Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
FFC- Exchange
- NYSE
- SEC CIK
- 0001174164
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC insiders were filed in the last 90 days; 111 institutions reported holding it in 13F filings for Q2 2026, worth $181.2M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 120
- +13 vs. Q3 2023
- Shares held
- 9.07M
- +1.46M (+19.1%) vs. Q3 2023
- Total value
- $126.1M
- +$27.4M (+27.7%) vs. Q3 2023
- New holders
- 19
- 53 more added
- Sold out
- 6
- 30 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 111 | $181.2M |
| Q1 2026 | 119 | $165.4M |
| Q4 2025 | 113 | $173.6M |
| Q3 2025 | 115 | $179.4M |
| Q2 2025 | 112 | $164.2M |
| Q1 2025 | 114 | $153.9M |
| Q4 2024 | 118 | $156.5M |
| Q3 2024 | 110 | $145.9M |
| Q2 2024 | 108 | $134.3M |
| Q1 2024 | 115 | $134.1M |
| Q4 2023 | 120 | $126.1M |
| Q3 2023 | 108 | $99.0M |
| Q2 2023 | 95 | $96.0M |
| Q1 2023 | 101 | $88.8M |
| Q4 2022 | 100 | $94.4M |
| Q3 2022 | 97 | $91.5M |
| Q2 2022 | 102 | $97.5M |
| Q1 2022 | 101 | $124.9M |
| Q4 2021 | 112 | $134.2M |
| Q3 2021 | 106 | $140.5M |
| Q2 2021 | 98 | $127.9M |
| Q1 2021 | 106 | $138.5M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Raymond James & Associates | 145,754 | $2.03M | 0.00% | +124,706+592.5% | Added |
| Boothbay Fund Management, LLC | 155,197 | $2.16M | 0.08% | +4,375+2.9% | Added |
| Landscape Capital Management, L.L.C. | 155,396 | $2.16M | 0.19% | +155,396 | New |
| Wells Fargo & Company | 157,206 | $2.19M | 0.00% | +44,642+39.7% | Added |
| Advisor Group Holdings, Inc. | 158,150 | $2.20M | 0.00% | −33,072−17.3% | Reduced |
| Consolidated Portfolio Review Corp | 179,185 | $2.49M | 0.57% | +11,363+6.8% | Added |
| We Are One Seven, LLC | 206,261 | $2.87M | 0.17% | +184,394+843.3% | Added |
| LPL Financial LLC | 232,437 | $3.23M | 0.00% | −12,180−5.0% | Reduced |
| Csenge Advisory Group | 238,177 | $3.31M | 0.21% | +15,670+7.0% | Added |
| Ameriprise Financial Inc | 257,364 | $3.58M | 0.00% | +73,794+40.2% | Added |
| Royal Bank of Canada | 258,438 | $3.59M | 0.00% | −29,823−10.3% | Reduced |
| Commonwealth Equity Services, LLC | 270,374 | $3.76M | 0.01% | −32,566−10.7% | Reduced |
| Penserra Capital Management LLC | 277,568 | $3.86M | 0.07% | +19,212+7.4% | Added |
| Cohen & Steers, Inc. | 324,190 | $4.51M | 0.01% | 00.0% | Unchanged |
| Rpo LLC | 325,548 | $4.53M | 7.14% | +3,500+1.1% | Added |
| CNH Partners LLC | 404,567 | $5.62M | 0.23% | +135,776+50.5% | Added |
| Bank of America Corp | 459,575 | $6.39M | 0.00% | −5,294−1.1% | Reduced |
| Morgan Stanley | 593,484 | $8.25M | 0.00% | +97,014+19.5% | Added |
| Invesco Ltd. | 633,549 | $8.81M | 0.00% | +12,099+1.9% | Added |
| Mangrove Partners | 648,858 | $9.02M | 0.78% | +139,858+27.5% | Added |
| Arlington Capital Management, Inc. | 0 | $0 | 0.00% | −35,387−100.0% | Sold out |
| Ceera Investments, LLC | 0 | $0 | 0.00% | −13,080−100.0% | Sold out |
| Fortune Financial Advisors, LLC | 0 | $0 | 0.00% | −10,024−100.0% | Sold out |
| LexAurum Advisors, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Fifth Third Bancorp | 0 | $0 | 0.00% | −3,957−100.0% | Sold out |
| Princeton Global Asset Management LLC | 0 | $0 | 0.00% | −850−100.0% | Sold out |
| Claybrook Capital, LLC | – | – | – | – | Not filed |