Capital Southwest Corp
CSWC- 交易所
- Nasdaq
- SEC CIK
- 0000017313
近 90 天，Capital Southwest Corp 內部人申報 1 筆公開市場買進、0 筆賣出；2026 年第 2 季末有 190 家機構在 13F 申報持有，市值合計 $4.12 億；沒有大師持有。
2026 年第 3 季 13F 持有人
Capital Southwest Corp 在 2026/9/30 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
2026 年第 3 季的資料還在陸續進來（13F 申報期限：2026/11/16），這裡的數字還不完整。
- 持有機構
- 95
- 較 2026 年第 2 季 −1 家
- 持有股數
- 679.7 萬
- 較 2026 年第 2 季 −26.8 萬 (−3.8%)
- 總市值
- $1.58 億
- 較 2026 年第 2 季 −$1,013 萬 (−6.0%)
- 新進機構
- 10
- 另有 40 家加碼
- 清倉機構
- 11
- 另有 18 家減碼
另有 94 家機構在 2026 年第 2 季持有、還沒有申報 2026 年第 3 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 CSWC 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 190 | $4.12 億 |
| 2026 年第 1 季 | 169 | $3.70 億 |
| 2025 年第 4 季 | 164 | $3.33 億 |
| 2025 年第 3 季 | 166 | $3.64 億 |
| 2025 年第 2 季 | 179 | $3.93 億 |
| 2025 年第 1 季 | 177 | $3.85 億 |
| 2024 年第 4 季 | 162 | $3.22 億 |
| 2024 年第 3 季 | 150 | $2.90 億 |
| 2024 年第 2 季 | 145 | $2.90 億 |
| 2024 年第 1 季 | 140 | $2.61 億 |
| 2023 年第 4 季 | 136 | $2.42 億 |
| 2023 年第 3 季 | 114 | $1.96 億 |
| 2023 年第 2 季 | 110 | $1.63 億 |
| 2023 年第 1 季 | 101 | $1.45 億 |
| 2022 年第 4 季 | 102 | $1.54 億 |
| 2022 年第 3 季 | 89 | $1.32 億 |
| 2022 年第 2 季 | 101 | $1.41 億 |
| 2022 年第 1 季 | 88 | $1.44 億 |
| 2021 年第 4 季 | 91 | $1.48 億 |
| 2021 年第 3 季 | 83 | $1.45 億 |
| 2021 年第 2 季 | 91 | $1.40 億 |
| 2021 年第 1 季 | 80 | $1.32 億 |
2026 年第 3 季持有機構
每家機構持有 Capital Southwest Corp 的股數、市值與佔組合比重；股數變化跟 2026 年第 2 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| UBS Group AG | 1,085,661 | $2,511 萬 | 0.00% | −132,583−10.9% | 減碼 |
| Sound Income Strategies, LLC | 876,046 | $2,080 萬 | 0.93% | −58,275−6.2% | 減碼 |
| Sanders Morris Harris LLC | 665,694 | $1,540 萬 | 2.04% | −94,298−12.4% | 減碼 |
| Muzinich & Co., Inc. | 453,109 | $1,048 萬 | 3.48% | +17,200+3.9% | 加碼 |
| Columbus Macro, LLC | 398,048 | $920.7 萬 | 0.90% | +23,177+6.2% | 加碼 |
| Tectonic Advisors LLC | 377,520 | $873.2 萬 | 0.40% | +22,150+6.2% | 加碼 |
| Sumitomo Mitsui Trust Holdings, Inc. | 293,778 | $679.5 萬 | 0.00% | +2,000+0.7% | 加碼 |
| Epiq Partners, LLC | 289,321 | $669.2 萬 | 2.88% | −4,682−1.6% | 減碼 |
| Womack Financial LLC | 239,347 | $553.6 萬 | 3.64% | +8,809+3.8% | 加碼 |
| LPL Financial LLC | 194,347 | $449.5 萬 | 0.00% | −208,238−51.7% | 減碼 |
| Grace & White Inc | 159,697 | $369.4 萬 | 0.61% | 00.0% | 不變 |
| GraniteShares Advisors LLC | 128,430 | $297.1 萬 | 1.95% | +1,986+1.6% | 加碼 |
| Advisors Asset Management, Inc. | 106,966 | $247.4 萬 | 0.04% | +8,347+8.5% | 加碼 |
| Confluence Investment Management LLC | 104,570 | $241.9 萬 | 0.04% | +9,208+9.7% | 加碼 |
| Independent Financial Group, LLC | 91,921 | $212.6 萬 | 0.04% | +32,806+55.5% | 加碼 |
| SMH Capital Advisors Inc | 80,526 | $186.3 萬 | 7.05% | +454+0.6% | 加碼 |
| Legacy Capital Wealth Partners, LLC | 78,611 | $181.8 萬 | 0.38% | +3,958+5.3% | 加碼 |
| Kestra Advisory Services, LLC | 71,278 | $164.9 萬 | 0.00% | +6,575+10.2% | 加碼 |
| Hennion & Walsh Asset Management, Inc. | 70,828 | $163.8 萬 | 0.05% | +8,454+13.6% | 加碼 |
| National Asset Management, Inc. | 67,058 | $155.1 萬 | 0.06% | −2,717−3.9% | 減碼 |
| Cambridge Investment Research Advisors, Inc. | 64,463 | $149.1 萬 | 0.00% | +1,172+1.9% | 加碼 |
| Cozad Asset Management Inc | 62,007 | $143.4 萬 | 0.10% | −4,126−6.2% | 減碼 |
| Bayshore Capital Advisors, LLC | 61,320 | $141.8 萬 | 0.73% | +13,000+26.9% | 加碼 |
| Catalyst Capital Advisors LLC | 49,000 | $113.3 萬 | 0.02% | 00.0% | 不變 |
| MQS Management LLC | 46,340 | $107.2 萬 | 0.63% | +46,340 | 新進 |
| GEN Financial Management, INC. | 44,069 | $101.9 萬 | 0.55% | +17,500+65.9% | 加碼 |
| Symphony Financial, Ltd. Co. | 43,403 | $101.1 萬 | 0.09% | +1,249+3.0% | 加碼 |
| Brookstone Capital Management | 42,451 | $98.2 萬 | 0.01% | +3,754+9.7% | 加碼 |
| Cornerstone Wealth Management, LLC | 41,595 | $96.2 萬 | 0.04% | +782+1.9% | 加碼 |
| Caldwell Sutter Capital, Inc. | 36,848 | $85.2 萬 | 0.32% | +230+0.6% | 加碼 |
| Commonwealth Equity Services, LLC | 30,925 | $71.5 萬 | 0.00% | −5,278−14.6% | 減碼 |
| AlphaCore Capital LLC | 30,726 | $71.1 萬 | 0.01% | −820−2.6% | 減碼 |
| Bank of Montreal | 27,407 | $63.4 萬 | 0.00% | +18,930+223.3% | 加碼 |
| Barclays PLC | 24,935 | $57.7 萬 | 0.00% | +24,935 | 新進 |
| Apollon Wealth Management, LLC | 23,275 | $53.8 萬 | 0.01% | +594+2.6% | 加碼 |
| HighTower Advisors, LLC | 21,811 | $50.4 萬 | 0.00% | +12,065+123.8% | 加碼 |
| Wedbush Securities Inc | 20,184 | $46.7 萬 | 0.01% | +908+4.7% | 加碼 |
| Global Retirement Partners, LLC | 20,168 | $46.6 萬 | 0.01% | +8,795+77.3% | 加碼 |
| Mraz, Amerine & Associates, Inc. | 19,354 | $44.8 萬 | 0.07% | −2,625−11.9% | 減碼 |
| Monticello Wealth Management, LLC | 18,272 | $42.3 萬 | 0.02% | 00.0% | 不變 |
| FCG Investment Co | 17,477 | $40.4 萬 | 0.13% | +3,714+27.0% | 加碼 |
| Closed-End Fund Advisors, Inc. | 17,172 | $39.7 萬 | 0.41% | −2,315−11.9% | 減碼 |
| IMC-Chicago, LLC | 16,813 | $38.9 萬 | 0.00% | +16,813 | 新進 |
| Belpointe Asset Management LLC | 15,205 | $35.2 萬 | 0.01% | −149−1.0% | 減碼 |
| US Bancorp | 13,735 | $31.8 萬 | 0.00% | +35+0.3% | 加碼 |
| Eagle Global Advisors LLC | 13,565 | $31.4 萬 | 0.01% | +50+0.4% | 加碼 |
| Generali Investments CEE, investicni spolecnost, a.s. | 12,758 | $30.3 萬 | 0.01% | 00.0% | 不變 |
| Core Wealth Partners LLC | 12,766 | $29.5 萬 | 0.12% | +446+3.6% | 加碼 |
| Accel Wealth Management | 12,533 | $29.0 萬 | 0.06% | +12+0.1% | 加碼 |
| Creative Planning | 11,407 | $26.4 萬 | 0.00% | −945−7.7% | 減碼 |
| ProShare Advisors LLC | 10,743 | $24.8 萬 | 0.00% | −621−5.5% | 減碼 |
| Mackenzie Financial Corp | 10,520 | $24.3 萬 | 0.00% | 00.0% | 不變 |
| Total Clarity Wealth Management, Inc. | 10,280 | $23.8 萬 | 0.05% | +10,280 | 新進 |
| Leonteq Securities AG | 8,200 | $19.0 萬 | 0.02% | +1,200+17.1% | 加碼 |
| Allworth Financial LP | 6,535 | $15.5 萬 | 0.00% | 00.0% | 不變 |
| Parallel Advisors, LLC | 4,185 | $9.68 萬 | 0.00% | 00.0% | 不變 |
| IFG Advisory, LLC | 3,549 | $8.21 萬 | 0.00% | +49+1.4% | 加碼 |
| The PNC Financial Services Group, Inc. | 3,088 | $7.14 萬 | 0.00% | 00.0% | 不變 |
| Burk Holdings LLC | 3,068 | $7.10 萬 | 0.02% | 00.0% | 不變 |
| Signaturefd, LLC | 3,055 | $7.07 萬 | 0.00% | +317+11.6% | 加碼 |
| Washington Trust Advisors, Inc. | 2,500 | $5.78 萬 | 0.00% | 00.0% | 不變 |
| State of Alaska, Department of Revenue | 2,507 | $5.70 萬 | 0.00% | +270+12.1% | 加碼 |
| Spire Wealth Management | 2,400 | $5.55 萬 | 0.00% | −400−14.3% | 減碼 |
| EverSource Wealth Advisors, LLC | 2,336 | $5.40 萬 | 0.00% | +17+0.7% | 加碼 |
| Farther Finance Advisors, LLC | 2,048 | $4.74 萬 | 0.00% | −390−16.0% | 減碼 |
| Triumph Capital Management | 1,750 | $4.05 萬 | 0.01% | 00.0% | 不變 |
| Geneos Wealth Management Inc. | 1,630 | $3.77 萬 | 0.00% | 00.0% | 不變 |
| Group One Trading, L.P. | 1,409 | $3.26 萬 | 0.00% | +895+174.1% | 加碼 |
| Highline Wealth Partners LLC | 1,161 | $2.69 萬 | 0.01% | −933−44.6% | 減碼 |
| North Star Investment Management Corp. | 1,025 | $2.37 萬 | 0.00% | 00.0% | 不變 |
| Larson Financial Group LLC | 1,000 | $2.31 萬 | 0.00% | 00.0% | 不變 |
| Newbridge Financial Services Group, Inc. | 1,000 | $2.31 萬 | 0.00% | 00.0% | 不變 |
| Russell Investments Group, Ltd. | 999 | $2.31 萬 | 0.00% | +337+50.9% | 加碼 |
| Avion Wealth | 906 | $2.00 萬 | 0.00% | +6+0.7% | 加碼 |
| HHM Wealth Advisors, LLC | 700 | $1.62 萬 | 0.00% | 00.0% | 不變 |
| Central Trust Co | 600 | $1.39 萬 | 0.00% | 00.0% | 不變 |
| Toth Financial Advisory Corp | 600 | $1.39 萬 | 0.00% | 00.0% | 不變 |
| Hager Investment Management Services, LLC | 500 | $1.16 萬 | 0.01% | 00.0% | 不變 |
| Key Capital Management, INC | 462 | $1.07 萬 | 0.00% | −264−36.4% | 減碼 |
| Latitude Advisors, LLC | 439 | $1.01 萬 | 0.00% | +439 | 新進 |
| Nisa Investment Advisors, LLC | 291 | $6,731 | 0.00% | 00.0% | 不變 |
| First Horizon Corp | 200 | $4,626 | 0.00% | 00.0% | 不變 |
| Signature Equity Partners, LLC | 181 | $4,196 | 0.00% | +181 | 新進 |
| Archer Investment Corp | 150 | $3,459 | 0.00% | +4+2.7% | 加碼 |
| JFS Wealth Advisors, LLC | 69 | $1,596 | 0.00% | 00.0% | 不變 |
| Smartleaf Asset Management LLC | 67 | $1,565 | 0.00% | +67 | 新進 |
| Delta Asset Management LLC | 60 | $1,388 | 0.00% | 00.0% | 不變 |
| Citigroup Inc | 52 | $1,203 | 0.00% | +52 | 新進 |
| United Community Bank | 40 | $925 | 0.00% | +40 | 新進 |
| Mainstream Capital Management LLC | 35 | $810 | 0.00% | +35 | 新進 |
| NBT Bank N A | 34 | $789 | 0.00% | 00.0% | 不變 |
| Hilton Head Capital Partners, LLC | 31 | $713 | 0.00% | +1+3.3% | 加碼 |
| DHJJ Financial Advisors, Ltd. | 5 | $116 | 0.00% | 00.0% | 不變 |
| Assetmark, Inc | 3 | $69 | 0.00% | 00.0% | 不變 |
| Union Bancaire Privee, UBP SA | 1,685 | – | – | 00.0% | 不變 |
| Arlington Capital Management, Inc. | 0 | $0 | 0.00% | −24,202−100.0% | 清倉 |
| Samalin Investment Counsel, LLC | 0 | $0 | 0.00% | −16,005−100.0% | 清倉 |
| Amundi | 0 | $0 | 0.00% | −13,279−100.0% | 清倉 |
| Geode Capital Management, LLC | 0 | $0 | 0.00% | −11,251−100.0% | 清倉 |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −10,845−100.0% | 清倉 |