Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q2 2024
Institutional positions in Hercules Capital, Inc. as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 288
- −3 vs. Q1 2024
- Shares held
- 32.4M
- −1.27M (−3.8%) vs. Q1 2024
- Total value
- $671.2M
- +$54.9M (+8.9%) vs. Q1 2024
- New holders
- 32
- 118 more added
- Sold out
- 35
- 81 more reduced
3 institutions that held it in Q1 2024 haven't filed for Q2 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| North Star Investment Management Corp. | 48,709 | $996.1K | 0.07% | +1,082+2.3% | Added |
| Engineers Gate Manager LP | 49,570 | $1.01M | 0.02% | +24,158+95.1% | Added |
| Arkadios Wealth Advisors | 54,902 | $1.12M | 0.08% | 00.0% | Unchanged |
| IHT Wealth Management, LLC | 59,088 | $1.21M | 0.05% | +6,758+12.9% | Added |
| Naples Global Advisors, LLC | 61,629 | $1.26M | 0.13% | −1,400−2.2% | Reduced |
| Jefferies Financial Group Inc. | 63,533 | $1.30M | 0.03% | +63,533 | New |
| Axiom Advisory, LLC | 68,467 | $1.32M | 0.01% | +68,467 | New |
| HighTower Advisors, LLC | 66,924 | $1.37M | 0.00% | +1,064+1.6% | Added |
| Toroso Investments, LLC | 70,558 | $1.44M | 0.02% | +7,521+11.9% | Added |
| Steward Partners Investment Advisory, LLC | 73,908 | $1.51M | 0.02% | +1,710+2.4% | Added |
| Jump Financial, LLC | 75,619 | $1.55M | 0.03% | +16,214+27.3% | Added |
| Natixis | 76,524 | $1.56M | 0.01% | +173+0.2% | Added |
| Invesco Ltd. | 78,134 | $1.60M | 0.00% | −4,860−5.9% | Reduced |
| Creegan & Nassoura Financial Group, LLC | 81,620 | $1.67M | 1.15% | −1,000−1.2% | Reduced |
| Northern Trust Corp | 83,346 | $1.70M | 0.00% | −6,914−7.7% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 85,527 | $1.75M | 0.00% | −2,119−2.4% | Reduced |
| Nations Financial Group Inc, | 89,077 | $1.82M | 0.15% | −76−0.1% | Reduced |
| Private Advisor Group, LLC | 96,693 | $1.98M | 0.01% | −3,926−3.9% | Reduced |
| Delphi Management Inc | 96,791 | $1.98M | 1.61% | −659−0.7% | Reduced |
| Legacy Capital Wealth Partners, LLC | 98,034 | $2.00M | 0.51% | +98,034 | New |
| PFG Investments, LLC | 108,175 | $2.21M | 0.16% | −1,336−1.2% | Reduced |
| Alliancebernstein L.P. | 109,163 | $2.23M | 0.00% | −31,000−22.1% | Reduced |
| Wintrust Investments LLC | 111,221 | $2.27M | 0.19% | +959+0.9% | Added |
| Napa Wealth Management | 113,897 | $2.33M | 1.57% | +23,577+26.1% | Added |
| Taylor Frigon Capital Management LLC | 114,676 | $2.35M | 1.12% | +3,650+3.3% | Added |
| Credit Agricole S A | 115,139 | $2.35M | 0.01% | +115,139 | New |
| Great West Life Assurance Co | 115,235 | $2.36M | 0.00% | +2,896+2.6% | Added |
| CIBC Private Wealth Group, LLC | 113,201 | $2.37M | 0.00% | −2,294−2.0% | Reduced |
| ExodusPoint Capital Management, LP | 116,100 | $2.37M | 0.03% | +116,100 | New |
| Naviter Wealth, LLC | 127,549 | $2.61M | 0.39% | +35,365+38.4% | Added |
| Polaris Capital Management, LLC | 128,665 | $2.63M | 0.14% | +3,120+2.5% | Added |
| Hennion & Walsh Asset Management, Inc. | 132,436 | $2.71M | 0.14% | −4,866−3.5% | Reduced |
| Cetera Investment Advisers | 132,540 | $2.71M | 0.01% | +5,751+4.5% | Added |
| Truvestments Capital LLC | 134,342 | $2.75M | 1.09% | +11,154+9.1% | Added |
| Rockefeller Capital Management L.P. | 134,629 | $2.75M | 0.01% | −806−0.6% | Reduced |
| DnB Asset Management AS | 135,256 | $2.77M | 0.01% | +19,626+17.0% | Added |
| Citadel Advisors LLC | 136,135 | $2.78M | 0.00% | −369,395−73.1% | Reduced |
| Graypoint LLC | 136,697 | $2.80M | 0.19% | +3,323+2.5% | Added |
| Advisor Group Holdings, Inc. | 137,561 | $2.81M | 0.01% | −24,360−15.0% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 137,622 | $2.81M | 0.01% | +32,929+31.5% | Added |
| Blair William & Co | 141,879 | $2.90M | 0.01% | 00.0% | Unchanged |
| Mount Yale Investment Advisors, LLC | 142,679 | $2.92M | 0.23% | +2,589+1.8% | Added |
| Ares Management LLC | 143,038 | $2.93M | 0.09% | 00.0% | Unchanged |
| TrueMark Investments, LLC | 147,418 | $3.01M | 1.03% | +147,418 | New |
| Waterloo Capital, L.P. | 150,555 | $3.08M | 0.37% | +6,208+4.3% | Added |
| Baker Avenue Asset Management, LP | 154,690 | $3.16M | 0.11% | −4,134−2.6% | Reduced |
| Envestnet Asset Management Inc | 186,835 | $3.82M | 0.00% | +38,131+25.6% | Added |
| Left Brain Wealth Management, LLC | 200,081 | $4.09M | 1.91% | +18,680+10.3% | Added |
| Financial Advisory Service, Inc. | 208,025 | $4.25M | 0.37% | −1,961−0.9% | Reduced |
| Goldman Sachs Group Inc | 230,093 | $4.71M | 0.00% | +71,041+44.7% | Added |
| Centaurus Financial, Inc. | 237,366 | $4.85M | 0.32% | −3,452−1.4% | Reduced |
| HRT Financial LP | 237,534 | $4.86M | 0.03% | +156,800+194.2% | Added |
| UBS Group AG | 250,994 | $5.13M | 0.00% | −2,431−1.0% | Reduced |
| Atria Wealth Solutions, Inc. | 257,812 | $5.27M | 0.06% | −20,177−7.3% | Reduced |
| D.A. Davidson & Co. | 265,027 | $5.42M | 0.05% | +16,912+6.8% | Added |
| Bank of America Corp | 272,878 | $5.58M | 0.00% | +133,188+95.3% | Added |
| The PNC Financial Services Group, Inc. | 295,366 | $6.04M | 0.00% | −2,440−0.8% | Reduced |
| Janney Montgomery Scott LLC | 297,187 | $6.08M | 0.02% | −4,186−1.4% | Reduced |
| Franklin Resources Inc | 302,445 | $6.18M | 0.00% | +30,876+11.4% | Added |
| Commonwealth Equity Services, LLC | 330,643 | $6.76M | 0.01% | +33,297+11.2% | Added |
| Capital Advisory Group Advisory Services, LLC | 340,780 | $6.97M | 2.98% | +36,962+12.2% | Added |
| Border to Coast Pensions Partnership Ltd | 350,000 | $7.16M | 0.17% | −24,837−6.6% | Reduced |
| McKinley Capital Management LLC /Delaware | 356,422 | $7.29M | 1.28% | +14,555+4.3% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 364,247 | $7.45M | 0.01% | −6,936−1.9% | Reduced |
| Tectonic Advisors LLC | 370,206 | $7.57M | 0.55% | +25,343+7.3% | Added |
| Muzinich & Co., Inc. | 371,476 | $7.60M | 6.09% | −6,816−1.8% | Reduced |
| Advisors Asset Management, Inc. | 372,267 | $7.61M | 0.15% | −1,740−0.5% | Reduced |
| Confluence Investment Management LLC | 379,548 | $7.76M | 0.11% | +2,875+0.8% | Added |
| Ameriprise Financial Inc | 386,922 | $7.91M | 0.00% | +186,594+93.1% | Added |
| S&T Bank | 387,159 | $7.92M | 2.02% | −141,389−26.8% | Reduced |
| Stifel Financial Corp | 389,732 | $7.97M | 0.01% | +13,034+3.5% | Added |
| JPMorgan Chase & Co | 404,051 | $8.26M | 0.00% | −131,320−24.5% | Reduced |
| Two Sigma Investments, LP | 586,109 | $12.0M | 0.03% | −28,647−4.7% | Reduced |
| Raymond James & Associates | 605,633 | $12.4M | 0.01% | −174,315−22.3% | Reduced |
| Gilman Hill Asset Management, LLC | 607,669 | $12.4M | 2.25% | +7,485+1.2% | Added |
| BlackRock Inc. | 651,944 | $13.3M | 0.00% | +24,496+3.9% | Added |
| Wells Fargo & Company | 657,643 | $13.4M | 0.00% | +73,647+12.6% | Added |
| Melia Wealth LLC | 732,058 | $15.0M | 8.17% | +40,518+5.9% | Added |
| Strategic Financial Concepts, LLC | 353,221 | $16.3M | 0.06% | +336,921+2,067.0% | Added |
| Royal Bank of Canada | 798,230 | $16.3M | 0.00% | +18,450+2.4% | Added |
| Two Sigma Advisers, LP | 836,600 | $17.1M | 0.04% | +51,200+6.5% | Added |
| LPL Financial LLC | 856,288 | $17.5M | 0.01% | +70,159+8.9% | Added |
| Marshall Wace, LLP | 867,395 | $17.7M | 0.03% | −631,769−42.1% | Reduced |
| Advisors Capital Management, LLC | 946,313 | $19.4M | 0.34% | +18,271+2.0% | Added |
| Morgan Stanley | 1,180,311 | $24.1M | 0.00% | +39,199+3.4% | Added |
| Legal & General Group Plc | 1,254,410 | $25.7M | 0.01% | +40,128+3.3% | Added |
| Sound Income Strategies, LLC | 2,689,673 | $55.0M | 3.44% | +35,554+1.3% | Added |
| Van Eck Associates Corp | 2,824,840 | $57.8M | 0.08% | +298,992+11.8% | Added |
| Hudson Bay Capital Management LP | 0 | $0 | 0.00% | −1,056,266−100.0% | Sold out |
| Miller Howard Investments Inc | 0 | $0 | 0.00% | −270,000−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −171,182−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −148,907−100.0% | Sold out |
| Significant Wealth Partners LLC | 0 | $0 | 0.00% | −86,717−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −68,298−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −55,600−100.0% | Sold out |
| Abundance Wealth Counselors | 0 | $0 | 0.00% | −50,978−100.0% | Sold out |
| Chesapeake Capital Corp | 0 | $0 | 0.00% | −44,526−100.0% | Sold out |
| Twinbeech Capital LP | 0 | $0 | 0.00% | −37,958−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −28,167−100.0% | Sold out |
| Sage Mountain Advisors LLC | 0 | $0 | 0.00% | −25,458−100.0% | Sold out |