Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
In the last 90 days, Capital Southwest Corp insiders filed 1 open-market purchase and 0 sales; 190 institutions reported holding it in 13F filings for Q2 2026, worth $411.8M in total; no superinvestor holds it.
13F holders, Q3 2026
Institutional positions in Capital Southwest Corp as of Sep 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
Q3 2026 data is still coming in (13F filing deadline: Nov 16, 2026), so these numbers are incomplete.
- Institutional holders
- 95
- −1 vs. Q2 2026
- Shares held
- 6.80M
- −267.7K (−3.8%) vs. Q2 2026
- Total value
- $157.7M
- −$10.1M (−6.0%) vs. Q2 2026
- New holders
- 10
- 40 more added
- Sold out
- 11
- 18 more reduced
94 institutions that held it in Q2 2026 haven't filed for Q3 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 190 | $411.8M |
| Q1 2026 | 169 | $369.5M |
| Q4 2025 | 164 | $332.6M |
| Q3 2025 | 166 | $363.9M |
| Q2 2025 | 179 | $392.9M |
| Q1 2025 | 177 | $385.1M |
| Q4 2024 | 162 | $322.4M |
| Q3 2024 | 150 | $290.1M |
| Q2 2024 | 145 | $289.6M |
| Q1 2024 | 140 | $260.9M |
| Q4 2023 | 136 | $241.5M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $143.9M |
| Q4 2021 | 91 | $148.3M |
| Q3 2021 | 83 | $144.7M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q3 2026
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q2 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| UBS Group AG | 1,085,661 | $25.1M | 0.00% | −132,583−10.9% | Reduced |
| Sound Income Strategies, LLC | 876,046 | $20.8M | 0.93% | −58,275−6.2% | Reduced |
| Sanders Morris Harris LLC | 665,694 | $15.4M | 2.04% | −94,298−12.4% | Reduced |
| Muzinich & Co., Inc. | 453,109 | $10.5M | 3.48% | +17,200+3.9% | Added |
| Columbus Macro, LLC | 398,048 | $9.21M | 0.90% | +23,177+6.2% | Added |
| Tectonic Advisors LLC | 377,520 | $8.73M | 0.40% | +22,150+6.2% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 293,778 | $6.80M | 0.00% | +2,000+0.7% | Added |
| Epiq Partners, LLC | 289,321 | $6.69M | 2.88% | −4,682−1.6% | Reduced |
| Womack Financial LLC | 239,347 | $5.54M | 3.64% | +8,809+3.8% | Added |
| LPL Financial LLC | 194,347 | $4.50M | 0.00% | −208,238−51.7% | Reduced |
| Grace & White Inc | 159,697 | $3.69M | 0.61% | 00.0% | Unchanged |
| GraniteShares Advisors LLC | 128,430 | $2.97M | 1.95% | +1,986+1.6% | Added |
| Advisors Asset Management, Inc. | 106,966 | $2.47M | 0.04% | +8,347+8.5% | Added |
| Confluence Investment Management LLC | 104,570 | $2.42M | 0.04% | +9,208+9.7% | Added |
| Independent Financial Group, LLC | 91,921 | $2.13M | 0.04% | +32,806+55.5% | Added |
| SMH Capital Advisors Inc | 80,526 | $1.86M | 7.05% | +454+0.6% | Added |
| Legacy Capital Wealth Partners, LLC | 78,611 | $1.82M | 0.38% | +3,958+5.3% | Added |
| Kestra Advisory Services, LLC | 71,278 | $1.65M | 0.00% | +6,575+10.2% | Added |
| Hennion & Walsh Asset Management, Inc. | 70,828 | $1.64M | 0.05% | +8,454+13.6% | Added |
| National Asset Management, Inc. | 67,058 | $1.55M | 0.06% | −2,717−3.9% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 64,463 | $1.49M | 0.00% | +1,172+1.9% | Added |
| Cozad Asset Management Inc | 62,007 | $1.43M | 0.10% | −4,126−6.2% | Reduced |
| Bayshore Capital Advisors, LLC | 61,320 | $1.42M | 0.73% | +13,000+26.9% | Added |
| Catalyst Capital Advisors LLC | 49,000 | $1.13M | 0.02% | 00.0% | Unchanged |
| MQS Management LLC | 46,340 | $1.07M | 0.63% | +46,340 | New |
| GEN Financial Management, INC. | 44,069 | $1.02M | 0.55% | +17,500+65.9% | Added |
| Symphony Financial, Ltd. Co. | 43,403 | $1.01M | 0.09% | +1,249+3.0% | Added |
| Brookstone Capital Management | 42,451 | $981.9K | 0.01% | +3,754+9.7% | Added |
| Cornerstone Wealth Management, LLC | 41,595 | $962.1K | 0.04% | +782+1.9% | Added |
| Caldwell Sutter Capital, Inc. | 36,848 | $852.3K | 0.32% | +230+0.6% | Added |
| Commonwealth Equity Services, LLC | 30,925 | $715.3K | 0.00% | −5,278−14.6% | Reduced |
| AlphaCore Capital LLC | 30,726 | $710.7K | 0.01% | −820−2.6% | Reduced |
| Bank of Montreal | 27,407 | $633.9K | 0.00% | +18,930+223.3% | Added |
| Barclays PLC | 24,935 | $576.7K | 0.00% | +24,935 | New |
| Apollon Wealth Management, LLC | 23,275 | $538.3K | 0.01% | +594+2.6% | Added |
| HighTower Advisors, LLC | 21,811 | $504.5K | 0.00% | +12,065+123.8% | Added |
| Wedbush Securities Inc | 20,184 | $467.0K | 0.01% | +908+4.7% | Added |
| Global Retirement Partners, LLC | 20,168 | $466.5K | 0.01% | +8,795+77.3% | Added |
| Mraz, Amerine & Associates, Inc. | 19,354 | $447.7K | 0.07% | −2,625−11.9% | Reduced |
| Monticello Wealth Management, LLC | 18,272 | $422.6K | 0.02% | 00.0% | Unchanged |
| FCG Investment Co | 17,477 | $404.2K | 0.13% | +3,714+27.0% | Added |
| Closed-End Fund Advisors, Inc. | 17,172 | $397.2K | 0.41% | −2,315−11.9% | Reduced |
| IMC-Chicago, LLC | 16,813 | $388.9K | 0.00% | +16,813 | New |
| Belpointe Asset Management LLC | 15,205 | $351.7K | 0.01% | −149−1.0% | Reduced |
| US Bancorp | 13,735 | $317.7K | 0.00% | +35+0.3% | Added |
| Eagle Global Advisors LLC | 13,565 | $313.8K | 0.01% | +50+0.4% | Added |
| Generali Investments CEE, investicni spolecnost, a.s. | 12,758 | $303.3K | 0.01% | 00.0% | Unchanged |
| Core Wealth Partners LLC | 12,766 | $295.3K | 0.12% | +446+3.6% | Added |
| Accel Wealth Management | 12,533 | $289.9K | 0.06% | +12+0.1% | Added |
| Creative Planning | 11,407 | $263.8K | 0.00% | −945−7.7% | Reduced |
| ProShare Advisors LLC | 10,743 | $248.5K | 0.00% | −621−5.5% | Reduced |
| Mackenzie Financial Corp | 10,520 | $243.3K | 0.00% | 00.0% | Unchanged |
| Total Clarity Wealth Management, Inc. | 10,280 | $237.8K | 0.05% | +10,280 | New |
| Leonteq Securities AG | 8,200 | $189.7K | 0.02% | +1,200+17.1% | Added |
| Allworth Financial LP | 6,535 | $155.3K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 4,185 | $96.8K | 0.00% | 00.0% | Unchanged |
| IFG Advisory, LLC | 3,549 | $82.1K | 0.00% | +49+1.4% | Added |
| The PNC Financial Services Group, Inc. | 3,088 | $71.4K | 0.00% | 00.0% | Unchanged |
| Burk Holdings LLC | 3,068 | $71.0K | 0.02% | 00.0% | Unchanged |
| Signaturefd, LLC | 3,055 | $70.7K | 0.00% | +317+11.6% | Added |
| Washington Trust Advisors, Inc. | 2,500 | $57.8K | 0.00% | 00.0% | Unchanged |
| State of Alaska, Department of Revenue | 2,507 | $57.0K | 0.00% | +270+12.1% | Added |
| Spire Wealth Management | 2,400 | $55.5K | 0.00% | −400−14.3% | Reduced |
| EverSource Wealth Advisors, LLC | 2,336 | $54.0K | 0.00% | +17+0.7% | Added |
| Farther Finance Advisors, LLC | 2,048 | $47.4K | 0.00% | −390−16.0% | Reduced |
| Triumph Capital Management | 1,750 | $40.5K | 0.01% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,630 | $37.7K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 1,409 | $32.6K | 0.00% | +895+174.1% | Added |
| Highline Wealth Partners LLC | 1,161 | $26.9K | 0.01% | −933−44.6% | Reduced |
| North Star Investment Management Corp. | 1,025 | $23.7K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 1,000 | $23.1K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 1,000 | $23.1K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 999 | $23.1K | 0.00% | +337+50.9% | Added |
| Avion Wealth | 906 | $20.0K | 0.00% | +6+0.7% | Added |
| HHM Wealth Advisors, LLC | 700 | $16.2K | 0.00% | 00.0% | Unchanged |
| Central Trust Co | 600 | $13.9K | 0.00% | 00.0% | Unchanged |
| Toth Financial Advisory Corp | 600 | $13.9K | 0.00% | 00.0% | Unchanged |
| Hager Investment Management Services, LLC | 500 | $11.6K | 0.01% | 00.0% | Unchanged |
| Key Capital Management, INC | 462 | $10.7K | 0.00% | −264−36.4% | Reduced |
| Latitude Advisors, LLC | 439 | $10.1K | 0.00% | +439 | New |
| Nisa Investment Advisors, LLC | 291 | $6.73K | 0.00% | 00.0% | Unchanged |
| First Horizon Corp | 200 | $4.63K | 0.00% | 00.0% | Unchanged |
| Signature Equity Partners, LLC | 181 | $4.20K | 0.00% | +181 | New |
| Archer Investment Corp | 150 | $3.46K | 0.00% | +4+2.7% | Added |
| JFS Wealth Advisors, LLC | 69 | $1.60K | 0.00% | 00.0% | Unchanged |
| Smartleaf Asset Management LLC | 67 | $1.56K | 0.00% | +67 | New |
| Delta Asset Management LLC | 60 | $1.39K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 52 | $1.20K | 0.00% | +52 | New |
| United Community Bank | 40 | $925 | 0.00% | +40 | New |
| Mainstream Capital Management LLC | 35 | $810 | 0.00% | +35 | New |
| NBT Bank N A | 34 | $789 | 0.00% | 00.0% | Unchanged |
| Hilton Head Capital Partners, LLC | 31 | $713 | 0.00% | +1+3.3% | Added |
| DHJJ Financial Advisors, Ltd. | 5 | $116 | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 3 | $69 | 0.00% | 00.0% | Unchanged |
| Union Bancaire Privee, UBP SA | 1,685 | – | – | 00.0% | Unchanged |
| Arlington Capital Management, Inc. | 0 | $0 | 0.00% | −24,202−100.0% | Sold out |
| Samalin Investment Counsel, LLC | 0 | $0 | 0.00% | −16,005−100.0% | Sold out |
| Amundi | 0 | $0 | 0.00% | −13,279−100.0% | Sold out |
| Geode Capital Management, LLC | 0 | $0 | 0.00% | −11,251−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −10,845−100.0% | Sold out |