Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q2 2022
Institutional positions in Hercules Capital, Inc. as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 249
- +11 vs. Q1 2022
- Shares held
- 30.3M
- +823.4K (+2.8%) vs. Q1 2022
- Total value
- $410.2M
- −$122.6M (−23.0%) vs. Q1 2022
- New holders
- 44
- 85 more added
- Sold out
- 33
- 68 more reduced
3 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| LSV Asset Management | 124,895 | $1.69M | 0.00% | −3,400−2.7% | Reduced |
| Banque Pictet & Cie SA | 130,016 | $1.75M | 0.02% | +130,016 | New |
| Pictet North America Advisors SA | 130,016 | $1.75M | 0.23% | +130,016 | New |
| Great West Life Assurance Co | 130,281 | $1.76M | 0.00% | +89,767+221.6% | Added |
| Blair William & Co | 139,342 | $1.88M | 0.01% | −5,600−3.9% | Reduced |
| D.A. Davidson & Co. | 144,322 | $1.95M | 0.02% | +23,554+19.5% | Added |
| Sigma Planning Corp | 150,981 | $2.04M | 0.07% | −4,099−2.6% | Reduced |
| Financial Advisory Service, Inc. | 156,399 | $2.11M | 0.22% | +3,723+2.4% | Added |
| Occudo Quantitative Strategies LP | 157,399 | $2.12M | 0.17% | +12,187+8.4% | Added |
| Security National Bank | 162,547 | $2.19M | 0.61% | −6,534−3.9% | Reduced |
| Mount Yale Investment Advisors, LLC | 163,042 | $2.20M | 0.28% | +2,156+1.3% | Added |
| Hennion & Walsh Asset Management, Inc. | 171,120 | $2.31M | 0.14% | +15,189+9.7% | Added |
| Raymond James & Associates | 180,616 | $2.44M | 0.00% | +3,315+1.9% | Added |
| Janney Montgomery Scott LLC | 204,205 | $2.75M | 0.01% | +49,307+31.8% | Added |
| Centaurus Financial, Inc. | 207,167 | $2.79M | 0.28% | −398,090−65.8% | Reduced |
| Commonwealth Equity Services, LLC | 211,486 | $2.85M | 0.01% | +16,238+8.3% | Added |
| Voloridge Investment Management, LLC | 229,953 | $3.10M | 0.02% | −19,496−7.8% | Reduced |
| Schonfeld Strategic Advisors LLC | 265,100 | $3.58M | 0.04% | +117,100+79.1% | Added |
| Goldman Sachs Group Inc | 283,683 | $3.83M | 0.00% | +131,217+86.1% | Added |
| The PNC Financial Services Group, Inc. | 288,717 | $3.90M | 0.00% | −3,003−1.0% | Reduced |
| Alliancebernstein L.P. | 294,915 | $3.98M | 0.00% | +26,511+9.9% | Added |
| Uniplan Investment Counsel, Inc. | 301,680 | $4.07M | 0.28% | +22,491+8.1% | Added |
| Royal Bank of Canada | 348,688 | $4.70M | 0.00% | +65,089+23.0% | Added |
| Capital Advisory Group Advisory Services, LLC | 292,705 | $4.71M | 2.81% | −540−0.2% | Reduced |
| Confluence Investment Management LLC | 404,170 | $5.45M | 0.08% | −8,919−2.2% | Reduced |
| Farmer Steven Patrick | 404,170 | $5.45M | 0.08% | +404,170 | New |
| Stifel Financial Corp | 418,305 | $5.64M | 0.01% | +6,243+1.5% | Added |
| McGowan Group Asset Management, Inc. | 421,196 | $5.68M | 0.95% | +267+0.1% | Added |
| Advisors Asset Management, Inc. | 422,927 | $5.71M | 0.10% | +422,927 | New |
| McKinley Capital Management LLC /Delaware | 425,992 | $5.75M | 0.75% | +3,210+0.8% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 439,315 | $5.93M | 0.00% | −31,659−6.7% | Reduced |
| Muzinich & Co., Inc. | 452,554 | $6.11M | 5.16% | −31,659−6.5% | Reduced |
| LPL Financial LLC | 475,496 | $6.41M | 0.01% | +99,518+26.5% | Added |
| JPMorgan Chase & Co | 522,569 | $7.05M | 0.00% | +11,677+2.3% | Added |
| UBS Group AG | 572,429 | $7.72M | 0.00% | +41,096+7.7% | Added |
| Gilman Hill Asset Management, LLC | 641,091 | $8.65M | 1.86% | +117,733+22.5% | Added |
| Leeward Investments, LLC - MA | 649,100 | $8.76M | 0.40% | −147,265−18.5% | Reduced |
| S&T Bank | 650,643 | $8.78M | 1.54% | −4,579−0.7% | Reduced |
| Wells Fargo & Company | 683,346 | $9.22M | 0.00% | −6,447−0.9% | Reduced |
| Legal & General Group Plc | 717,843 | $9.68M | 0.00% | +82,255+12.9% | Added |
| Two Sigma Investments, LP | 755,999 | $10.2M | 0.03% | −216,026−22.2% | Reduced |
| BlackRock Inc. | 856,108 | $11.5M | 0.00% | +97,836+12.9% | Added |
| Advisors Capital Management, LLC | 917,401 | $12.4M | 0.38% | +34,865+4.0% | Added |
| Two Sigma Advisers, LP | 1,237,500 | $16.7M | 0.05% | +328,200+36.1% | Added |
| Border to Coast Pensions Partnership Ltd | 1,234,173 | $16.7M | 0.52% | 00.0% | Unchanged |
| Morgan Stanley | 1,339,011 | $18.1M | 0.00% | +408,648+43.9% | Added |
| Price T Rowe Associates Inc | 1,637,228 | $22.1M | 0.00% | −143,235−8.0% | Reduced |
| Van Eck Associates Corp | 1,780,910 | $24.0M | 0.06% | −91,012−4.9% | Reduced |
| Sound Income Strategies, LLC | 2,117,766 | $28.6M | 3.81% | +73,987+3.6% | Added |
| 1832 Asset Management L.P. | 0 | $0 | 0.00% | −587,673−100.0% | Sold out |
| Atria Wealth Solutions, Inc. | 0 | $0 | 0.00% | −260,437−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −120,666−100.0% | Sold out |
| Axxcess Wealth Management, LLC | 0 | $0 | 0.00% | −73,816−100.0% | Sold out |
| Duality Advisers, LP | 0 | $0 | 0.00% | −71,375−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −68,799−100.0% | Sold out |
| Aigen Investment Management, LP | 0 | $0 | 0.00% | −56,763−100.0% | Sold out |
| Caxton Associates LP | 0 | $0 | 0.00% | −47,549−100.0% | Sold out |
| Greylin Investment Mangement Inc | 0 | $0 | 0.00% | −44,916−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −26,993−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −20,806−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −18,884−100.0% | Sold out |
| Sciencast Management LP | 0 | $0 | 0.00% | −13,028−100.0% | Sold out |
| Sheaff Brock Investment Advisors, LLC | 0 | $0 | 0.00% | −12,086−100.0% | Sold out |
| Lineweaver Wealth Advisors, LLC | 0 | $0 | 0.00% | −11,836−100.0% | Sold out |
| Peak Financial Advisors LLC | 0 | $0 | 0.00% | −11,315−100.0% | Sold out |
| Kestra Private Wealth Services, LLC | 0 | $0 | 0.00% | −11,048−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −10,185−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −6,320−100.0% | Sold out |
| Neo Ivy Capital Management | 0 | $0 | 0.00% | −5,656−100.0% | Sold out |
| TCWP LLC | 0 | $0 | 0.00% | −5,195−100.0% | Sold out |
| Prospera Financial Services Inc | 0 | $0 | 0.00% | −3,278−100.0% | Sold out |
| Koshinski Asset Management, Inc. | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Bedel Financial Consulting, Inc. | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| CoreFirst Bank & Trust | 0 | $0 | 0.00% | −1,226−100.0% | Sold out |
| State of Wyoming | 0 | $0 | 0.00% | −903−100.0% | Sold out |
| Dark Forest Capital Management LP | 0 | $0 | 0.00% | −804−100.0% | Sold out |
| Monetary Management Group Inc | 0 | $0 | 0.00% | −600−100.0% | Sold out |
| Motco | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Gemmer Asset Management LLC | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Asset Dedication, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Bivin & Associates, Inc. | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Quadrant Capital Group LLC | 0 | $0 | 0.00% | −28−100.0% | Sold out |
| Parametric Portfolio Associates LLC | – | – | – | – | Not filed |
| Golden State Wealth Management, LLC | – | – | – | – | Not filed |
| Dixon Hughes Goodman Wealth Advisors LLC | – | – | – | – | Not filed |