89.7K | 0.00% | −476−7.7% | Reduced |
| Chilton Capital Management LLC | 5,500 | $86.7K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 4,858 | $76.6K | 0.00% | −55−1.1% | Reduced |
| Key Capital Management, INC | 4,465 | $70.4K | 0.04% | −911−16.9% | Reduced |
| Sankala Group LLC | 4,237 | $70.4K | 0.05% | +105+2.5% | Added |
| Geneos Wealth Management Inc. | 4,275 | $67.4K | 0.00% | −700−14.1% | Reduced |
| Advocate Investing Services LLC | 4,240 | $66.9K | 0.05% | 00.0% | Unchanged |
| Tradewinds Capital Management, LLC | 4,100 | $64.7K | 0.01% | +102+2.6% | Added |
| Ronald Blue Trust, Inc. | 4,000 | $63.1K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 3,875 | $61.1K | 0.00% | −3,200−45.2% | Reduced |
| Brown, Lisle/Cummings, Inc. | 3,811 | $60.1K | 0.01% | 00.0% | Unchanged |
| Kozak & Associates, Inc. | 3,702 | $58.9K | 0.01% | +92+2.5% | Added |
| Deutsche Bank AG | 3,625 | $57.2K | 0.00% | +105+3.0% | Added |
| Security National Bank | 3,508 | $55.3K | 0.01% | 00.0% | Unchanged |
| Innovative Asset Advisors Group, LLC | 3,500 | $55.2K | 0.02% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 3,500 | $55.2K | 0.00% | +3,500 | New |
| EverSource Wealth Advisors, LLC | 3,322 | $52.4K | 0.00% | 00.0% | Unchanged |
| Whittier Trust Co of Nevada Inc | 2,995 | $47.9K | 0.00% | +74+2.5% | Added |
| MTM Investment Management, LLC | 2,900 | $45.7K | 0.01% | 00.0% | Unchanged |
| Private Trust Co NA | 2,881 | $45.4K | 0.00% | 00.0% | Unchanged |
| Caitlin John, LLC | 2,643 | $41.7K | 0.02% | +1,041+65.0% | Added |
| Hollencrest Capital Management | 2,522 | $39.8K | 0.00% | 00.0% | Unchanged |
| Estabrook Capital Management | 2,506 | $39.5K | 0.01% | +53+2.2% | Added |
| Fifth Third Bancorp | 2,357 | $37.2K | 0.00% | 00.0% | Unchanged |
| Delta Asset Management LLC | 2,170 | $34.2K | 0.00% | −51−2.3% | Reduced |
| Archer Investment Corp | 2,047 | $32.3K | 0.01% | +4+0.2% | Added |
| Custom Index Systems, LLC | 1,927 | $30.4K | 0.01% | +1,927 | New |
| Financial Consulate, Inc | 1,845 | $29.1K | 0.00% | −200−9.8% | Reduced |
| Institute for Wealth Management, LLC. | 1,761 | $27.8K | 0.00% | +1,761 | New |
| Burk Holdings LLC | 1,750 | $27.6K | 0.01% | 00.0% | Unchanged |
| CX Institutional | 1,675 | $26.0K | 0.00% | −475−22.1% | Reduced |
| UBS Asset Management Americas Inc | 1,605 | $25.3K | 0.00% | 00.0% | Unchanged |
| Salem Investment Counselors Inc | 1,500 | $23.7K | 0.00% | −35−2.3% | Reduced |
| Atlantic Union Bankshares Corp | 1,500 | $23.7K | 0.00% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 1,500 | $23.7K | 0.00% | 00.0% | Unchanged |
| ZRC Wealth Management, LLC | 1,361 | $21.5K | 0.01% | −1,906−58.3% | Reduced |
| Abound Wealth Management | 1,300 | $20.5K | 0.00% | +1,300 | New |
| Ancora Advisors, LLC | 1,250 | $19.7K | 0.00% | −25−2.0% | Reduced |
| Chesapeake Asset Management LLC | 1,227 | $19.4K | 0.01% | −77−5.9% | Reduced |
| Clearstead Advisors, LLC | 1,200 | $18.9K | 0.00% | 00.0% | Unchanged |
| Hilton Head Capital Partners, LLC | 1,095 | $17.3K | 0.01% | 00.0% | Unchanged |
| Assetmark, Inc | 1,078 | $17.0K | 0.00% | −208−16.2% | Reduced |
| Rossby Financial, LCC | 997 | $15.7K | 0.00% | +479+92.5% | Added |
| Russell Investments Group, Ltd. | 985 | $15.5K | 0.00% | +510+107.4% | Added |
| NBC Securities, Inc. | 976 | $15.4K | 0.00% | −177−15.4% | Reduced |
| Financial Gravity Companies, Inc. | 900 | $14.2K | 0.00% | +900 | New |
| Action Point Financial Planning, LLC | 831 | $13.1K | 0.00% | +831 | New |
| Asset Dedication, LLC | 756 | $11.9K | 0.00% | 00.0% | Unchanged |
| Gilpin Wealth Management, LLC | 723 | $11.4K | 0.01% | 00.0% | Unchanged |
| Vision Financial Markets LLC | 695 | $11.1K | 0.01% | −300−30.2% | Reduced |
| Valley National Advisers Inc | 656 | $10.3K | 0.00% | 00.0% | Unchanged |