Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
In the last 90 days, Capital Southwest Corp insiders filed 1 open-market purchase and 0 sales; 189 institutions reported holding it in 13F filings for Q2 2026, worth $420.0M in total; no superinvestor holds it.
13F holders, Q2 2026
Institutional positions in Capital Southwest Corp as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 189
- +23 vs. Q1 2026
- Shares held
- 17.4M
- +683.9K (+4.1%) vs. Q1 2026
- Total value
- $420.0M
- +$50.3M (+13.6%) vs. Q1 2026
- New holders
- 34
- 72 more added
- Sold out
- 11
- 54 more reduced
2 institutions that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 189 | $420.0M |
| Q1 2026 | 168 | $371.1M |
| Q4 2025 | 162 | $357.4M |
| Q3 2025 | 164 | $395.7M |
| Q2 2025 | 177 | $441.4M |
| Q1 2025 | 175 | $385.2M |
| Q4 2024 | 160 | $322.6M |
| Q3 2024 | 149 | $290.2M |
| Q2 2024 | 145 | $289.8M |
| Q1 2024 | 140 | $270.7M |
| Q4 2023 | 136 | $243.7M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $144.5M |
| Q4 2021 | 91 | $148.8M |
| Q3 2021 | 83 | $144.9M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Mraz, Amerine & Associates, Inc. | 21,979 | $522.4K | 0.07% | −2,275−9.4% | Reduced |
| Apollon Wealth Management, LLC | 22,681 | $539.1K | 0.01% | −1,967−8.0% | Reduced |
| Goldman Sachs Group Inc | 23,312 | $554.1K | 0.00% | +23,312 | New |
| Invesco Ltd. | 24,009 | $570.7K | 0.00% | −2,309−8.8% | Reduced |
| Arlington Capital Management, Inc. | 24,202 | $575.3K | 0.36% | +2,637+12.2% | Added |
| Millennium Management LLC | 24,481 | $581.9K | 0.00% | −180,067−88.0% | Reduced |
| Northern Trust Corp | 26,157 | $621.8K | 0.00% | −494−1.9% | Reduced |
| Jump Financial, LLC | 26,405 | $627.6K | 0.01% | +26,405 | New |
| GEN Financial Management, INC. | 26,569 | $631.5K | 0.38% | +26,569 | New |
| Advisor Group Holdings, Inc. | 27,535 | $654.5K | 0.00% | +10,098+57.9% | Added |
| Greenland Capital Management LP | 29,000 | $689.3K | 0.13% | +3,000+11.5% | Added |
| Occudo Quantitative Strategies LP | 30,530 | $725.7K | 0.04% | +17,653+137.1% | Added |
| AlphaCore Capital LLC | 31,546 | $749.9K | 0.01% | +550+1.8% | Added |
| Guggenheim Capital LLC | 31,550 | $749.9K | 0.00% | +2,333+8.0% | Added |
| Dearborn Partners LLC | 33,386 | $761.6K | 0.02% | +13,966+71.9% | Added |
| Commonwealth Equity Services, LLC | 36,203 | $860.6K | 0.00% | −18,825−34.2% | Reduced |
| Caldwell Sutter Capital, Inc. | 36,618 | $870.4K | 0.33% | −400−1.1% | Reduced |
| Janney Montgomery Scott LLC | 37,445 | $890.0K | 0.00% | +37,445 | New |
| Brookstone Capital Management | 38,697 | $919.8K | 0.01% | +38,697 | New |
| Navellier & Associates Inc | 38,884 | $924.3K | 0.07% | +38,884 | New |
| Cornerstone Wealth Management, LLC | 40,813 | $970.1K | 0.04% | +225+0.6% | Added |
| Symphony Financial, Ltd. Co. | 42,154 | $991.5K | 0.11% | +1,185+2.9% | Added |
| Royal Bank of Canada | 42,721 | $1.01M | 0.00% | +19,448+83.6% | Added |
| Quantbot Technologies LP | 43,455 | $1.03M | 0.04% | +27,722+176.2% | Added |
| Voloridge Investment Management, LLC | 45,257 | $1.08M | 0.00% | −102,062−69.3% | Reduced |
| Bayshore Capital Advisors, LLC | 48,320 | $1.15M | 0.54% | +27,820+135.7% | Added |
| Catalyst Capital Advisors LLC | 49,000 | $1.16M | 0.02% | 00.0% | Unchanged |
| Mariner, LLC | 51,258 | $1.22M | 0.00% | +19,363+60.7% | Added |
| Jane Street Group, LLC | 57,116 | $1.36M | 0.00% | −21,859−27.7% | Reduced |
| Independent Financial Group, LLC | 59,115 | $1.41M | 0.03% | +40,699+221.0% | Added |
| Moerus Capital Management LLC | 61,698 | $1.47M | 0.65% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 62,374 | $1.48M | 0.04% | −1,371−2.2% | Reduced |
| Kestra Advisory Services, LLC | 64,703 | $1.54M | 0.00% | +7,839+13.8% | Added |
| Cozad Asset Management Inc | 66,133 | $1.57M | 0.10% | +6,266+10.5% | Added |
| BNP Paribas Arbitrage, SA | 66,615 | $1.58M | 0.00% | +10,037+17.7% | Added |
| National Asset Management, Inc. | 69,775 | $1.64M | 0.09% | +150.0% | Added |
| Denali Advisors LLC | 72,014 | $1.71M | 0.17% | −3,833−5.1% | Reduced |
| Legacy Capital Wealth Partners, LLC | 74,653 | $1.77M | 0.34% | +3,479+4.9% | Added |
| Militia Capital Management LLC | 75,000 | $1.78M | 0.32% | −30,000−28.6% | Reduced |
| Balyasny Asset Management LLC | 77,193 | $1.83M | 0.00% | −13,715−15.1% | Reduced |
| Great West Life Assurance Co | 77,938 | $1.85M | 0.00% | +12,332+18.8% | Added |
| Truvestments Capital LLC | 78,667 | $1.87M | 0.28% | +5,921+8.1% | Added |
| SMH Capital Advisors Inc | 80,072 | $1.90M | 7.46% | +1,708+2.2% | Added |
| State Street Corp | 80,442 | $1.91M | 0.00% | +11,380+16.5% | Added |
| Benjamin Edwards Inc | 83,697 | $1.99M | 0.02% | −4,528−5.1% | Reduced |
| Neuberger Berman Group LLC | 84,495 | $2.01M | 0.00% | −7,978−8.6% | Reduced |
| Bank of America Corp | 86,011 | $2.04M | 0.00% | +44,237+105.9% | Added |
| Inspire Advisors, LLC | 87,762 | $2.09M | 0.15% | +73,154+500.8% | Added |
| Citadel Advisors LLC | 88,251 | $2.10M | 0.00% | +88,251 | New |
| First Dallas Securities Inc. | 90,468 | $2.15M | 0.71% | +777+0.9% | Added |
| Confluence Investment Management LLC | 95,362 | $2.27M | 0.04% | +230.0% | Added |
| XTX Topco Ltd | 97,027 | $2.31M | 0.03% | +83,714+628.8% | Added |
| Advisors Asset Management, Inc. | 98,619 | $2.34M | 0.04% | −9,781−9.0% | Reduced |
| Trexquant Investment LP | 103,686 | $2.46M | 0.02% | +94,073+978.6% | Added |
| Ameriprise Financial Inc | 103,851 | $2.47M | 0.00% | −1,624−1.5% | Reduced |
| Hodges Capital Management Inc. | 112,283 | $2.67M | 0.18% | +2,008+1.8% | Added |
| Marshall Wace, LLP | 120,787 | $2.87M | 0.00% | +120,787 | New |
| GraniteShares Advisors LLC | 126,444 | $3.01M | 1.93% | +16,550+15.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 126,582 | $3.01M | 0.00% | +70,767+126.8% | Added |
| Foundations Investment Advisors, LLC | 129,161 | $3.07M | 0.03% | −6,292−4.6% | Reduced |
| HRT Financial LP | 157,937 | $3.75M | 0.01% | +64,521+69.1% | Added |
| Grace & White Inc | 159,697 | $3.80M | 0.60% | −5,000−3.0% | Reduced |
| Schonfeld Strategic Advisors LLC | 160,021 | $3.80M | 0.02% | +160,021 | New |
| Naviter Wealth, LLC | 167,732 | $3.99M | 0.36% | +43,162+34.6% | Added |
| First Manhattan Co | 167,842 | $3.99M | 0.01% | −21,017−11.1% | Reduced |
| Beacon Pointe Advisors, LLC | 197,768 | $4.70M | 0.02% | +1,000+0.5% | Added |
| Morgan Stanley | 215,970 | $5.13M | 0.00% | +31,942+17.4% | Added |
| Womack Financial LLC | 230,538 | $5.48M | 3.62% | −1,737−0.7% | Reduced |
| Union Bancaire Privee, UBP SA | 1,685 | $6.31M | 0.07% | 00.0% | Unchanged |
| Raymond James Financial Inc | 269,532 | $6.41M | 0.00% | +4,873+1.8% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 291,778 | $6.94M | 0.00% | +7,000+2.5% | Added |
| Epiq Partners, LLC | 294,003 | $6.99M | 2.96% | −18,323−5.9% | Reduced |
| BlackRock, Inc. | 300,377 | $7.14M | 0.00% | +23,887+8.6% | Added |
| Tectonic Advisors LLC | 355,370 | $8.45M | 0.41% | +355,370 | New |
| Columbus Macro, LLC | 374,871 | $8.91M | 0.87% | +17,090+4.8% | Added |
| Melia Wealth LLC | 377,760 | $8.98M | 5.17% | −137,718−26.7% | Reduced |
| Franklin Resources Inc | 379,686 | $9.03M | 0.00% | +50,565+15.4% | Added |
| LPL Financial LLC | 402,585 | $9.57M | 0.00% | +170,872+73.7% | Added |
| Envestnet Asset Management Inc | 417,574 | $9.93M | 0.00% | +14,648+3.6% | Added |
| Muzinich & Co., Inc. | 435,909 | $10.4M | 3.54% | +9,666+2.3% | Added |
| Cetera Investment Advisers | 490,926 | $11.7M | 0.01% | +38,228+8.4% | Added |
| Legal & General Group Plc | 499,715 | $11.9M | 0.00% | +56,577+12.8% | Added |
| Empirical Finance, LLC | 525,500 | $12.5M | 0.52% | −93,366−15.1% | Reduced |
| Empowered Funds, LLC | 525,697 | $12.5M | 0.07% | −93,401−15.1% | Reduced |
| Sanders Morris Harris LLC | 759,992 | $18.1M | 10.48% | −351,181−31.6% | Reduced |
| Sound Income Strategies, LLC | 934,321 | $22.2M | 1.00% | +30,992+3.4% | Added |
| Two Sigma Investments, LP | 1,180,391 | $28.1M | 0.02% | −1,169,257−49.8% | Reduced |
| UBS Group AG | 1,218,244 | $29.0M | 0.00% | +364,113+42.6% | Added |
| Van Eck Associates Corp | 1,526,667 | $36.3M | 0.02% | +399,106+35.4% | Added |
| Oxford Asset Management LLP | 0 | $0 | 0.00% | −19,172−100.0% | Sold out |
| Purpose Unlimited Inc. | 0 | $0 | 0.00% | −19,000−100.0% | Sold out |
| Vident Advisory, LLC | 0 | $0 | 0.00% | −9,293−100.0% | Sold out |
| MAI Capital Management | 0 | $0 | 0.00% | −3,051−100.0% | Sold out |
| Weiss Asset Management LP | 0 | $0 | 0.00% | −2,852−100.0% | Sold out |
| Bryn Mawr Trust Co | 0 | $0 | 0.00% | −1,600−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −802−100.0% | Sold out |
| Chilton Capital Management LLC | 0 | $0 | 0.00% | −450−100.0% | Sold out |
| Beaird Harris Wealth Management, LLC | 0 | $0 | 0.00% | −197−100.0% | Sold out |
| PMV Capital Advisers, LLC | 0 | $0 | 0.00% | −2−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −1−100.0% | Sold out |