Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
In the last 90 days, Capital Southwest Corp insiders filed 1 open-market purchase and 0 sales; 215 institutions reported holding it in 13F filings for Q2 2026, worth $680.4M in total; no superinvestor holds it.
13F holders, Q2 2026
Institutional positions in Capital Southwest Corp as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 215
- +21 vs. Q1 2026
- Shares held
- 43.8M
- −11.5M (−20.8%) vs. Q1 2026
- Total value
- $680.4M
- +$74.1M (+12.2%) vs. Q1 2026
- New holders
- 34
- 73 more added
- Sold out
- 13
- 56 more reduced
2 institutions that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 215 | $680.4M |
| Q1 2026 | 196 | $607.6M |
| Q4 2025 | 195 | $578.3M |
| Q3 2025 | 188 | $605.4M |
| Q2 2025 | 200 | $647.9M |
| Q1 2025 | 199 | $593.7M |
| Q4 2024 | 188 | $506.7M |
| Q3 2024 | 149 | $290.2M |
| Q2 2024 | 145 | $289.8M |
| Q1 2024 | 140 | $270.7M |
| Q4 2023 | 136 | $243.7M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $144.5M |
| Q4 2021 | 91 | $148.8M |
| Q3 2021 | 83 | $144.9M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | 2 | $48 | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 3 | $71 | 0.00% | −24−88.9% | Reduced |
| DHJJ Financial Advisors, Ltd. | 5 | $119 | 0.00% | 00.0% | Unchanged |
| Action Point Financial Planning, LLC | 14 | $333 | 0.00% | +14 | New |
| Caitong International Asset Management Co., Ltd | 27 | $642 | 0.00% | −35−56.5% | Reduced |
| Hilton Head Capital Partners, LLC | 30 | $713 | 0.00% | 00.0% | Unchanged |
| NBT Bank N A | 34 | $798 | 0.00% | +1+3.0% | Added |
| Delta Asset Management LLC | 60 | $1.43K | 0.00% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 69 | $1.64K | 0.00% | +69 | New |
| Quarry LP | 88 | $2.09K | 0.00% | −942−91.5% | Reduced |
| Valley National Advisers Inc | 100 | $2.38K | 0.00% | +100 | New |
| First Horizon Corp | 200 | $4.75K | 0.00% | 00.0% | Unchanged |
| LRI Investments, LLC | 250 | $5.94K | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 291 | $6.92K | 0.00% | 00.0% | Unchanged |
| Archer Investment Corp | 292 | $6.92K | 0.00% | +150+105.6% | Added |
| Dunhill Financial, LLC | 400 | $9.51K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 11,000 | $11.4K | 0.00% | +11,000 | New |
| Hager Investment Management Services, LLC | 500 | $11.9K | 0.01% | 00.0% | Unchanged |
| Group One Trading, L.P. | 514 | $12.2K | 0.00% | −2,092−80.3% | Reduced |
| Truist Financial Corp | – | $12.5K | 0.00% | – | – |
| Central Trust Co | 600 | $14.3K | 0.00% | −2,100−77.8% | Reduced |
| Toth Financial Advisory Corp | 600 | $14.3K | 0.00% | 00.0% | Unchanged |
| Goldstein Advisors, LLC | – | $14.6K | 0.00% | – | – |
| LaSalle St. Investment Advisors, LLC | 15,000 | $15.6K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 662 | $15.7K | 0.00% | +314+90.2% | Added |
| HHM Wealth Advisors, LLC | 700 | $16.6K | 0.00% | 00.0% | Unchanged |
| Key Capital Management, INC | 726 | $17.3K | 0.01% | −56−7.2% | Reduced |
| Avion Wealth | 900 | $21.0K | 0.00% | +400+80.0% | Added |
| GWM Advisors LLC | 955 | $22.7K | 0.00% | +955 | New |
| Simplex Trading, LLC | 970 | $23.1K | 0.00% | −6,263−86.6% | Reduced |
| Heritage Wealth Advisors | 980 | $23.3K | 0.00% | +980 | New |
| Ronald Blue Trust, Inc. | 985 | $23.4K | 0.00% | −68−6.5% | Reduced |
| Larson Financial Group LLC | 1,000 | $23.8K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 1,000 | $23.8K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 1,025 | $24.4K | 0.00% | 00.0% | Unchanged |
| Stifel Financial Corp | – | $26.0K | 0.00% | – | – |
| Resources Investment Advisors, LLC. | – | $26.1K | 0.00% | – | – |
| Jones Financial Companies LLLP | 1,206 | $27.9K | 0.00% | +50+4.3% | Added |
| Rockefeller Capital Management L.P. | 1,225 | $29.1K | 0.00% | +1,000+444.4% | Added |
| Prime Capital Investment Advisors, LLC | – | $31.2K | 0.00% | – | – |
| Allied Private Wealth LLC | 1,575 | $37.0K | 0.02% | +1,575 | New |
| Elequin Capital LP | 1,606 | $38.2K | 0.00% | +429+36.4% | Added |
| Geneos Wealth Management Inc. | 1,630 | $38.7K | 0.00% | −300−15.5% | Reduced |
| Triumph Capital Management | 1,750 | $41.6K | 0.01% | +350+25.0% | Added |
| Steward Partners Investment Advisory, LLC | 1,810 | $43.0K | 0.00% | +1,810 | New |
| Highline Wealth Partners LLC | 2,094 | $49.8K | 0.01% | +2,094 | New |
| Planning Directions Inc | 50,000 | $52.3K | 0.02% | 00.0% | Unchanged |
| State of Alaska, Department of Revenue | 2,237 | $53.0K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 2,319 | $55.1K | 0.00% | −10−0.4% | Reduced |
| Farther Finance Advisors, LLC | 2,438 | $57.9K | 0.00% | −264−9.8% | Reduced |
| Osbon Capital Management LLC | 2,500 | $59.4K | 0.05% | −150−5.7% | Reduced |
| Washington Trust Advisors, Inc. | 2,500 | $59.4K | 0.00% | 00.0% | Unchanged |
| Principal Securities, Inc. | – | $62.4K | 0.00% | – | – |
| Signaturefd, LLC | 2,738 | $65.1K | 0.00% | −671−19.7% | Reduced |
| Spire Wealth Management | 2,800 | $66.6K | 0.00% | +2,200+366.7% | Added |
| Capital Analysts, LLC | 2,975 | $71.0K | 0.00% | +72+2.5% | Added |
| Burk Holdings LLC | 3,068 | $72.9K | 0.03% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 3,088 | $73.4K | 0.00% | −1,566−33.6% | Reduced |
| IFG Advisory, LLC | 3,500 | $83.2K | 0.00% | +3,500 | New |
| Northwestern Mutual Wealth Management Co | 4,000 | $95.1K | 0.00% | −409−9.3% | Reduced |
| Hollencrest Capital Management | 4,096 | $97.4K | 0.01% | +98+2.5% | Added |
| Parallel Advisors, LLC | 4,185 | $99.5K | 0.00% | 00.0% | Unchanged |
| Wealthstar Advisors, LLC | 108,000 | $113.0K | 0.06% | 00.0% | Unchanged |
| Rialto Wealth Management, LLC | 4,809 | $114.3K | 0.02% | 00.0% | Unchanged |
| Allworth Financial LP | 6,535 | $155.3K | 0.00% | +947+16.9% | Added |
| Leonteq Securities AG | 7,000 | $166.4K | 0.01% | 00.0% | Unchanged |
| Amtrust Financial Services, Inc. | – | $177.4K | 0.05% | – | – |
| AEGON USA Investment Management, LLC | – | $192.4K | 0.14% | – | – |
| Bank of Montreal | 8,477 | $201.5K | 0.00% | +8,477 | New |
| VPR Management LLC | 8,500 | $202.0K | 0.08% | 00.0% | Unchanged |
| Eight 31 Financial LLC | 8,750 | $208.0K | 0.12% | +8,750 | New |
| Sequoia Financial Advisors, LLC | 8,825 | $209.8K | 0.00% | +8,825 | New |
| SageGuard Financial Group, LLC | 9,122 | $216.8K | 0.03% | −568−5.9% | Reduced |
| HighTower Advisors, LLC | 9,746 | $231.7K | 0.00% | −10.0% | Reduced |
| Permanent Capital Management, LP | 9,820 | $233.4K | 0.03% | +9,820 | New |
| Mackenzie Financial Corp | 10,520 | $250.1K | 0.00% | +10,520 | New |
| Squarepoint Ops LLC | 10,845 | $257.8K | 0.00% | +1,208+12.5% | Added |
| Geode Capital Management, LLC | 11,251 | $267.4K | 0.00% | 00.0% | Unchanged |
| ProShare Advisors LLC | 11,364 | $270.1K | 0.00% | +34+0.3% | Added |
| Global Retirement Partners, LLC | 11,373 | $270.3K | 0.00% | +11,373 | New |
| Colony Group, LLC | 11,442 | $272.0K | 0.00% | +482+4.4% | Added |
| Two Sigma Securities, LLC | 11,558 | $274.7K | 0.02% | +11,558 | New |
| Brevan Howard Capital Management LP | 11,794 | $280.3K | 0.00% | −9,824−45.4% | Reduced |
| Arkadios Wealth Advisors | 11,902 | $282.9K | 0.00% | +11,902 | New |
| DRW Securities, LLC | 11,959 | $284.3K | 0.02% | +794+7.1% | Added |
| Core Wealth Partners LLC | 12,320 | $292.8K | 0.12% | +800+6.9% | Added |
| Creative Planning | 12,352 | $293.6K | 0.00% | +2,414+24.3% | Added |
| D. E. Shaw & Co., Inc. | 12,437 | $295.6K | 0.00% | +12,437 | New |
| Accel Wealth Management | 12,521 | $297.6K | 0.07% | +13+0.1% | Added |
| Generali Investments CEE, investicni spolecnost, a.s. | 12,758 | $303.3K | 0.01% | 00.0% | Unchanged |
| Mission Hills Financial Advisory, LLC | 12,836 | $305.1K | 0.13% | +12,836 | New |
| Engineers Gate Manager LP | 13,045 | $310.1K | 0.00% | −4,552−25.9% | Reduced |
| Amundi | 13,279 | $315.6K | 0.00% | +13,279 | New |
| Eagle Global Advisors LLC | 13,515 | $321.3K | 0.01% | +4,165+44.5% | Added |
| Black Swift Group, LLC | 13,550 | $322.1K | 0.05% | +13,550 | New |
| US Bancorp | 13,700 | $325.6K | 0.00% | 00.0% | Unchanged |
| FCG Investment Co | 13,763 | $327.1K | 0.11% | +3,094+29.0% | Added |
| Change Path, LLC | 15,016 | $356.9K | 0.01% | −5,814−27.9% | Reduced |
| Belpointe Asset Management LLC | 15,354 | $365.0K | 0.01% | −447−2.8% | Reduced |
| Brown Advisory Inc | 15,770 | $374.9K | 0.00% | +15,770 | New |