Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $834.9M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q2 2026
Institutional positions in Hercules Capital, Inc. as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 332
- −11 vs. Q1 2026
- Shares held
- 54.3M
- +1.39M (+2.6%) vs. Q1 2026
- Total value
- $834.9M
- +$91.4M (+12.3%) vs. Q1 2026
- New holders
- 35
- 133 more added
- Sold out
- 46
- 101 more reduced
6 institutions that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $834.9M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $1.02B |
| Q3 2025 | 343 | $992.5M |
| Q2 2025 | 326 | $955.2M |
| Q1 2025 | 326 | $775.1M |
| Q4 2024 | 334 | $762.0M |
| Q3 2024 | 299 | $646.1M |
| Q2 2024 | 288 | $679.8M |
| Q1 2024 | 294 | $670.7M |
| Q4 2023 | 290 | $562.3M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $420.3M |
| Q1 2023 | 257 | $405.6M |
| Q4 2022 | 263 | $437.8M |
| Q3 2022 | 237 | $364.3M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.8M |
| Q4 2021 | 246 | $515.6M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $510.3M |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Pandowealth. LLC | 2,507,600 | $0 | 0.00% | 00.0% | Unchanged |
| Danske Bank A/S | 2 | $32 | 0.00% | −7−77.8% | Reduced |
| Ares Financial Consulting, LLC | 2 | $32 | 0.00% | 00.0% | Unchanged |
| Caitong International Asset Management Co., Ltd | 24 | $378 | 0.00% | −1−4.0% | Reduced |
| Elequin Capital LP | 24 | $378 | 0.00% | +15+166.7% | Added |
| Hager Investment Management Services, LLC | 55 | $864 | 0.00% | +2+3.8% | Added |
| Quest 10 Wealth Builders, Inc. | 57 | $903 | 0.00% | 00.0% | Unchanged |
| West Financial Advisors, LLC | 57 | $906 | 0.00% | +1+1.8% | Added |
| JFS Wealth Advisors, LLC | 66 | $1.04K | 0.00% | +66 | New |
| Glen Eagle Advisors, LLC | 100 | $1.58K | 0.00% | 00.0% | Unchanged |
| WealthCollab, LLC | 135 | $2.13K | 0.00% | −506−78.9% | Reduced |
| Roxbury Financial LLC | 160 | $2.52K | 0.00% | +160 | New |
| SWAN Capital LLC | 189 | $2.98K | 0.00% | 00.0% | Unchanged |
| EFG International AG | 193 | $3.04K | 0.00% | +193 | New |
| JPL Wealth Management, LLC | 200 | $3.15K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 205 | $3.23K | 0.00% | −1,000−83.0% | Reduced |
| William B. Walkup & Associates, Inc. | 229 | $3.61K | 0.00% | 00.0% | Unchanged |
| Buck Wealth Strategies, LLC | 246 | $3.88K | 0.00% | +246 | New |
| Continuum Advisory, LLC | 267 | $4.21K | 0.00% | +267 | New |
| Signature Resources Capital Management, LLC | 275 | $4.34K | 0.00% | 00.0% | Unchanged |
| VSM Wealth Advisory, LLC | 300 | $4.73K | 0.00% | +300 | New |
| Northwestern Mutual Wealth Management Co | 312 | $4.92K | 0.00% | −1,630−83.9% | Reduced |
| Kennebec Savings Bank | 315 | $4.97K | 0.00% | +315 | New |
| Hantz Financial Services, Inc. | 360 | $6.00K | 0.00% | −240−40.0% | Reduced |
| PFS Partners, LLC | 413 | $6.51K | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 425 | $6.75K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 432 | $6.81K | 0.00% | +432 | New |
| Citigroup Inc | 447 | $7.05K | 0.00% | +51+12.9% | Added |
| Alerus Financial NA | 517 | $8.15K | 0.00% | 00.0% | Unchanged |
| Bank of New Hampshire | 600 | $9.46K | 0.00% | 00.0% | Unchanged |
| Community Bank, N.A. | 625 | $9.86K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 656 | $10.3K | 0.00% | 00.0% | Unchanged |
| Vision Financial Markets LLC | 695 | $11.1K | 0.01% | −300−30.2% | Reduced |
| Gilpin Wealth Management, LLC | 723 | $11.4K | 0.01% | 00.0% | Unchanged |
| Asset Dedication, LLC | 756 | $11.9K | 0.00% | 00.0% | Unchanged |
| Action Point Financial Planning, LLC | 831 | $13.1K | 0.00% | +831 | New |
| Financial Gravity Companies, Inc. | 900 | $14.2K | 0.00% | +900 | New |
| NBC Securities, Inc. | 976 | $15.4K | 0.00% | −177−15.4% | Reduced |
| Russell Investments Group, Ltd. | 985 | $15.5K | 0.00% | +510+107.4% | Added |
| Rossby Financial, LCC | 997 | $15.7K | 0.00% | +479+92.5% | Added |
| Assetmark, Inc | 1,078 | $17.0K | 0.00% | −208−16.2% | Reduced |
| Hilton Head Capital Partners, LLC | 1,095 | $17.3K | 0.01% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 1,200 | $18.9K | 0.00% | 00.0% | Unchanged |
| Chesapeake Asset Management LLC | 1,227 | $19.4K | 0.01% | −77−5.9% | Reduced |
| Ancora Advisors, LLC | 1,250 | $19.7K | 0.00% | −25−2.0% | Reduced |
| Abound Wealth Management | 1,300 | $20.5K | 0.00% | +1,300 | New |
| ZRC Wealth Management, LLC | 1,361 | $21.5K | 0.01% | −1,906−58.3% | Reduced |
| Salem Investment Counselors Inc | 1,500 | $23.7K | 0.00% | −35−2.3% | Reduced |
| Atlantic Union Bankshares Corp | 1,500 | $23.7K | 0.00% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 1,500 | $23.7K | 0.00% | 00.0% | Unchanged |
| UBS Asset Management Americas Inc | 1,605 | $25.3K | 0.00% | 00.0% | Unchanged |
| CX Institutional | 1,675 | $26.0K | 0.00% | −475−22.1% | Reduced |
| Burk Holdings LLC | 1,750 | $27.6K | 0.01% | 00.0% | Unchanged |
| Institute for Wealth Management, LLC. | 1,761 | $27.8K | 0.00% | +1,761 | New |
| Financial Consulate, Inc | 1,845 | $29.1K | 0.00% | −200−9.8% | Reduced |
| Custom Index Systems, LLC | 1,927 | $30.4K | 0.01% | +1,927 | New |
| Delta Asset Management LLC | 2,170 | $34.2K | 0.00% | −51−2.3% | Reduced |
| Fifth Third Bancorp | 2,357 | $37.2K | 0.00% | 00.0% | Unchanged |
| Estabrook Capital Management | 2,506 | $39.5K | 0.01% | +53+2.2% | Added |
| Hollencrest Capital Management | 2,522 | $39.8K | 0.00% | 00.0% | Unchanged |
| Caitlin John, LLC | 2,643 | $41.7K | 0.02% | +1,041+65.0% | Added |
| Private Trust Co NA | 2,881 | $45.4K | 0.00% | 00.0% | Unchanged |
| MTM Investment Management, LLC | 2,900 | $45.7K | 0.01% | 00.0% | Unchanged |
| Whittier Trust Co of Nevada Inc | 2,995 | $47.9K | 0.00% | +74+2.5% | Added |
| EverSource Wealth Advisors, LLC | 3,322 | $52.4K | 0.00% | 00.0% | Unchanged |
| Innovative Asset Advisors Group, LLC | 3,500 | $55.2K | 0.02% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 3,500 | $55.2K | 0.00% | +3,500 | New |
| Security National Bank | 3,508 | $55.3K | 0.01% | 00.0% | Unchanged |
| Deutsche Bank AG | 3,625 | $57.2K | 0.00% | +105+3.0% | Added |
| Kozak & Associates, Inc. | 3,702 | $58.9K | 0.01% | +92+2.5% | Added |
| Brown, Lisle/Cummings, Inc. | 3,811 | $60.1K | 0.01% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 3,875 | $61.1K | 0.00% | −3,200−45.2% | Reduced |
| Ronald Blue Trust, Inc. | 4,000 | $63.1K | 0.00% | 00.0% | Unchanged |
| Archer Investment Corp | 4,094 | $64.6K | 0.01% | +2,051+100.4% | Added |
| Tradewinds Capital Management, LLC | 4,100 | $64.7K | 0.01% | +102+2.6% | Added |
| Advocate Investing Services LLC | 4,240 | $66.9K | 0.05% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 4,275 | $67.4K | 0.00% | −700−14.1% | Reduced |
| Sankala Group LLC | 4,237 | $70.4K | 0.05% | +105+2.5% | Added |
| Key Capital Management, INC | 4,465 | $70.4K | 0.04% | −911−16.9% | Reduced |
| Harbour Investments, Inc. | 4,858 | $76.6K | 0.00% | −55−1.1% | Reduced |
| Chilton Capital Management LLC | 5,500 | $86.7K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 5,691 | $89.7K | 0.00% | −476−7.7% | Reduced |
| Huntington National Bank | 5,784 | $91.2K | 0.00% | 00.0% | Unchanged |
| SHP Wealth Management | 6,045 | $95.3K | 0.01% | +6,045 | New |
| Simplex Trading, LLC | 6,429 | $101.4K | 0.00% | +6,429 | New |
| Ameriflex Group, Inc. | 6,549 | $103.3K | 0.04% | 00.0% | Unchanged |
| IFG Advisory, LLC | 7,495 | $118.2K | 0.00% | +5,495+274.8% | Added |
| State of Alaska, Department of Revenue | 7,821 | $123.0K | 0.00% | 00.0% | Unchanged |
| Armstrong Advisory Group, Inc | 7,916 | $124.8K | 0.01% | −1,691−17.6% | Reduced |
| CWM Advisors, LLC | 8,233 | $129.8K | 0.01% | +2,375+40.5% | Added |
| Jones Financial Companies LLLP | 8,372 | $130.4K | 0.00% | +309+3.8% | Added |
| Caldwell Sutter Capital, Inc. | 9,009 | $142.1K | 0.05% | +2,775+44.5% | Added |
| Signaturefd, LLC | 9,126 | $143.9K | 0.00% | +1,565+20.7% | Added |
| Kingswood Wealth Advisors, LLC | 10,032 | $158.2K | 0.01% | 00.0% | Unchanged |
| IFP Advisors, Inc | 10,182 | $160.6K | 0.00% | +441+4.5% | Added |
| SageGuard Financial Group, LLC | 10,317 | $162.7K | 0.02% | +8+0.1% | Added |
| Independent Advisor Alliance | 10,638 | $167.8K | 0.00% | −1,112−9.5% | Reduced |
| Sovereign Financial Group, Inc. | 10,928 | $172.3K | 0.03% | +173+1.6% | Added |
| MQS Management LLC | 11,414 | $180.0K | 0.22% | −21,106−64.9% | Reduced |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 11,548 | $182.1K | 0.00% | 00.0% | Unchanged |