Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q4 2024
Institutional positions in Hercules Capital, Inc. as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 334
- +40 vs. Q3 2024
- Shares held
- 37.9M
- +6.57M (+21.0%) vs. Q3 2024
- Total value
- $760.4M
- +$132.6M (+21.1%) vs. Q3 2024
- New holders
- 64
- 140 more added
- Sold out
- 24
- 67 more reduced
5 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| HRT Financial LP | 321,965 | $6.47M | 0.03% | +99,199+44.5% | Added |
| Ameriprise Financial Inc | 325,912 | $6.55M | 0.00% | +28,812+9.7% | Added |
| Commonwealth Equity Services, LLC | 327,372 | $6.58M | 0.01% | +4,896+1.5% | Added |
| Denali Advisors LLC | 349,500 | $7.02M | 0.74% | −9,080−2.5% | Reduced |
| Border to Coast Pensions Partnership Ltd | 350,000 | $7.03M | 0.14% | 00.0% | Unchanged |
| Credit Agricole S A | 360,565 | $7.24M | 0.02% | +30,194+9.1% | Added |
| Confluence Investment Management LLC | 382,163 | $7.68M | 0.11% | +1,711+0.4% | Added |
| Voloridge Investment Management, LLC | 386,006 | $7.75M | 0.03% | +386,006 | New |
| Franklin Resources Inc | 389,280 | $7.82M | 0.00% | +2,055+0.5% | Added |
| Advisors Asset Management, Inc. | 406,191 | $8.16M | 0.15% | −794−0.2% | Reduced |
| Stifel Financial Corp | 420,279 | $8.44M | 0.01% | +47,587+12.8% | Added |
| Millennium Management LLC | 429,125 | $8.62M | 0.01% | +406,944+1,834.7% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 442,767 | $8.90M | 0.01% | +41,634+10.4% | Added |
| JPMorgan Chase & Co | 443,114 | $8.90M | 0.00% | +150,136+51.2% | Added |
| Muzinich & Co., Inc. | 449,996 | $9.04M | 6.38% | +41,634+10.2% | Added |
| UBS Group AG | 450,890 | $9.06M | 0.00% | +148,688+49.2% | Added |
| Tectonic Advisors LLC | 493,808 | $9.92M | 0.65% | +60,776+14.0% | Added |
| Gilman Hill Asset Management, LLC | 577,158 | $11.6M | 2.02% | −20,549−3.4% | Reduced |
| D. E. Shaw & Co., Inc. | 592,574 | $11.9M | 0.01% | +592,574 | New |
| Raymond James Financial Inc | 595,459 | $12.0M | 0.00% | +595,459 | New |
| Wells Fargo & Company | 670,674 | $13.5M | 0.00% | +15,836+2.4% | Added |
| Marshall Wace, LLP | 740,210 | $14.9M | 0.02% | +740,210 | New |
| Melia Wealth LLC | 760,359 | $15.3M | 7.97% | +16,786+2.3% | Added |
| Royal Bank of Canada | 788,353 | $15.8M | 0.00% | +23,783+3.1% | Added |
| Citadel Advisors LLC | 828,809 | $16.7M | 0.02% | +435,861+110.9% | Added |
| BlackRock, Inc. | 857,515 | $17.2M | 0.00% | +154,163+21.9% | Added |
| Two Sigma Investments, LP | 945,849 | $19.0M | 0.04% | +488,172+106.7% | Added |
| LPL Financial LLC | 987,320 | $19.8M | 0.01% | +4050.0% | Added |
| Advisors Capital Management, LLC | 1,018,210 | $20.5M | 0.32% | +62,610+6.6% | Added |
| Legal & General Group Plc | 1,077,851 | $21.7M | 0.01% | −93,666−8.0% | Reduced |
| Morgan Stanley | 1,279,683 | $25.7M | 0.00% | +22,717+1.8% | Added |
| Two Sigma Advisers, LP | 1,406,900 | $28.3M | 0.07% | +946,700+205.7% | Added |
| Sound Income Strategies, LLC | 2,815,214 | $56.6M | 3.50% | +77,869+2.8% | Added |
| Van Eck Associates Corp | 3,438,447 | $69.1M | 0.09% | +323,028+10.4% | Added |
| Centaurus Financial, Inc. | 0 | $0 | 0.00% | −222,491−100.0% | Sold out |
| TrueMark Investments, LLC | 0 | $0 | 0.00% | −199,153−100.0% | Sold out |
| Morse Asset Management, Inc | 0 | $0 | 0.00% | −34,900−100.0% | Sold out |
| Founders Financial Alliance, LLC | 0 | $0 | 0.00% | −28,701−100.0% | Sold out |
| Alliancebernstein L.P. | 0 | $0 | 0.00% | −23,163−100.0% | Sold out |
| Twinbeech Capital LP | 0 | $0 | 0.00% | −19,925−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −19,275−100.0% | Sold out |
| TownSquare Capital, LLC | 0 | $0 | 0.00% | −18,402−100.0% | Sold out |
| Global Assets Advisory, LLC | 0 | $0 | 0.00% | −17,785−100.0% | Sold out |
| Wealthspire Advisors, LLC | 0 | $0 | 0.00% | −15,010−100.0% | Sold out |
| MQS Management LLC | 0 | $0 | 0.00% | −13,620−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −12,236−100.0% | Sold out |
| IMC-Chicago, LLC | 0 | $0 | 0.00% | −11,909−100.0% | Sold out |
| First Foundation Advisors | 0 | $0 | 0.00% | −11,410−100.0% | Sold out |
| Childress Capital Advisors, LLC | 0 | $0 | 0.00% | −11,370−100.0% | Sold out |
| Wealthcare Advisory Partners LLC | 0 | $0 | 0.00% | −10,914−100.0% | Sold out |
| Jaffetilchin Investment Partners, LLC | 0 | $0 | 0.00% | −7,714−100.0% | Sold out |
| C M Bidwell & Associates Ltd | 0 | $0 | 0.00% | −3,640−100.0% | Sold out |
| NBC Securities, Inc. | 0 | $0 | 0.00% | −2,304−100.0% | Sold out |
| Ridgewood Investments LLC | 0 | $0 | 0.00% | −1,400−100.0% | Sold out |
| Jefferies Financial Group Inc. | 0 | $0 | 0.00% | −1,392−100.0% | Sold out |
| AdvisorNet Financial, Inc | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Householder Group Estate & Retirement Specialist, LLC | 0 | $0 | 0.00% | −34−100.0% | Sold out |
| Flputnam Investment Management Co | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| Raymond James & Associates | – | – | – | – | Not filed |
| Raymond James Financial Services Advisors, Inc. | – | – | – | – | Not filed |
| Axiom Advisory, LLC | – | – | – | – | Not filed |
| Planning Capital Management Corp | – | – | – | – | Not filed |
| FinTrust Capital Advisors, LLC | – | – | – | – | Not filed |