Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q3 2024
Institutional positions in Hercules Capital, Inc. as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 299
- +15 vs. Q2 2024
- Shares held
- 31.9M
- +553.8K (+1.8%) vs. Q2 2024
- Total value
- $640.1M
- −$9.93M (−1.5%) vs. Q2 2024
- New holders
- 39
- 123 more added
- Sold out
- 24
- 79 more reduced
4 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Virtus ETF Advisers LLC | 41,266 | $810.5K | 0.38% | +4,852+13.3% | Added |
| Bristlecone Advisors, LLC | 41,986 | $824.6K | 0.07% | 00.0% | Unchanged |
| Independent Financial Group, LLC | 42,586 | $836.4K | 0.03% | +2,005+4.9% | Added |
| US Bancorp | 43,419 | $852.7K | 0.00% | −1,567−3.5% | Reduced |
| Sigma Planning Corp | 43,705 | $858.4K | 0.03% | +519+1.2% | Added |
| McDonald Partners LLC | 48,000 | $942.7K | 0.24% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 49,189 | $966.1K | 0.00% | +4,200+9.3% | Added |
| North Star Investment Management Corp. | 52,080 | $1.02M | 0.07% | +3,371+6.9% | Added |
| BNP Paribas Arbitrage, SA | 53,068 | $1.04M | 0.00% | +44,386+511.2% | Added |
| Alps Advisors Inc | 55,365 | $1.09M | 0.01% | +7,090+14.7% | Added |
| Arkadios Wealth Advisors | 55,802 | $1.10M | 0.06% | +900+1.6% | Added |
| Abundance Wealth Counselors | 55,916 | $1.10M | 0.23% | +55,916 | New |
| Kovitz Investment Group Partners, LLC | 57,466 | $1.13M | 0.01% | +37,466+187.3% | Added |
| Global Retirement Partners, LLC | 59,871 | $1.18M | 0.04% | +11,465+23.7% | Added |
| Naples Global Advisors, LLC | 61,659 | $1.21M | 0.11% | +300.0% | Added |
| IHT Wealth Management, LLC | 61,875 | $1.22M | 0.03% | +2,787+4.7% | Added |
| HighTower Advisors, LLC | 62,435 | $1.23M | 0.00% | −4,489−6.7% | Reduced |
| Neuberger Berman Group LLC | 62,532 | $1.23M | 0.00% | +37,373+148.5% | Added |
| Lido Advisors, LLC | 63,166 | $1.24M | 0.01% | +19,602+45.0% | Added |
| Essex Financial Services, Inc. | 62,802 | $1.26M | 0.09% | +9,195+17.2% | Added |
| Jump Financial, LLC | 67,254 | $1.32M | 0.03% | −8,365−11.1% | Reduced |
| Axiom Advisory, LLC | 71,032 | $1.40M | 0.01% | +2,565+3.7% | Added |
| Delphi Management Inc | 75,066 | $1.47M | 1.34% | −21,725−22.4% | Reduced |
| Toroso Investments, LLC | 76,262 | $1.50M | 0.02% | +5,704+8.1% | Added |
| Kestra Private Wealth Services, LLC | 76,854 | $1.51M | 0.03% | +60,449+368.5% | Added |
| Creegan & Nassoura Financial Group, LLC | 80,370 | $1.58M | 0.99% | −1,250−1.5% | Reduced |
| Steward Partners Investment Advisory, LLC | 82,843 | $1.63M | 0.02% | +8,935+12.1% | Added |
| Invesco Ltd. | 83,849 | $1.65M | 0.00% | +5,715+7.3% | Added |
| Nations Financial Group Inc, | 91,648 | $1.80M | 0.13% | +2,571+2.9% | Added |
| Natixis | 91,715 | $1.80M | 0.01% | +15,191+19.9% | Added |
| Legacy Capital Wealth Partners, LLC | 93,211 | $1.83M | 0.37% | −4,823−4.9% | Reduced |
| Northern Trust Corp | 95,206 | $1.87M | 0.00% | +11,860+14.2% | Added |
| PFG Investments, LLC | 110,854 | $2.18M | 0.14% | +2,679+2.5% | Added |
| Hennion & Walsh Asset Management, Inc. | 112,391 | $2.21M | 0.10% | −20,045−15.1% | Reduced |
| CIBC Private Wealth Group, LLC | 114,491 | $2.25M | 0.00% | +1,290+1.1% | Added |
| Taylor Frigon Capital Management LLC | 115,796 | $2.27M | 1.13% | +1,120+1.0% | Added |
| Goldman Sachs Group Inc | 115,797 | $2.27M | 0.00% | −114,296−49.7% | Reduced |
| Napa Wealth Management | 120,294 | $2.36M | 1.12% | +6,397+5.6% | Added |
| Private Advisor Group, LLC | 123,914 | $2.43M | 0.02% | +27,221+28.2% | Added |
| Bank of America Corp | 124,467 | $2.44M | 0.00% | −148,411−54.4% | Reduced |
| Great West Life Assurance Co | 127,392 | $2.51M | 0.00% | +12,157+10.5% | Added |
| Mount Yale Investment Advisors, LLC | 132,075 | $2.59M | 0.25% | −10,604−7.4% | Reduced |
| Cetera Investment Advisers | 132,156 | $2.60M | 0.01% | −384−0.3% | Reduced |
| Waterloo Capital, L.P. | 134,229 | $2.64M | 0.29% | −16,326−10.8% | Reduced |
| Truvestments Capital LLC | 136,275 | $2.68M | 0.72% | +1,933+1.4% | Added |
| Rockefeller Capital Management L.P. | 137,868 | $2.71M | 0.01% | +3,239+2.4% | Added |
| Naviter Wealth, LLC | 137,931 | $2.71M | 0.38% | +10,382+8.1% | Added |
| DnB Asset Management AS | 140,106 | $2.75M | 0.01% | +4,850+3.6% | Added |
| Graypoint LLC | 140,230 | $2.75M | 0.18% | +3,533+2.6% | Added |
| Advisor Group Holdings, Inc. | 152,257 | $2.99M | 0.01% | +14,696+10.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 152,500 | $3.00M | 0.01% | +14,878+10.8% | Added |
| Prevail Innovative Wealth Advisors, LLC | 155,212 | $3.05M | 0.93% | +155,212 | New |
| Baker Avenue Asset Management, LP | 159,668 | $3.14M | 0.10% | +4,978+3.2% | Added |
| Ares Management LLC | 198,306 | $3.89M | 0.11% | +55,268+38.6% | Added |
| TrueMark Investments, LLC | 199,153 | $3.91M | 1.26% | +51,735+35.1% | Added |
| Financial Advisory Service, Inc. | 206,967 | $4.06M | 0.32% | −1,058−0.5% | Reduced |
| Left Brain Wealth Management, LLC | 208,661 | $4.10M | 1.91% | +8,580+4.3% | Added |
| Blair William & Co | 212,810 | $4.18M | 0.01% | +70,931+50.0% | Added |
| Envestnet Asset Management Inc | 221,035 | $4.34M | 0.00% | +34,200+18.3% | Added |
| Centaurus Financial, Inc. | 222,491 | $4.37M | 0.28% | −14,875−6.3% | Reduced |
| HRT Financial LP | 222,766 | $4.38M | 0.02% | −14,768−6.2% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 228,138 | $4.48M | 0.01% | +142,611+166.7% | Added |
| Atria Wealth Solutions, Inc. | 253,158 | $4.97M | 0.05% | −4,654−1.8% | Reduced |
| D.A. Davidson & Co. | 283,850 | $5.57M | 0.05% | +18,823+7.1% | Added |
| Capital Advisory Group Advisory Services, LLC | 286,734 | $5.63M | 2.24% | −54,046−15.9% | Reduced |
| JPMorgan Chase & Co | 292,978 | $5.75M | 0.00% | −111,073−27.5% | Reduced |
| The PNC Financial Services Group, Inc. | 294,507 | $5.78M | 0.00% | −859−0.3% | Reduced |
| Ameriprise Financial Inc | 297,100 | $5.84M | 0.00% | −89,822−23.2% | Reduced |
| UBS Group AG | 302,202 | $5.94M | 0.00% | +51,208+20.4% | Added |
| Janney Montgomery Scott LLC | 303,858 | $5.97M | 0.02% | +6,671+2.2% | Added |
| Commonwealth Equity Services, LLC | 322,476 | $6.33M | 0.01% | −8,167−2.5% | Reduced |
| Raymond James & Associates | 322,781 | $6.34M | 0.00% | −282,852−46.7% | Reduced |
| Credit Agricole S A | 330,371 | $6.49M | 0.03% | +215,232+186.9% | Added |
| Border to Coast Pensions Partnership Ltd | 350,000 | $6.85M | 0.14% | 00.0% | Unchanged |
| S&T Bank | 357,127 | $7.01M | 1.84% | −30,032−7.8% | Reduced |
| Denali Advisors LLC | 358,580 | $7.04M | 0.76% | +358,580 | New |
| Stifel Financial Corp | 372,692 | $7.32M | 0.01% | −17,040−4.4% | Reduced |
| Confluence Investment Management LLC | 380,452 | $7.47M | 0.10% | +904+0.2% | Added |
| Franklin Resources Inc | 387,225 | $7.67M | 0.00% | +84,780+28.0% | Added |
| Citadel Advisors LLC | 392,948 | $7.72M | 0.01% | +256,813+188.6% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 401,133 | $7.88M | 0.01% | +36,886+10.1% | Added |
| Advisors Asset Management, Inc. | 406,985 | $7.99M | 0.15% | +34,718+9.3% | Added |
| Muzinich & Co., Inc. | 408,362 | $8.02M | 6.33% | +36,886+9.9% | Added |
| Tectonic Advisors LLC | 433,032 | $8.50M | 0.56% | +62,826+17.0% | Added |
| Two Sigma Investments, LP | 457,677 | $8.99M | 0.02% | −128,432−21.9% | Reduced |
| Two Sigma Advisers, LP | 460,200 | $9.04M | 0.02% | −376,400−45.0% | Reduced |
| Gilman Hill Asset Management, LLC | 597,707 | $11.7M | 1.96% | −9,962−1.6% | Reduced |
| Wells Fargo & Company | 654,838 | $12.9M | 0.00% | −2,805−0.4% | Reduced |
| BlackRock, Inc. | 703,352 | $13.8M | 0.00% | +703,352 | New |
| Melia Wealth LLC | 743,573 | $14.6M | 7.56% | +11,515+1.6% | Added |
| Royal Bank of Canada | 764,570 | $15.0M | 0.00% | −33,660−4.2% | Reduced |
| Advisors Capital Management, LLC | 955,600 | $18.8M | 0.31% | +9,287+1.0% | Added |
| LPL Financial LLC | 986,915 | $19.4M | 0.01% | +130,627+15.3% | Added |
| International Assets Investment Management, LLC | 407,119 | $20.7M | 0.09% | +386,367+1,861.8% | Added |
| Legal & General Group Plc | 1,171,517 | $23.0M | 0.01% | −82,893−6.6% | Reduced |
| Morgan Stanley | 1,256,966 | $24.7M | 0.00% | +76,655+6.5% | Added |
| Sound Income Strategies, LLC | 2,737,345 | $53.8M | 3.46% | +47,672+1.8% | Added |
| Van Eck Associates Corp | 3,115,419 | $61.9M | 0.08% | +290,579+10.3% | Added |
| Flputnam Investment Management Co | 250 | – | – | −5,131−95.4% | Reduced |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −867,395−100.0% | Sold out |