Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q3 2022
Institutional positions in Hercules Capital, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 237
- −7 vs. Q2 2022
- Shares held
- 31.2M
- +1.30M (+4.3%) vs. Q2 2022
- Total value
- $364.1M
- −$40.6M (−10.0%) vs. Q2 2022
- New holders
- 29
- 96 more added
- Sold out
- 36
- 65 more reduced
5 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Raymond James & Associates | 212,659 | $2.46M | 0.00% | +32,043+17.7% | Added |
| Commonwealth Equity Services, LLC | 214,670 | $2.48M | 0.01% | +3,184+1.5% | Added |
| Janney Montgomery Scott LLC | 237,973 | $2.76M | 0.01% | +33,768+16.5% | Added |
| Schonfeld Strategic Advisors LLC | 246,400 | $2.85M | 0.02% | −18,700−7.1% | Reduced |
| Atria Wealth Solutions, Inc. | 272,598 | $3.16M | 0.05% | +272,598 | New |
| Alliancebernstein L.P. | 273,404 | $3.17M | 0.00% | −21,511−7.3% | Reduced |
| The PNC Financial Services Group, Inc. | 274,119 | $3.17M | 0.00% | −14,598−5.1% | Reduced |
| Capital Advisory Group Advisory Services, LLC | 281,472 | $3.26M | 2.26% | −11,233−3.8% | Reduced |
| Citadel Advisors LLC | 317,344 | $3.67M | 0.00% | +317,344 | New |
| Cubist Systematic Strategies, LLC | 329,366 | $3.81M | 0.03% | +280,658+576.2% | Added |
| Centaurus Financial, Inc. | 366,148 | $4.24M | 0.41% | +158,981+76.7% | Added |
| Royal Bank of Canada | 372,657 | $4.32M | 0.00% | +23,969+6.9% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 383,833 | $4.45M | 0.00% | −55,482−12.6% | Reduced |
| Muzinich & Co., Inc. | 397,072 | $4.60M | 4.47% | −55,482−12.3% | Reduced |
| Confluence Investment Management LLC | 401,900 | $4.65M | 0.08% | −2,270−0.6% | Reduced |
| McKinley Capital Management LLC /Delaware | 415,954 | $4.82M | 0.65% | −10,038−2.4% | Reduced |
| McGowan Group Asset Management, Inc. | 423,951 | $4.91M | 0.85% | +2,755+0.7% | Added |
| Stifel Financial Corp | 432,790 | $5.01M | 0.01% | +14,485+3.5% | Added |
| Northern Trust Corp | 440,877 | $5.11M | 0.00% | +342,864+349.8% | Added |
| Advisors Asset Management, Inc. | 449,088 | $5.20M | 0.11% | +26,161+6.2% | Added |
| LPL Financial LLC | 542,709 | $6.29M | 0.01% | +67,213+14.1% | Added |
| UBS Group AG | 543,827 | $6.30M | 0.00% | −28,602−5.0% | Reduced |
| Gilman Hill Asset Management, LLC | 633,596 | $7.34M | 1.71% | −7,495−1.2% | Reduced |
| S&T Bank | 641,010 | $7.42M | 1.43% | −9,633−1.5% | Reduced |
| Wells Fargo & Company | 654,856 | $7.58M | 0.00% | −28,490−4.2% | Reduced |
| JPMorgan Chase & Co | 737,560 | $8.54M | 0.00% | +214,991+41.1% | Added |
| Legal & General Group Plc | 781,820 | $9.05M | 0.00% | +63,977+8.9% | Added |
| Granite Investment Partners, LLC | 828,786 | $9.60M | 0.42% | +828,786 | New |
| Two Sigma Advisers, LP | 948,200 | $11.0M | 0.03% | −289,300−23.4% | Reduced |
| BlackRock Inc. | 1,014,724 | $11.8M | 0.00% | +158,616+18.5% | Added |
| Morgan Stanley | 1,104,083 | $12.8M | 0.00% | −234,928−17.5% | Reduced |
| Border to Coast Pensions Partnership Ltd | 1,124,837 | $13.0M | 0.42% | −109,336−8.9% | Reduced |
| Advisors Capital Management, LLC | 965,786 | $13.6M | 0.36% | +48,385+5.3% | Added |
| Millennium Management LLC | 1,494,565 | $17.3M | 0.02% | +1,372,385+1,123.2% | Added |
| T. Rowe Price Investment Management, Inc. | 1,592,458 | $18.4M | 0.01% | +1,592,458 | New |
| Van Eck Associates Corp | 1,681,943 | $19.5M | 0.06% | −98,967−5.6% | Reduced |
| Sound Income Strategies, LLC | 2,206,047 | $25.5M | 3.72% | +88,281+4.2% | Added |
| Price T Rowe Associates Inc | 0 | $0 | 0.00% | −1,637,228−100.0% | Sold out |
| Leeward Investments, LLC - MA | 0 | $0 | 0.00% | −649,100−100.0% | Sold out |
| Uniplan Investment Counsel, Inc. | 0 | $0 | 0.00% | −301,680−100.0% | Sold out |
| Foresight Capital Management Advisors, Inc. | 0 | $0 | 0.00% | −104,088−100.0% | Sold out |
| Magnetar Financial LLC | 0 | $0 | 0.00% | −48,930−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −47,619−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −36,961−100.0% | Sold out |
| Gyon Technologies Capital Management, LP | 0 | $0 | 0.00% | −31,104−100.0% | Sold out |
| Prelude Capital Management, LLC | 0 | $0 | 0.00% | −27,084−100.0% | Sold out |
| Allianz Asset Management GmbH | 0 | $0 | 0.00% | −26,320−100.0% | Sold out |
| Wealthsource Partners, LLC | 0 | $0 | 0.00% | −25,945−100.0% | Sold out |
| Fox Run Management, L.L.C. | 0 | $0 | 0.00% | −23,031−100.0% | Sold out |
| Dodge & Cox | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −18,800−100.0% | Sold out |
| MQS Management LLC | 0 | $0 | 0.00% | −17,256−100.0% | Sold out |
| Cipher Capital LP | 0 | $0 | 0.00% | −15,063−100.0% | Sold out |
| Financial Advocates Investment Management | 0 | $0 | 0.00% | −14,093−100.0% | Sold out |
| SEI Investments Co | 0 | $0 | 0.00% | −13,036−100.0% | Sold out |
| Eagle Global Advisors LLC | 0 | $0 | 0.00% | −12,710−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −11,481−100.0% | Sold out |
| Chilton Capital Management LLC | 0 | $0 | 0.00% | −6,305−100.0% | Sold out |
| Fifth Third Bancorp | 0 | $0 | 0.00% | −6,034−100.0% | Sold out |
| SeaCrest Wealth Management, LLC | 0 | $0 | 0.00% | −4,250−100.0% | Sold out |
| Joseph P. Lucia & Associates, LLC | 0 | $0 | 0.00% | −3,171−100.0% | Sold out |
| Umb Bank N A | 0 | $0 | 0.00% | −1,764−100.0% | Sold out |
| TD Private Client Wealth LLC | 0 | $0 | 0.00% | −1,488−100.0% | Sold out |
| Bramshill Investments, LLC | 0 | $0 | 0.00% | −1,214−100.0% | Sold out |
| Activest Wealth Management | 0 | $0 | 0.00% | −765−100.0% | Sold out |
| Total Clarity Wealth Management, Inc. | 0 | $0 | 0.00% | −700−100.0% | Sold out |
| Venture Visionary Partners LLC | 0 | $0 | 0.00% | −400−100.0% | Sold out |
| Global Wealth Management Investment Advisory, Inc. | 0 | $0 | 0.00% | −392−100.0% | Sold out |
| GoalVest Advisory LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Moisand Fitzgerald Tamayo, LLC | 0 | $0 | 0.00% | −131−100.0% | Sold out |
| WFA of San Diego, LLC | 0 | $0 | 0.00% | −131−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −76−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −23−100.0% | Sold out |
| Farmer Steven Patrick | – | – | – | – | Not filed |
| Exane Derivatives | – | – | – | – | Not filed |
| Lake Point Wealth Management | – | – | – | – | Not filed |
| Cordasco Financial Network | – | – | – | – | Not filed |
| Private Capital Group, LLC | – | – | – | – | Not filed |